Super Micro CRO settles 2,250 RSUs, withholds shares

Super Micro Computer, Inc. (SMCI) reported that Chief Revenue Officer Matthew Thauberger settled vested equity awards on August 17, 2026.

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) reported that Chief Revenue Officer Matthew Thauberger settled vested equity awards on August 17, 2026. He exercised 2,250 Restricted Stock Units, which converted into an equal number of SMCI common shares, leaving 0 RSUs of this grant outstanding. In connection with this net settlement, 1,145 common shares were disposed of at $38.28 per share to satisfy tax withholding and remittance obligations, which the company states was not a market transaction. The remaining shares from this vesting were delivered to him as common stock.

Insider Trade Summary

2,250 shares exercised/converted

Exercise 3 txns

Insider Thauberger Matthew

Role Chief Revenue Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F3	2,250	$0.00	$0.00
Exercise	Common Stock F1	2,250	--	--
Tax Withholding	Common Stock F2	1,145	$38.28	$44K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 6,487 shares (Direct)

Footnotes (3)

1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
3. F3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Key Figures

RSUs exercised: 2,250 units RSUs remaining from this grant: 0 units Shares withheld for taxes: 1,145 shares +1 more

4 metrics

RSUs exercised 2,250 units Restricted Stock Units converted into SMCI common stock on August 17, 2026

RSUs remaining from this grant 0 units Total RSUs of this reported award following the exercise/conversion

Shares withheld for taxes 1,145 shares Common shares withheld in net settlement to satisfy tax obligations

Withholding price per share $38.28 per share Value used for shares withheld to cover tax obligations

Key Terms

Restricted Stock Units, net settlement, Section 16(b), Rule 16b-3(e)

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

net settlement financial

"in connection with the net settlement of vested restricted stock units"

Section 16(b) regulatory

"Transaction exempt from Section 16(b) of the Securities Exchange Act"

A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.

Rule 16b-3(e) regulatory

"pursuant to Rule 16b-3(e) promulgated under the Act"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SMCI insider Matthew Thauberger report on this Form 4 for SMCI?

Matthew Thauberger reported the vesting and settlement of 2,250 RSUs into SMCI common stock on August 17, 2026, with a portion of the shares withheld to cover tax obligations.

How many SMCI RSUs did Matthew Thauberger convert into common stock?

He converted 2,250 Restricted Stock Units into an equal number of SMCI common shares. Each RSU represented the contingent right to receive one share of common stock upon vesting and settlement.

How many SMCI shares were withheld for taxes in Thauberger’s Form 4?

A total of 1,145 SMCI common shares were withheld at $38.28 per share to satisfy tax withholding and remittance obligations related to the RSU vesting and were not sold in a market transaction.

Was Matthew Thauberger’s SMCI tax withholding transaction a market sale?

No. The filing states the 1,145 shares were withheld by SMCI solely to satisfy tax obligations in a net settlement of vested RSUs and explicitly describes it as not a market transaction.

Did Matthew Thauberger retain any of the vested SMCI shares from this RSU settlement?

Yes. After 1,145 shares were withheld for taxes, the remaining shares from the 2,250 converted RSUs were delivered to him as SMCI common stock, increasing his directly held common shares from this grant.

What happened to the Super Micro Computer RSUs after Thauberger’s August 17, 2026 transaction?

The 2,250 RSUs under this grant vested and were settled in SMCI common stock, leaving 0 RSUs from this specific award reported as remaining outstanding after the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/19/2026 - 04:48 PM Accepted by SEC EDGAR 08/19/2026 - 04:47 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thauberger Matthew

(Last) (First) (Middle)

980 ROCK AVENUE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Revenue Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/17/2026		M		2,250	A	(1)	7,632	D
Common Stock	08/17/2026		F(2)		1,145	D	$38.28	6,487	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/17/2026		M			2,250	(3)	(3)	Common Stock	2,250	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Remarks:

	/s/ Matthew Thauberger	08/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)