Super Micro (NASDAQ: SMCI) VP nets 4,000 RSUs as 1,436 shares go to taxes
Rhea-AI Filing Summary
Super Micro Computer, Inc. (SMCI) reported that Jin Xiao, Sr. Corporate VP, Engineering, exercised 4,000 Restricted Stock Units into an equal number of shares of common stock on August 17, 2026. In connection with this vesting and net settlement, 1,436 shares of common stock were withheld by SMCI at $38.28 per share to satisfy tax withholding and remittance obligations, which the company states was not a market transaction and is exempt under Rule 16b-3(e). Following these transactions, the filing shows 53 shares of SMCI common stock held indirectly by the reporting person’s spouse.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 2,564 shares
Net Buy
4 txns
Insider
Xiao Jin
Role
Sr. Corporate VP, Engineering
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 4,000 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 4,000 | -- | -- |
| Tax Withholding | Common Stock F2 | 1,436 | $38.28 | $55K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Common Stock — 194,586 shares (Direct);
Common Stock — 53 shares (Indirect, By Spouse)
Footnotes (3)
- F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
- F3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.
Key Figures
RSUs Exercised: 4,000 units
Shares Withheld for Taxes: 1,436 shares
Withholding Price: $38.28 per share
+3 more
6 metrics
RSUs Exercised
4,000 units
Restricted Stock Units converted into 4,000 shares of SMCI common stock on August 17, 2026
Shares Withheld for Taxes
1,436 shares
Common shares withheld by SMCI for tax withholding related to vested RSUs
Withholding Price
$38.28 per share
Per-share value used for 1,436 SMCI shares withheld for tax obligations
Indirect Holdings by Spouse
53 shares
SMCI common stock held indirectly by the reporting person’s spouse after the transactions
Net Settlement Exercise Count
1 transaction
Single RSU exercise/conversion event on August 17, 2026
Tax-Withholding Disposition Shares
1,436 shares
Code F transaction marked as payment of tax liability by delivering or withholding securities
Key Terms
Restricted Stock Units, net settlement, tax withholding and remittance obligations, Rule 16b-3(e)
4 terms
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"in connection with the net settlement of vested restricted stock units"
tax withholding and remittance obligations financial
"withheld by SMCI to satisfy tax withholding and remittance obligations"
Rule 16b-3(e) regulatory
"Transaction exempt from Section 16(b) ... pursuant to Rule 16b-3(e)"
FAQ
What insider transaction did SMCI executive Jin Xiao report on this Form 4 for SMCI?
Jin Xiao reported exercising 4,000 Restricted Stock Units into 4,000 shares of Super Micro Computer (SMCI) common stock on August 17, 2026. This reflects settlement of vested RSUs into common shares as part of equity compensation.
What does the SMCI Form 4 say about Jin Xiao’s remaining holdings after these transactions?
The Form 4 shows 53 shares of SMCI common stock held indirectly "By Spouse" after the reported transactions. Direct post-transaction common share holdings for the reporting person are not specified in the structured data provided.
Were the SMCI transactions by Jin Xiao made under a Rule 10b5-1 trading plan?
The Form 4’s Rule 10b5-1 checkbox is unchecked (false), indicating the filing does not characterize these transactions as executed pursuant to a Rule 10b5-1 trading plan. The reported activity relates to RSU vesting and tax withholding.
How do the RSUs reported by Jin Xiao on SMCI’s Form 4 vest and settle?
According to the footnotes, each Restricted Stock Unit represents a right to receive one SMCI share. The RSUs vest in two equal tranches on August 17, 2026 and February 17, 2027, with vested units settled in SMCI common stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
