Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Super Micro Computer, Inc. (SMCI) reported that Chief Revenue Officer Matthew Thauberger received equity awards on August 14, 2026. He was granted 9,872 Restricted Stock Units, each representing one share of SMCI common stock, and 21,938 employee stock options with an exercise price of $39.84 per share expiring on August 14, 2036. The RSUs vest 25% on August 10, 2027 and 1/16 every three months thereafter, while the options vest 1/4 on August 14, 2027 and 1/16 every three months thereafter, in each case subject to continued service. Following these grants, he holds 5,382 shares of common stock directly and 39,938 options in total.
Super Micro Computer, Inc. (SMCI) reported equity compensation awards to director Tally C. Liu. Liu received a grant of 3,941 Restricted Stock Units, each representing a contingent right to one share of SMCI common stock. These RSUs were granted for service in fiscal 2027 and are scheduled to fully vest on June 30, 2027, with pro rata vesting if service ends earlier; vested RSUs are settled in SMCI common shares.
Liu also received a grant of 5,062 stock options with an exercise price of $39.84 per share, also for fiscal 2027 service. These options are scheduled to fully vest and become exercisable on June 30, 2027, subject to the same pro rata vesting provision. Following these awards, Liu directly holds 288,738 shares of SMCI common stock.
Super Micro Computer, Inc. (SMCI) director Tuan Sherman received a grant of 10,125 stock options on August 14, 2026, with an exercise price of $39.84 per share and expiration on August 14, 2036. These options relate to service in fiscal 2027 and will fully vest and become exercisable on June 30, 2027, subject to pro rata vesting if service ends earlier. Following this grant, Sherman directly holds 207,156 shares of SMCI common stock.
Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
A group of affiliated investment entities led by Capital Ventures International and several Susquehanna entities filed an amended Schedule 13G reporting beneficial ownership of 33,379,848 Shares of Super Micro Computer, Inc. common stock. This represents 5.1% of the company’s outstanding Shares. The ownership includes common stock, options to buy additional Shares, and Shares issuable upon conversion of the company’s 7.00% Series A Mandatory Convertible Preferred Stock represented by depositary shares. The group reports both sole and shared voting and dispositive power over various portions of these holdings and states that each reporting person disclaims beneficial ownership of Shares owned directly by another reporting person. The percentage interest is based on 646,832,377 Shares outstanding as disclosed in a recent prospectus supplement.
Jane Street Group, LLC and affiliates report a significant ownership position in Super Micro Computer, Inc. common stock. The group discloses beneficial ownership of 49,247,797.97 shares of common stock, representing 7.4% of the class. All of these shares are held with shared, and not sole, power to vote and dispose. The reported holdings include 16,046,114.97 shares that can be acquired through Depositary Shares representing a 1/20th interest in 7.00% Series A Mandatory Convertible Preferred Stock held by Jane Street Global Trading, LLC. The ownership percentage is based on 662,878,515 shares outstanding, derived from 646,832,377 shares outstanding as of June 10, 2026 plus the additional shares acquirable by Jane Street Global Trading through the convertible preferred stock.
Super Micro Computer, Inc. reported equity compensation activity for Chief Revenue Officer Matthew Thauberger. On 2026-08-10, restricted stock units converted into 740 and 430 shares of common stock as they vested, with each unit representing one share. In related transactions, 377 and 219 common shares were delivered or withheld at $31.46 per share to satisfy tax withholding and remittance obligations in connection with the net settlement of the vested RSUs, which the company notes were not market transactions and are exempt under Rule 16b-3(e). Footnotes describe vesting schedules tied to continued service through August 10, 2023 and August 10, 2025 and subsequent quarterly vesting.