SMCI (NASDAQ: SMCI) executive reports RSU vesting and tax-share withholding

Rhea-AI Filing Summary

Super Micro Computer Sr. Corporate VP of Engineering Xiao Jin reported equity compensation activity in SMCI stock. On February 10, 2026, 1,970 restricted stock units were converted into an equal number of SMCI common shares, reflecting scheduled vesting of prior awards.

To cover tax withholding on this vesting, 812 shares of common stock were withheld by the company at a price of $33.33 per share, which the filing clarifies was not a market transaction. After these entries, Jin directly held 183,747 shares of SMCI common stock and 9,850 restricted stock units, with an additional 53 shares held indirectly by a spouse.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Xiao Jin

(Last) (First) (Middle)

980 ROCK AVE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Sr. Corporate VP, Engineering

3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/10/2026		M		1,970	A	(1)	184,559	D
Common Stock	02/10/2026		F(2)		812(2)	D	$33.33	183,747	D
Common Stock								53	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	02/10/2026		M			1,970	(3)	(3)	Common Stock	1,970	$0	9,850	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Remarks:

	/s/ David E Weigand, Attorney-In-Fact	02/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did SMCI executive Xiao Jin report on this Form 4?

Xiao Jin reported the conversion of 1,970 restricted stock units into SMCI common shares, plus a related tax-withholding share disposition. These entries reflect scheduled vesting of equity awards rather than open market buying or selling of Super Micro Computer (SMCI) stock.

How many Super Micro Computer (SMCI) shares did Xiao Jin acquire from RSU vesting?

The filing shows 1,970 restricted stock units converted into 1,970 SMCI common shares. Each RSU represents a right to receive one share, and this conversion follows the vesting schedule tied to Xiao Jin’s continued service with Super Micro Computer.

Why were 812 SMCI shares withheld in Xiao Jin’s Form 4 filing?

The 812 SMCI shares were withheld by the company to satisfy tax withholding and remittance obligations related to the RSU vesting. The filing states this was not a market transaction and is exempt from Section 16(b) under SEC Rule 16b-3(e).

What is Xiao Jin’s SMCI share ownership after the February 10, 2026 transactions?

After the reported transactions, Xiao Jin directly held 183,747 shares of SMCI common stock and 9,850 restricted stock units. The filing also notes indirect beneficial ownership of 53 additional SMCI shares held by the executive’s spouse.

How do Xiao Jin’s restricted stock units in SMCI vest over time?

The RSUs vest 25% of the total units on May 10, 2024, then 1/16th at the end of each following calendar quarter, subject to continued service. Once vested, each restricted stock unit is settled in one share of Super Micro Computer common stock.

Does Xiao Jin’s Form 4 indicate open market buying or selling of SMCI stock?

The reported transactions relate to RSU conversion and tax withholding, not open market trades. Shares withheld for taxes are described as a non-market transaction, exempt from Section 16(b), and result from equity compensation vesting rather than discretionary stock purchases or sales.