Super Micro Computer (SMCI) CRO reports RSU vesting, shares withheld for taxes
Rhea-AI Filing Summary
Super Micro Computer, Inc. reported equity compensation activity for Chief Revenue Officer Matthew Thauberger. On 2026-08-10, restricted stock units converted into 740 and 430 shares of common stock as they vested, with each unit representing one share. In related transactions, 377 and 219 common shares were delivered or withheld at $31.46 per share to satisfy tax withholding and remittance obligations in connection with the net settlement of the vested RSUs, which the company notes were not market transactions and are exempt under Rule 16b-3(e). Footnotes describe vesting schedules tied to continued service through August 10, 2023 and August 10, 2025 and subsequent quarterly vesting.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 574 shares
Net Buy
6 txns
Insider
Thauberger Matthew
Role
Insider
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 740 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F4 | 430 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 740 | -- | -- |
| Tax Withholding | Common Stock F2 | 377 | $31.46 | $12K |
| Exercise | Common Stock F1 | 430 | -- | -- |
| Tax Withholding | Common Stock F2 | 219 | $31.46 | $7K |
Holdings After Transaction:
Restricted Stock Units — 3,420 shares (Direct);
Common Stock — 5,382 shares (Direct)
Footnotes (4)
- F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
- F3. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
- F4. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
Key Figures
RSUs converted to common stock: 740 shares
Additional RSUs converted: 430 shares
Shares withheld for taxes (first leg): 377 shares
+4 more
7 metrics
RSUs converted to common stock
740 shares
Restricted stock units settled into 740 SMCI common shares on 2026-08-10
Additional RSUs converted
430 shares
Restricted stock units settled into 430 SMCI common shares on 2026-08-10
Shares withheld for taxes (first leg)
377 shares
Common shares delivered or withheld at $31.46 per share for tax obligations
Shares withheld for taxes (second leg)
219 shares
Common shares delivered or withheld at $31.46 per share for tax obligations
Tax withholding price
$31.46 per share
Price used for tax withholding on 377 and 219 common shares
Derivative exercises
1,170 shares
Total shares from RSU exercises/conversions reported in transactionSummary.exerciseShares
Shares for tax liability
596 shares
Total common shares delivered or withheld for tax obligations in code F transactions
Key Terms
Restricted Stock Units, net settlement, tax withholding and remittance obligations, Rule 16b-3(e)
4 terms
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"in connection with the net settlement of vested restricted stock units"
tax withholding and remittance obligations financial
"to satisfy tax withholding and remittance obligations in connection with the net settlement"
Rule 16b-3(e) regulatory
"Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e)"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transactions did SMCI Chief Revenue Officer Matthew Thauberger report on this Form 4?
Matthew Thauberger reported RSU conversions into 740 and 430 common shares on 2026-08-10, plus related dispositions of 377 and 219 shares used solely to cover tax withholding obligations on the vested restricted stock units.
How many Super Micro Computer (SMCI) RSUs vested for Matthew Thauberger on August 10, 2026?
On 2026-08-10, RSU awards representing 740 and 430 units vested and were settled in an equal number of SMCI common shares. Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting.
What tax withholding transactions were reported for SMCI insider Matthew Thauberger?
The Form 4 reports dispositions of 377 and 219 SMCI common shares at $31.46 per share. Footnote F2 explains these shares were withheld by SMCI to satisfy tax withholding and remittance obligations tied to vested RSUs, not discretionary sales.
What are the vesting terms of Matthew Thauberger’s SMCI restricted stock units?
For one RSU grant, 25% vests on August 10, 2023, then 1/16th every three months thereafter, subject to continued service. For another, 25% vests on August 10, 2025, followed by 1/16th every three months, with vested units settled in SMCI common stock.
Was a Rule 10b5-1 trading plan involved in the SMCI Form 4 for Matthew Thauberger?
No Rule 10b5-1 trading plan is indicated. The filing’s 10b5-1 checkbox is marked false, and the footnotes describe the dispositions as tax withholding transactions exempt under Rule 16b-3(e), rather than trades under a pre-arranged plan.