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[Form 5] Super Micro Computer, Inc. Annual Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
5
Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) – Form 5 Annual Statement of Changes in Beneficial Ownership (fiscal year ended 05/20/2025)

President, CEO, Director and >10 % shareholder Charles Liang reported an internal, non-market reallocation of common shares between his direct account, a joint account with his spouse and his spouse’s separate account. All transactions are coded “J,” indicating an exempt, non-market transfer under Rule 16a-13 with $0 consideration.

  • 26,277,520 shares moved out of Liang’s direct ownership.
  • 600,000 shares moved out of the joint account with his spouse.
  • 600,000 shares simultaneously added to his spouse’s direct account.

Post-transaction beneficial ownership remains substantial and unchanged in total:

  • 40,626,120 shares held directly by Liang.
  • 25,677,520 shares held indirectly via the joint account.
  • 602,684 shares held indirectly via his spouse.

The aggregate stake of approximately 66.9 million shares is intact, signalling no open-market selling pressure. The filing is mainly administrative, documenting family estate planning or asset allocation rather than a change in economic exposure to SMCI.

Super Micro Computer, Inc. (SMCI) – Modulo 5 Dichiarazione Annuale delle Variazioni nella Proprietà Beneficiaria (anno fiscale terminato il 20/05/2025)

Il Presidente, CEO, Direttore e azionista con oltre il 10% Charles Liang ha comunicato una riallocazione interna e non di mercato di azioni ordinarie tra il suo conto diretto, un conto congiunto con la moglie e il conto separato della moglie. Tutte le transazioni sono codificate come “J”, indicando un trasferimento esente e non di mercato ai sensi della Regola 16a-13 con considerazione pari a $0.

  • 26.277.520 azioni sono state spostate fuori dalla proprietà diretta di Liang.
  • 600.000 azioni sono state spostate fuori dal conto congiunto con la moglie.
  • 600.000 azioni sono state aggiunte simultaneamente al conto diretto della moglie.

La proprietà beneficiaria post-transazione rimane sostanziale e invariata nel totale:

  • 40.626.120 azioni detenute direttamente da Liang.
  • 25.677.520 azioni detenute indirettamente tramite il conto congiunto.
  • 602.684 azioni detenute indirettamente tramite la moglie.

La partecipazione complessiva di circa 66,9 milioni di azioni rimane intatta, segnalando l’assenza di pressioni di vendita sul mercato aperto. La comunicazione è principalmente di natura amministrativa, documentando la pianificazione patrimoniale familiare o l’allocazione di asset più che una variazione nell’esposizione economica verso SMCI.

Super Micro Computer, Inc. (SMCI) – Formulario 5 Declaración Anual de Cambios en la Propiedad Beneficiaria (año fiscal terminado el 20/05/2025)

El Presidente, CEO, Director y accionista con más del 10% Charles Liang reportó una reasignación interna y no de mercado de acciones ordinarias entre su cuenta directa, una cuenta conjunta con su cónyuge y la cuenta separada de su cónyuge. Todas las transacciones están codificadas como “J”, indicando una transferencia exenta y no de mercado bajo la Regla 16a-13 con consideración de $0.

  • 26,277,520 acciones se movieron fuera de la propiedad directa de Liang.
  • 600,000 acciones se movieron fuera de la cuenta conjunta con su cónyuge.
  • 600,000 acciones se añadieron simultáneamente a la cuenta directa de su cónyuge.

La propiedad beneficiaria después de la transacción permanece sustancial e inalterada en total:

  • 40,626,120 acciones mantenidas directamente por Liang.
  • 25,677,520 acciones mantenidas indirectamente a través de la cuenta conjunta.
  • 602,684 acciones mantenidas indirectamente a través de su cónyuge.

La participación agregada de aproximadamente 66.9 millones de acciones permanece intacta, indicando que no hay presión de venta en el mercado abierto. La presentación es principalmente administrativa, documentando la planificación patrimonial familiar o la asignación de activos más que un cambio en la exposición económica a SMCI.

슈퍼 마이크로 컴퓨터, Inc. (SMCI) – 5호 양식 연간 수익권 변동 보고서 (회계연도 종료 2025년 5월 20일)

회장, CEO, 이사 및 10% 이상 주주인 찰스 리앙은 본인 직접 계좌, 배우자와의 공동 계좌, 배우자의 별도 계좌 간에 내부 비시장 방식으로 보통주를 재배분했다고 보고했습니다. 모든 거래는 “J” 코드로 표시되어 있으며, 이는 규칙 16a-13에 따른 면제된 비시장 이전으로 대가 $0임을 나타냅니다.

  • 26,277,520 주식이 리앙의 직접 소유에서 이동했습니다.
  • 600,000 주식이 배우자와의 공동 계좌에서 이동했습니다.
  • 600,000 주식이 동시에 배우자의 직접 계좌에 추가되었습니다.

거래 후 수익권 소유는 총량 면에서 상당하며 변함이 없습니다:

  • 40,626,120 주식이 리앙의 직접 소유로 남아 있습니다.
  • 25,677,520 주식이 공동 계좌를 통해 간접 소유되고 있습니다.
  • 602,684 주식이 배우자를 통해 간접 소유되고 있습니다.

총 약 6,690만 주의 지분이 유지되어 공개 시장에서 매도 압력이 없음을 시사합니다. 이번 신고는 주로 가족 자산 계획이나 자산 배분을 문서화하는 행정적 성격이며, SMCI에 대한 경제적 노출 변화는 아닙니다.

Super Micro Computer, Inc. (SMCI) – Formulaire 5 Déclaration Annuelle des Modifications de la Propriété Bénéficiaire (exercice clos le 20/05/2025)

Le Président, CEO, Directeur et actionnaire détenant plus de 10 % Charles Liang a déclaré une réallocation interne, hors marché, d’actions ordinaires entre son compte direct, un compte joint avec son épouse et le compte séparé de son épouse. Toutes les transactions sont codées « J », indiquant un transfert exempté, hors marché, conformément à la règle 16a-13, avec une contrepartie de 0 $.

  • 26 277 520 actions ont été retirées de la propriété directe de Liang.
  • 600 000 actions ont été retirées du compte joint avec son épouse.
  • 600 000 actions ont été ajoutées simultanément au compte direct de son épouse.

La propriété bénéficiaire après transaction reste substantielle et inchangée au total :

  • 40 626 120 actions détenues directement par Liang.
  • 25 677 520 actions détenues indirectement via le compte joint.
  • 602 684 actions détenues indirectement via son épouse.

La participation globale d’environ 66,9 millions d’actions demeure intacte, indiquant l’absence de pression de vente sur le marché ouvert. Le dépôt est principalement administratif, documentant une planification successorale familiale ou une répartition d’actifs plutôt qu’un changement dans l’exposition économique à SMCI.

Super Micro Computer, Inc. (SMCI) – Formular 5 Jahresbericht über Änderungen des wirtschaftlichen Eigentums (Geschäftsjahr beendet am 20.05.2025)

Präsident, CEO, Direktor und Mehr-als-10%-Aktionär Charles Liang meldete eine interne, nicht-marktliche Umbuchung von Stammaktien zwischen seinem Direktkonto, einem Gemeinschaftskonto mit seiner Ehefrau und dem separaten Konto seiner Ehefrau. Alle Transaktionen sind mit „J“ codiert, was auf eine befreite, nicht-marktliche Übertragung gemäß Regel 16a-13 mit 0 $ Gegenleistung hinweist.

  • 26.277.520 Aktien wurden aus Liangs Direktbesitz übertragen.
  • 600.000 Aktien wurden aus dem Gemeinschaftskonto mit seiner Ehefrau übertragen.
  • 600.000 Aktien wurden gleichzeitig dem Direktkonto seiner Ehefrau gutgeschrieben.

Der wirtschaftliche Eigentum nach der Transaktion bleibt erheblich und insgesamt unverändert:

  • 40.626.120 Aktien werden direkt von Liang gehalten.
  • 25.677.520 Aktien werden indirekt über das Gemeinschaftskonto gehalten.
  • 602.684 Aktien werden indirekt über seine Ehefrau gehalten.

Der Gesamtanteil von etwa 66,9 Millionen Aktien bleibt unverändert und signalisiert keinen Verkaufsdruck am offenen Markt. Die Meldung ist hauptsächlich administrativer Natur und dokumentiert familiäre Nachlassplanung oder Vermögensaufteilung, nicht jedoch eine Änderung der wirtschaftlichen Beteiligung an SMCI.

Positive
  • No open-market sale; Liang’s total share count unchanged, signalling continued insider commitment.
Negative
  • None.

Insights

TL;DR: Internal share transfer; CEO still owns ~66.9 M shares, no market sale, neutral impact.

Because the shares were transferred under Rule 16a-13 at no cost, there is no cash sale and thus no immediate liquidity signal. Liang’s total holdings are unchanged, preserving his strong alignment with shareholders. The disclosure is routine, with negligible effect on valuation or float. I classify the impact as neutral.

TL;DR: Filing reflects estate planning; control concentration persists, corporate governance unchanged.

The shift of shares from joint to individual spousal ownership suggests personal asset-planning. Control remains concentrated in the Liang household, meaning voting power and governance dynamics are unaffected. No red flags arise; however, investors should continue monitoring future insider transactions for potential disposals.

Super Micro Computer, Inc. (SMCI) – Modulo 5 Dichiarazione Annuale delle Variazioni nella Proprietà Beneficiaria (anno fiscale terminato il 20/05/2025)

Il Presidente, CEO, Direttore e azionista con oltre il 10% Charles Liang ha comunicato una riallocazione interna e non di mercato di azioni ordinarie tra il suo conto diretto, un conto congiunto con la moglie e il conto separato della moglie. Tutte le transazioni sono codificate come “J”, indicando un trasferimento esente e non di mercato ai sensi della Regola 16a-13 con considerazione pari a $0.

  • 26.277.520 azioni sono state spostate fuori dalla proprietà diretta di Liang.
  • 600.000 azioni sono state spostate fuori dal conto congiunto con la moglie.
  • 600.000 azioni sono state aggiunte simultaneamente al conto diretto della moglie.

La proprietà beneficiaria post-transazione rimane sostanziale e invariata nel totale:

  • 40.626.120 azioni detenute direttamente da Liang.
  • 25.677.520 azioni detenute indirettamente tramite il conto congiunto.
  • 602.684 azioni detenute indirettamente tramite la moglie.

La partecipazione complessiva di circa 66,9 milioni di azioni rimane intatta, segnalando l’assenza di pressioni di vendita sul mercato aperto. La comunicazione è principalmente di natura amministrativa, documentando la pianificazione patrimoniale familiare o l’allocazione di asset più che una variazione nell’esposizione economica verso SMCI.

Super Micro Computer, Inc. (SMCI) – Formulario 5 Declaración Anual de Cambios en la Propiedad Beneficiaria (año fiscal terminado el 20/05/2025)

El Presidente, CEO, Director y accionista con más del 10% Charles Liang reportó una reasignación interna y no de mercado de acciones ordinarias entre su cuenta directa, una cuenta conjunta con su cónyuge y la cuenta separada de su cónyuge. Todas las transacciones están codificadas como “J”, indicando una transferencia exenta y no de mercado bajo la Regla 16a-13 con consideración de $0.

  • 26,277,520 acciones se movieron fuera de la propiedad directa de Liang.
  • 600,000 acciones se movieron fuera de la cuenta conjunta con su cónyuge.
  • 600,000 acciones se añadieron simultáneamente a la cuenta directa de su cónyuge.

La propiedad beneficiaria después de la transacción permanece sustancial e inalterada en total:

  • 40,626,120 acciones mantenidas directamente por Liang.
  • 25,677,520 acciones mantenidas indirectamente a través de la cuenta conjunta.
  • 602,684 acciones mantenidas indirectamente a través de su cónyuge.

La participación agregada de aproximadamente 66.9 millones de acciones permanece intacta, indicando que no hay presión de venta en el mercado abierto. La presentación es principalmente administrativa, documentando la planificación patrimonial familiar o la asignación de activos más que un cambio en la exposición económica a SMCI.

슈퍼 마이크로 컴퓨터, Inc. (SMCI) – 5호 양식 연간 수익권 변동 보고서 (회계연도 종료 2025년 5월 20일)

회장, CEO, 이사 및 10% 이상 주주인 찰스 리앙은 본인 직접 계좌, 배우자와의 공동 계좌, 배우자의 별도 계좌 간에 내부 비시장 방식으로 보통주를 재배분했다고 보고했습니다. 모든 거래는 “J” 코드로 표시되어 있으며, 이는 규칙 16a-13에 따른 면제된 비시장 이전으로 대가 $0임을 나타냅니다.

  • 26,277,520 주식이 리앙의 직접 소유에서 이동했습니다.
  • 600,000 주식이 배우자와의 공동 계좌에서 이동했습니다.
  • 600,000 주식이 동시에 배우자의 직접 계좌에 추가되었습니다.

거래 후 수익권 소유는 총량 면에서 상당하며 변함이 없습니다:

  • 40,626,120 주식이 리앙의 직접 소유로 남아 있습니다.
  • 25,677,520 주식이 공동 계좌를 통해 간접 소유되고 있습니다.
  • 602,684 주식이 배우자를 통해 간접 소유되고 있습니다.

총 약 6,690만 주의 지분이 유지되어 공개 시장에서 매도 압력이 없음을 시사합니다. 이번 신고는 주로 가족 자산 계획이나 자산 배분을 문서화하는 행정적 성격이며, SMCI에 대한 경제적 노출 변화는 아닙니다.

Super Micro Computer, Inc. (SMCI) – Formulaire 5 Déclaration Annuelle des Modifications de la Propriété Bénéficiaire (exercice clos le 20/05/2025)

Le Président, CEO, Directeur et actionnaire détenant plus de 10 % Charles Liang a déclaré une réallocation interne, hors marché, d’actions ordinaires entre son compte direct, un compte joint avec son épouse et le compte séparé de son épouse. Toutes les transactions sont codées « J », indiquant un transfert exempté, hors marché, conformément à la règle 16a-13, avec une contrepartie de 0 $.

  • 26 277 520 actions ont été retirées de la propriété directe de Liang.
  • 600 000 actions ont été retirées du compte joint avec son épouse.
  • 600 000 actions ont été ajoutées simultanément au compte direct de son épouse.

La propriété bénéficiaire après transaction reste substantielle et inchangée au total :

  • 40 626 120 actions détenues directement par Liang.
  • 25 677 520 actions détenues indirectement via le compte joint.
  • 602 684 actions détenues indirectement via son épouse.

La participation globale d’environ 66,9 millions d’actions demeure intacte, indiquant l’absence de pression de vente sur le marché ouvert. Le dépôt est principalement administratif, documentant une planification successorale familiale ou une répartition d’actifs plutôt qu’un changement dans l’exposition économique à SMCI.

Super Micro Computer, Inc. (SMCI) – Formular 5 Jahresbericht über Änderungen des wirtschaftlichen Eigentums (Geschäftsjahr beendet am 20.05.2025)

Präsident, CEO, Direktor und Mehr-als-10%-Aktionär Charles Liang meldete eine interne, nicht-marktliche Umbuchung von Stammaktien zwischen seinem Direktkonto, einem Gemeinschaftskonto mit seiner Ehefrau und dem separaten Konto seiner Ehefrau. Alle Transaktionen sind mit „J“ codiert, was auf eine befreite, nicht-marktliche Übertragung gemäß Regel 16a-13 mit 0 $ Gegenleistung hinweist.

  • 26.277.520 Aktien wurden aus Liangs Direktbesitz übertragen.
  • 600.000 Aktien wurden aus dem Gemeinschaftskonto mit seiner Ehefrau übertragen.
  • 600.000 Aktien wurden gleichzeitig dem Direktkonto seiner Ehefrau gutgeschrieben.

Der wirtschaftliche Eigentum nach der Transaktion bleibt erheblich und insgesamt unverändert:

  • 40.626.120 Aktien werden direkt von Liang gehalten.
  • 25.677.520 Aktien werden indirekt über das Gemeinschaftskonto gehalten.
  • 602.684 Aktien werden indirekt über seine Ehefrau gehalten.

Der Gesamtanteil von etwa 66,9 Millionen Aktien bleibt unverändert und signalisiert keinen Verkaufsdruck am offenen Markt. Die Meldung ist hauptsächlich administrativer Natur und dokumentiert familiäre Nachlassplanung oder Vermögensaufteilung, nicht jedoch eine Änderung der wirtschaftlichen Beteiligung an SMCI.

SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Liang Charles

(Last) (First) (Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
05/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 05/20/2025 J 26,277,520 D(1) $0 40,626,120 D
Common Stock 05/20/2025 J 600,000 D(1) $0 25,677,520 I By Joint Account w/ Spouse(1)
Common Stock 05/20/2025 J 600,000 A(1) $0 602,684 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This ownership report is being filed to reflect that shares of SMCI common stock are jointly held with the Reporting Person's spouse. The reported transaction reflects a subsequent transfer of shares to the Reporting Person's spouse's direct ownership. The transfer was a non-market, exempt transaction under Rule 16a-13 and no consideration was paid.
Remarks:
/s/ David E Weigand, Attorney-In-Fact 07/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many SMCI shares does CEO Charles Liang now control?

He beneficially owns about 66.9 million shares: 40.6 M directly, 25.7 M via a joint account and 0.6 M via his spouse.

Did Charles Liang sell any SMCI shares on the open market?

No. The Form 5 reports an exempt, non-market transfer with $0 consideration; no shares were sold to third parties.

What does transaction code "J" mean on Form 5?

Code "J" denotes “other” exempt transactions, in this case a Rule 16a-13 internal transfer within the reporting person’s household.

Why was a Form 5 filed instead of a Form 4?

Form 5 captures annual insider activity that was eligible for deferred reporting; the exempt family transfer qualified for Form 5 disclosure.

Does the share transfer affect SMCI’s public float or share count?

No. The company’s outstanding shares are unchanged; the filing only reshuffles ownership between Liang and his spouse.
Super Micro Computer Inc

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28.98B
512.79M
14.22%
51.83%
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Computer Hardware
Electronic Computers
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United States
SAN JOSE