Super Micro Computer (SMCI) CRO has 1,145 shares withheld for RSU taxes
Rhea-AI Filing Summary
Super Micro Computer, Inc. (SMCI) reported that Chief Revenue Officer Matthew Thauberger settled vested equity awards on August 17, 2026. He exercised 2,250 Restricted Stock Units, which converted into an equal number of SMCI common shares, leaving 0 RSUs of this grant outstanding. In connection with this net settlement, 1,145 common shares were disposed of at $38.28 per share to satisfy tax withholding and remittance obligations, which the company states was not a market transaction. The remaining shares from this vesting were delivered to him as common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 1,105 shares
Net Buy
3 txns
Insider
Thauberger Matthew
Role
Chief Revenue Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 2,250 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 2,250 | -- | -- |
| Tax Withholding | Common Stock F2 | 1,145 | $38.28 | $44K |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Common Stock — 6,487 shares (Direct)
Footnotes (3)
- F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
- F3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.
Key Figures
RSUs exercised: 2,250 units
RSUs remaining from this grant: 0 units
Shares withheld for taxes: 1,145 shares
+1 more
4 metrics
RSUs exercised
2,250 units
Restricted Stock Units converted into SMCI common stock on August 17, 2026
RSUs remaining from this grant
0 units
Total RSUs of this reported award following the exercise/conversion
Shares withheld for taxes
1,145 shares
Common shares withheld in net settlement to satisfy tax obligations
Withholding price per share
$38.28 per share
Value used for shares withheld to cover tax obligations
Key Terms
Restricted Stock Units, net settlement, Section 16(b), Rule 16b-3(e)
4 terms
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"in connection with the net settlement of vested restricted stock units"
Section 16(b) regulatory
"Transaction exempt from Section 16(b) of the Securities Exchange Act"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-3(e) regulatory
"pursuant to Rule 16b-3(e) promulgated under the Act"
FAQ
What did SMCI insider Matthew Thauberger report on this Form 4 for SMCI?
Matthew Thauberger reported the vesting and settlement of 2,250 RSUs into SMCI common stock on August 17, 2026, with a portion of the shares withheld to cover tax obligations.
How many SMCI RSUs did Matthew Thauberger convert into common stock?
He converted 2,250 Restricted Stock Units into an equal number of SMCI common shares. Each RSU represented the contingent right to receive one share of common stock upon vesting and settlement.
Was Matthew Thauberger’s SMCI tax withholding transaction a market sale?
No. The filing states the 1,145 shares were withheld by SMCI solely to satisfy tax obligations in a net settlement of vested RSUs and explicitly describes it as not a market transaction.
What happened to the Super Micro Computer RSUs after Thauberger’s August 17, 2026 transaction?
The 2,250 RSUs under this grant vested and were settled in SMCI common stock, leaving 0 RSUs from this specific award reported as remaining outstanding after the transaction.
AI-generated analysis. How Rhea-AI works. Not financial advice.
