Super Micro VP reports RSU vesting and tax share withholding

Q: What did SMCI insider Jin Xiao report in this Form 4 filing?

Jin Xiao reported RSU conversions into 1,970 and 1,024 SMCI common shares and related tax-withholding dispositions of 707 and 368 shares on August 10, 2026.

Q: How many SMCI shares were withheld for taxes in Jin Xiao’s Form 4?

A total of 1,075 SMCI common shares (transactions of 707 and 368 shares at $31.46 per share) were withheld to satisfy tax withholding and remittance obligations related to vested RSUs.

Q: Were Jin Xiao’s SMCI Form 4 transactions open-market buys or sells?

The filing describes RSU exercises/conversions and share withholding to cover tax obligations. Footnotes state the tax-related transactions were not market transactions and are exempt under Rule 16b-3(e).

Q: What vesting terms apply to Jin Xiao’s SMCI restricted stock units?

One RSU grant vests 25% on May 10, 2024 and 1/16 each three months thereafter; another vests 25% on May 10, 2026 and then 1/16 quarterly, in each case subject to continued service.

Q: What indirect SMCI holdings by Jin Xiao are disclosed in this Form 4?

The Form 4 lists an indirect holding of 53 SMCI common shares described as held "By Spouse". This is reported separately from the direct RSU-related transactions.

Super Micro Computer, Inc. senior officer Jin Xiao reported equity compensation activity involving restricted stock units (RSUs) on August 10, 2026.

Filing Impact

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Super Micro Computer, Inc. senior officer Jin Xiao reported equity compensation activity involving restricted stock units (RSUs) on August 10, 2026. RSUs covering 1,970 and 1,024 shares of common stock were exercised/converted into the same number of common shares. Of the resulting shares, 707 and 368 shares of common stock were withheld at $31.46 per share to satisfy tax withholding and remittance obligations in a non-market transaction. A separate indirect holding of 53 common shares is reported as held by the reporting person’s spouse.

Insider Trade Summary

2,994 shares exercised/converted

Exercise 7 txns

Insider Xiao Jin

Role Sr. Corporate VP, Engineering

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^{F1, F3}	1,970	$0.00	$0.00
Exercise	Restricted Stock Units ^{F1, F4}	1,024	$0.00	$0.00
Exercise	Common Stock ^F1	1,970	--	--
Tax Withholding	Common Stock ^F2	707	$31.46	$22K
Exercise	Common Stock ^F1	1,024	--	--
Tax Withholding	Common Stock ^F2	368	$31.46	$12K
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 17,180 contracts (Direct); Common Stock — 192,022 shares (Direct); Common Stock — 53 shares (Indirect, By Spouse)

Footnotes (4)

F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
F3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
F4. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

Key Figures

RSUs converted (1st grant): 1,970 shares RSUs converted (2nd grant): 1,024 shares Shares withheld for taxes (1st): 707 shares +3 more

6 metrics

RSUs converted (1st grant) 1,970 shares Restricted Stock Units converted into SMCI common stock on August 10, 2026

RSUs converted (2nd grant) 1,024 shares Restricted Stock Units converted into SMCI common stock on August 10, 2026

Shares withheld for taxes (1st) 707 shares Common stock withheld to satisfy tax obligations at $31.46 per share

Shares withheld for taxes (2nd) 368 shares Common stock withheld to satisfy tax obligations at $31.46 per share

Tax withholding price $31.46 per share Price applied to 707 and 368 common shares withheld for tax obligations

Indirect holdings by spouse 53 shares Indirect ownership of SMCI common stock reported as held by spouse

Key Terms

Restricted Stock Units, net settlement, tax withholding and remittance obligations, Rule 16b-3(e)

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

net settlement financial

"in connection with the net settlement of vested restricted stock units"

tax withholding and remittance obligations financial

"to satisfy tax withholding and remittance obligations in connection with the net settlement"

Rule 16b-3(e) regulatory

"Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e)"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SMCI insider Jin Xiao report in this Form 4 filing?

Jin Xiao reported RSU conversions into 1,970 and 1,024 SMCI common shares and related tax-withholding dispositions of 707 and 368 shares on August 10, 2026.

How many SMCI shares were withheld for taxes in Jin Xiao’s Form 4?

A total of 1,075 SMCI common shares (transactions of 707 and 368 shares at $31.46 per share) were withheld to satisfy tax withholding and remittance obligations related to vested RSUs.

Were Jin Xiao’s SMCI Form 4 transactions open-market buys or sells?

The filing describes RSU exercises/conversions and share withholding to cover tax obligations. Footnotes state the tax-related transactions were not market transactions and are exempt under Rule 16b-3(e).

What vesting terms apply to Jin Xiao’s SMCI restricted stock units?

One RSU grant vests 25% on May 10, 2024 and 1/16 each three months thereafter; another vests 25% on May 10, 2026 and then 1/16 quarterly, in each case subject to continued service.

What indirect SMCI holdings by Jin Xiao are disclosed in this Form 4?

The Form 4 lists an indirect holding of 53 SMCI common shares described as held "By Spouse". This is reported separately from the direct RSU-related transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/12/2026 - 04:52 PM Accepted by SEC EDGAR 08/12/2026 - 04:51 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Xiao Jin

(Last)

(First)

(Middle)

980 ROCK AVE

(Street)

SAN JOSE

CALIFORNIA

95131

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Sr. Corporate VP, Engineering

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/10/2026		M		1,970	A	⁽¹⁾	192,073	D
Common Stock	08/10/2026		F⁽²⁾		707	D	$31.46	191,366	D
Common Stock	08/10/2026		M		1,024	A	⁽¹⁾	192,390	D
Common Stock	08/10/2026		F⁽²⁾		368	D	$31.46	192,022	D
Common Stock								53	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	08/10/2026		M			1,970	⁽³⁾	⁽³⁾	Common Stock	1,970	$0	5,910	D
Restricted Stock Units	⁽¹⁾	08/10/2026		M			1,024	⁽⁴⁾	⁽⁴⁾	Common Stock	1,024	$0	11,270	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

4. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

Remarks:

	/s/ Jin Xiao	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR