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Super Micro (NASDAQ: SMCI) CFO reports RSU vesting and tax share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer SVP and Chief Financial Officer David E. Weigand reported equity compensation activity involving restricted stock units and common shares. On February 10, 2026, he acquired 2,670 and 1,480 shares of SMCI common stock through RSU conversions at an exercise price of $0.

To cover tax obligations on these vestings, 1,100 and 609 shares of common stock were withheld at $33.33 per share, characterized as tax-withholding dispositions rather than open-market trades. Following these transactions, he directly held 111,079 shares of common stock and 13,380 restricted stock units.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WEIGAND DAVID E

(Last) (First) (Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/10/2026 M 2,670 A (1) 111,308 D
Common Stock 02/10/2026 F(2) 1,100(2) D $33.33 110,208 D
Common Stock 02/10/2026 M 1,480 A (1) 111,688 D
Common Stock 02/10/2026 F(2) 609(2) D $33.33 111,079 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/10/2026 M 2,670 (3) (3) Common Stock 2,670 $0 2,680 D
Restricted Stock Units (1) 02/10/2026 M 1,480 (4) (4) Common Stock 1,480 $0 13,380 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
4. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ David E. Weigand 02/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did SMCI CFO David Weigand report on February 10, 2026?

He reported RSU conversions into SMCI common stock and related tax share withholding. Specifically, 2,670 and 1,480 RSUs converted at $0, with 1,100 and 609 shares withheld at $33.33 to satisfy tax obligations.

Were David Weigands SMCI transactions open-market stock sales?

No, the filing states the shares were withheld to satisfy tax obligations from vested restricted stock units. These are described as tax-withholding dispositions, not market sales, and are exempt from Section 16(b) under Rule 16b-3(e).

How many SMCI common shares does CFO David Weigand hold after these transactions?

After the reported transactions, he directly holds 111,079 shares of SMCI common stock. This figure reflects RSU conversions and shares withheld for taxes as of the February 10, 2026 activity date.

How many restricted stock units in SMCI does David Weigand still own?

He beneficially owns 13,380 restricted stock units after the February 10, 2026 transactions. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock upon vesting and settlement.

What are the key vesting terms for David Weigands SMCI restricted stock units?

One RSU grant vests 25% on May 10, 2023, then 1/16 each calendar quarter; another vests 25% on May 10, 2025, then 1/16 quarterly. Vesting requires continued service and is settled in SMCI common stock.

What transaction codes appear in SMCI CFO David Weigands Form 4?

The Form 4 uses code M for RSU conversions into common stock and code F for shares withheld to pay taxes. Code M reflects derivative exercises, while code F covers tax-liability payments by delivering shares.
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