Super Micro (NASDAQ: SMCI) CEO logs RSU vesting, 25,332,520 shares in joint account
Rhea-AI Filing Summary
Super Micro Computer, Inc. (SMCI) reported that President, CEO and 10% owner Charles Liang effected equity compensation-related transactions involving shares held through his spouse. A grant of 3,650 Restricted Stock Units for his spouse converted into 3,650 shares of SMCI common stock, and 1,970 shares were withheld by SMCI at $38.28 per share to satisfy tax withholding obligations, which was not a market sale. After these transactions, Liang reports 40,426,120 shares held directly and 25,332,520 shares held indirectly through a joint account with his spouse.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 1,680 shares
Net Buy
5 txns
Insider
Liang Charles
Role
President and CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 3,650 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 3,650 | -- | -- |
| Tax Withholding | Common Stock F2 | 1,970 | $38.28 | $75K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Indirect, By Spouse);
Common Stock — 637,506 shares (Indirect, By Spouse);
Common Stock — 40,426,120 shares (Direct);
Common Stock — 25,332,520 shares (Indirect, By Joint Account w/ Spouse)
Footnotes (3)
- F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
- F3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.
Key Figures
RSUs Exercised: 3,650 units
Shares Issued From RSUs: 3,650 shares
Shares Withheld for Taxes: 1,970 shares
+3 more
6 metrics
RSUs Exercised
3,650 units
Restricted Stock Units converted into SMCI common stock held indirectly by spouse on 2026-08-17
Shares Issued From RSUs
3,650 shares
Common stock received upon RSU conversion on 2026-08-17
Shares Withheld for Taxes
1,970 shares
Common stock withheld by SMCI to satisfy tax obligations on 2026-08-17
Tax Withholding Price
$38.28 per share
Value used for shares withheld to meet tax and remittance obligations
Direct Holdings After Transaction
40,426,120 shares
Common stock held directly by Charles Liang following reported transactions
Indirect Joint Holdings After Transaction
25,332,520 shares
Common stock held indirectly through a joint account with spouse after transactions
Key Terms
Restricted Stock Units, net settlement, Section 16(b), Rule 16b-3(e)
4 terms
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"in connection with the net settlement of vested restricted stock units"
Section 16(b) regulatory
"Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-3(e) regulatory
"pursuant to Rule 16b-3(e) promulgated under the Act"
FAQ
What insider equity transactions did SMCI President and CEO Charles Liang report on this Form 4?
Charles Liang reported the conversion of 3,650 Restricted Stock Units held by his spouse into 3,650 shares of SMCI common stock, along with 1,970 shares withheld by SMCI to cover tax obligations related to the vested units.
How many Restricted Stock Units were involved in the SMCI Form 4 filed by Charles Liang?
The filing shows 3,650 Restricted Stock Units held indirectly through his spouse. Each RSU represents a contingent right to receive one share of SMCI common stock and vested units were settled in SMCI shares upon vesting.
AI-generated analysis. How Rhea-AI works. Not financial advice.
