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Super Micro (SMCI) SVP Malyala logs RSU vesting and tax share withholding

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. SVP and Chief Business Officer Vikranth Malyala reported the vesting and settlement of restricted stock units into common stock on August 10, 2026. A total of 3,248 restricted stock units were converted into an equal number of common shares, and 1,654 shares were withheld at $31.46 per share to cover tax withholding and remittance obligations, which the company states was not a market transaction.

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Insider Malyala Vikranth
Role SVP, Chief Business Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F3 2,110 $0.00 $0.00
Exercise Restricted Stock Units F1, F4 1,138 $0.00 $0.00
Exercise Common Stock F1 2,110 -- --
Tax Withholding Common Stock F2 1,074 $31.46 $34K
Exercise Common Stock F1 1,138 -- --
Tax Withholding Common Stock F2 580 $31.46 $18K
Holdings After Transaction: Restricted Stock Units — 18,863 shares (Direct); Common Stock — 44,930 shares (Direct)
Footnotes (4)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
  2. F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
  3. F3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
  4. F4. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
RSUs converted 3,248 shares Total restricted stock units exercised/converted into SMCI common stock on August 10, 2026
Shares withheld for taxes 1,654 shares Common shares delivered or withheld to satisfy tax obligations on August 10, 2026
Tax withholding price $31.4600 per share Per-share value used for shares withheld for tax withholding and remittance obligations
Derivative exercises 3,248 shares Exercise or conversion of derivative securities (restricted stock units) reported in the transaction summary
Code F shares 1,654 shares Shares reported under transaction code F for payment of tax liability by delivering or withholding securities
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of SMCI common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"in connection with the net settlement of vested restricted stock units and not a market transaction."
tax withholding and remittance obligations financial
"shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations"
Section 16(b) regulatory
"Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-3(e) regulatory
"pursuant to Rule 16b-3(e) promulgated under the Act."

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FAQ

What insider activity did SMCI executive Vikranth Malyala report on August 10, 2026?

Vikranth Malyala reported 3,248 restricted stock units converting into common stock, with 1,654 shares withheld to satisfy tax obligations, according to the Form 4 footnotes and transaction table.

Did SMCI (SMCI) shares reported in this Form 4 involve an open market sale?

No. The Form 4 states 1,654 shares were withheld by SMCI at $31.46 per share to cover tax withholding and remittance obligations, and explicitly notes this was not a market transaction.

How many SMCI restricted stock units vested for Vikranth Malyala in this Form 4?

The filing shows vesting and settlement of 3,248 restricted stock units, each representing a contingent right to receive one share of SMCI common stock upon vesting and settlement.

How do the SMCI restricted stock units in this filing convert into common stock?

Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Upon vesting and settlement, units are converted into an equal number of shares, as described in the footnotes.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Malyala Vikranth

(Last)(First)(Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Chief Business Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/10/2026M2,110A(1)45,446D
Common Stock08/10/2026F(2)1,074D$31.4644,372D
Common Stock08/10/2026M1,138A(1)45,510D
Common Stock08/10/2026F(2)580D$31.4644,930D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/10/2026M2,110 (3) (3)Common Stock2,110$06,340D
Restricted Stock Units(1)08/10/2026M1,138 (4) (4)Common Stock1,138$012,523D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
4. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ Vikranth Malyala08/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)