Super Micro SVP exercises 6,000 RSUs, with tax withholding

Q: What insider transaction did SMCI executive Vikranth Malyala report on this Form 4?

Vikranth Malyala reported the exercise of 6,000 restricted stock units into 6,000 shares of Super Micro Computer common stock on August 17, 2026. The filing describes this as a derivative exercise/conversion of RSUs into common shares.

Q: How many SMCI shares were withheld for taxes in Vikranth Malyala’s Form 4 filing?

The filing shows 3,053 SMCI common shares were withheld to satisfy tax withholding and remittance obligations. The company notes this withholding was part of a net settlement of vested RSUs and was not a market transaction.

Q: At what price were SMCI shares valued for the tax withholding in this Form 4?

Shares withheld for taxes were valued at $38.28 per share. This per-share value applies to the 3,053 SMCI common shares withheld to cover the reporting person’s tax liability associated with the RSU vesting and settlement.

Q: How do the RSUs in SMCI executive Vikranth Malyala’s grant vest over time?

The restricted stock units vest in two equal tranches on August 17, 2026 and February 17, 2027. Vesting is subject to the reporting person’s continued service to Super Micro Computer, and vested units are settled in shares of common stock.

Q: Does this SMCI Form 4 indicate open-market buying or selling by Vikranth Malyala?

The disclosure reflects RSU conversion and tax withholding, not open-market trading. The company states the 3,053 shares were withheld to satisfy tax obligations in a net settlement and explicitly notes this was not a market transaction.

Super Micro Computer, Inc. (SMCI) reported that SVP and Chief Business Officer Vikranth Malyala exercised 6,000 restricted stock units into 6,000 shares of common stock on August 17, 2026.

Filing Impact

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) reported that SVP and Chief Business Officer Vikranth Malyala exercised 6,000 restricted stock units into 6,000 shares of common stock on August 17, 2026. In connection with this net settlement, 3,053 shares were withheld at $38.28 per share to satisfy tax obligations, which the company states was not a market transaction. The RSUs vest in two equal tranches on August 17, 2026 and February 17, 2027, subject to his continued service.

Insider Trade Summary

6,000 shares exercised/converted

Exercise 3 txns

Insider Malyala Vikranth

Role SVP, Chief Business Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^{F1, F3}	6,000	$0.00	$0.00
Exercise	Common Stock ^F1	6,000	--	--
Tax Withholding	Common Stock ^F2	3,053	$38.28	$117K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 47,877 shares (Direct)

Footnotes (3)

F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
F3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Key Figures

RSUs exercised: 6,000 shares Common shares acquired: 6,000 shares Shares withheld for taxes: 3,053 shares +2 more

5 metrics

RSUs exercised 6,000 shares Restricted Stock Units converted into SMCI common stock on August 17, 2026

Common shares acquired 6,000 shares Shares of SMCI common stock received from RSU settlement

Shares withheld for taxes 3,053 shares Common shares withheld to satisfy tax obligations on RSU vesting

Tax withholding share value $38.28 per share Per-share value applied to 3,053 withheld SMCI shares

RSU vesting tranches 2 tranches Equal vesting on August 17, 2026 and February 17, 2027

Key Terms

Restricted Stock Units, net settlement, Section 16(b), Rule 16b-3(e)

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

net settlement financial

"withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement"

Section 16(b) regulatory

"Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934"

A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.

Rule 16b-3(e) regulatory

"pursuant to Rule 16b-3(e) promulgated under the Act"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SMCI executive Vikranth Malyala report on this Form 4?

Vikranth Malyala reported the exercise of 6,000 restricted stock units into 6,000 shares of Super Micro Computer common stock on August 17, 2026. The filing describes this as a derivative exercise/conversion of RSUs into common shares.

How many SMCI shares were withheld for taxes in Vikranth Malyala’s Form 4 filing?

The filing shows 3,053 SMCI common shares were withheld to satisfy tax withholding and remittance obligations. The company notes this withholding was part of a net settlement of vested RSUs and was not a market transaction.

At what price were SMCI shares valued for the tax withholding in this Form 4?

Shares withheld for taxes were valued at $38.28 per share. This per-share value applies to the 3,053 SMCI common shares withheld to cover the reporting person’s tax liability associated with the RSU vesting and settlement.

How do the RSUs in SMCI executive Vikranth Malyala’s grant vest over time?

The restricted stock units vest in two equal tranches on August 17, 2026 and February 17, 2027. Vesting is subject to the reporting person’s continued service to Super Micro Computer, and vested units are settled in shares of common stock.

Does this SMCI Form 4 indicate open-market buying or selling by Vikranth Malyala?

The disclosure reflects RSU conversion and tax withholding, not open-market trading. The company states the 3,053 shares were withheld to satisfy tax obligations in a net settlement and explicitly notes this was not a market transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/19/2026 - 04:47 PM Accepted by SEC EDGAR 08/19/2026 - 04:47 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Malyala Vikranth

(Last)

(First)

(Middle)

980 ROCK AVENUE

(Street)

SAN JOSE

CALIFORNIA

95131

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, Chief Business Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/17/2026		M		6,000	A	⁽¹⁾	50,930	D
Common Stock	08/17/2026		F⁽²⁾		3,053	D	$38.28	47,877	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	08/17/2026		M			6,000	⁽³⁾	⁽³⁾	Common Stock	6,000	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Remarks:

	/s/ Vikranth Malyala	08/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR