Super Micro (NASDAQ: SMCI) exec converts 6,000 RSUs to shares
Rhea-AI Filing Summary
Super Micro Computer, Inc. (SMCI) reported that SVP and Chief Business Officer Vikranth Malyala exercised 6,000 restricted stock units into 6,000 shares of common stock on August 17, 2026. In connection with this net settlement, 3,053 shares were withheld at $38.28 per share to satisfy tax obligations, which the company states was not a market transaction. The RSUs vest in two equal tranches on August 17, 2026 and February 17, 2027, subject to his continued service.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 2,947 shares
Net Buy
3 txns
Insider
Malyala Vikranth
Role
SVP, Chief Business Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 6,000 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 6,000 | -- | -- |
| Tax Withholding | Common Stock F2 | 3,053 | $38.28 | $117K |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Common Stock — 47,877 shares (Direct)
Footnotes (3)
- F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
- F3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.
Key Figures
RSUs exercised: 6,000 shares
Common shares acquired: 6,000 shares
Shares withheld for taxes: 3,053 shares
+2 more
5 metrics
RSUs exercised
6,000 shares
Restricted Stock Units converted into SMCI common stock on August 17, 2026
Common shares acquired
6,000 shares
Shares of SMCI common stock received from RSU settlement
Shares withheld for taxes
3,053 shares
Common shares withheld to satisfy tax obligations on RSU vesting
Tax withholding share value
$38.28 per share
Per-share value applied to 3,053 withheld SMCI shares
RSU vesting tranches
2 tranches
Equal vesting on August 17, 2026 and February 17, 2027
Key Terms
Restricted Stock Units, net settlement, Section 16(b), Rule 16b-3(e)
4 terms
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement"
Section 16(b) regulatory
"Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-3(e) regulatory
"pursuant to Rule 16b-3(e) promulgated under the Act"
FAQ
What insider transaction did SMCI executive Vikranth Malyala report on this Form 4?
Vikranth Malyala reported the exercise of 6,000 restricted stock units into 6,000 shares of Super Micro Computer common stock on August 17, 2026. The filing describes this as a derivative exercise/conversion of RSUs into common shares.
How do the RSUs in SMCI executive Vikranth Malyala’s grant vest over time?
The restricted stock units vest in two equal tranches on August 17, 2026 and February 17, 2027. Vesting is subject to the reporting person’s continued service to Super Micro Computer, and vested units are settled in shares of common stock.
Does this SMCI Form 4 indicate open-market buying or selling by Vikranth Malyala?
The disclosure reflects RSU conversion and tax withholding, not open-market trading. The company states the 3,053 shares were withheld to satisfy tax obligations in a net settlement and explicitly notes this was not a market transaction.
AI-generated analysis. How Rhea-AI works. Not financial advice.
