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Super Micro (NASDAQ: SMCI) awards 2027 RSUs and options to director

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) reported equity compensation awards to director Tally C. Liu. Liu received a grant of 3,941 Restricted Stock Units, each representing a contingent right to one share of SMCI common stock. These RSUs were granted for service in fiscal 2027 and are scheduled to fully vest on June 30, 2027, with pro rata vesting if service ends earlier; vested RSUs are settled in SMCI common shares.

Liu also received a grant of 5,062 stock options with an exercise price of $39.84 per share, also for fiscal 2027 service. These options are scheduled to fully vest and become exercisable on June 30, 2027, subject to the same pro rata vesting provision. Following these awards, Liu directly holds 288,738 shares of SMCI common stock.

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Insider LIU TALLY C
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 3,941 $0.00 $0.00
Grant/Award Stock Option (right to buy) F3 5,062 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 3,941 shares (Direct); Stock Option (right to buy) — 5,062 shares (Direct); Common Stock — 288,738 shares (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
  2. F2. The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.
  3. F3. The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.
RSUs granted 3,941 units Restricted Stock Units granted to Tally C. Liu on 2026-08-14 for fiscal 2027 service
Options granted 5,062 options Stock options granted to Tally C. Liu on 2026-08-14 for fiscal 2027 service
Option exercise price $39.84 per share Exercise price of the 5,062 stock options granted to Tally C. Liu
Option expiration date 2036-08-14 Expiration date of the 5,062 stock options granted to Tally C. Liu
Vesting date for fiscal 2027 awards 2027-06-30 Scheduled full vesting date for both RSUs and options, subject to pro rata vesting
Common shares held after transaction 288,738 shares Direct SMCI common stock holdings of Tally C. Liu following the reported awards
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Option (right to buy) financial
"The stock options were granted with respect to service to be provided"
vesting financial
"The total number of restricted stock units will fully vest on June 30, 2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"

FAQ

What equity awards did SMCI (Super Micro Computer, Inc., symbol SMCI) grant to Tally C. Liu?

SMCI granted Tally C. Liu 3,941 Restricted Stock Units and 5,062 stock options on August 14, 2026. Both awards relate to fiscal 2027 service and are subject to time-based vesting with potential pro rata vesting if service ends early.

When do Tally C. Liu’s new SMCI RSUs and options vest?

Both the 3,941 RSUs and 5,062 stock options for SMCI are scheduled to fully vest on June 30, 2027. If Liu’s service ends before that date, a pro rata portion vests based on service from July 1, 2026, to the last day of service.

What is the exercise price and expiration date of Tally C. Liu’s new SMCI stock options?

The newly granted SMCI stock options have an exercise price of $39.84 per share and cover 5,062 shares. They are scheduled to fully vest on June 30, 2027 and have an expiration date of August 14, 2036.

How many SMCI common shares does Tally C. Liu hold after these transactions?

After the reported awards, Tally C. Liu directly holds 288,738 shares of SMCI common stock. This figure reflects Liu’s direct ownership position as of the August 14, 2026 reporting date in the Form 4 filing.

How are Tally C. Liu’s SMCI RSUs settled once vested?

Once vested, Tally C. Liu’s 3,941 RSUs are settled in shares of SMCI common stock. Vesting is based on continued service through June 30, 2027, or pro rata based on service from July 1, 2026 if service ends earlier.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LIU TALLY C

(Last)(First)(Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock288,738D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/14/2026A3,941 (2) (2)Common Stock3,941$03,941D
Stock Option (right to buy)$39.8408/14/2026A5,062 (3)08/14/2036Common Stock5,062$05,062D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.
3. The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.
Remarks:
/s/ David E Weigand, Attorney-In-Fact08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)