Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Super Micro Computer, Inc. reported very strong growth for Q3 fiscal 2026, but with heavy working-capital strain. Net sales reached $10.2 billion, up from $4.6 billion in Q3 2025, while GAAP gross margin was 9.9%. GAAP net income rose to $483 million, with diluted EPS of $0.72 versus $0.17 a year earlier; non‑GAAP diluted EPS increased to $0.84 from $0.31.
For the nine months ended March 31, 2026, net sales were $27.9 billion and net income was $1.05 billion. However, operating activities used $7.56 billion of cash, largely reflecting higher accounts receivable and inventories, and cash and cash equivalents declined to $1.29 billion as total bank debt and convertible notes reached $8.8 billion.
The company expects Q4 2026 net sales between $11.0 billion and $12.5 billion, GAAP diluted EPS of $0.53–$0.67 and non‑GAAP diluted EPS of $0.65–$0.79, and full‑year fiscal 2026 net sales of $38.9–$40.4 billion. The board is conducting an independent review of certain transactions in connection with export‑control issues, and all figures are described as preliminary unaudited results.
Vanguard Capital Management reported beneficial ownership of 37,930,655 shares of Super Micro Computer Inc common stock, representing 6.31% of the class as disclosed on the Schedule 13G. The filing shows sole voting power over 5,035,660 shares and sole dispositive power over 37,930,655 shares. The disclosure notes these holdings include positions held for Vanguard funds and managed accounts.
Super Micro Computer, Inc. reports that stockholders approved an amended and restated 2020 Equity and Incentive Compensation Plan at the April 15, 2026 annual meeting. The plan now covers a total of 118,000,000 shares of common stock, including 103,000,000 shares previously approved and 15,000,000 additional shares newly approved at the meeting.
The plan allows the Compensation Committee to grant a broad range of cash and equity awards to directors, officers, employees, consultants and other service providers, and no grants will be made under it on or after April 15, 2036. Stockholder approval also increased by 15,000,000 the limit on shares that may be issued upon exercise of incentive stock options and clarified that the committee may determine tax withholding methods for each award.
Stockholders elected Charles Liang, Tally Liu and Sherman Tuan as Class I directors to serve until the annual meeting following fiscal year 2028, approved a non-binding advisory vote on executive compensation, and ratified the appointment of BDO USA, P.C. as independent registered public accounting firm for the fiscal year ending June 30, 2026.
The Vanguard Group filed Amendment No. 6 to a Schedule 13G/A reporting 0% beneficial ownership of Super Micro Computer Inc common stock. The filing states that, following an internal realignment on January 12, 2026, certain Vanguard subsidiaries will report disaggregated ownership and The Vanguard Group no longer is deemed to beneficially own those securities. The amendment shows 0 shares owned and 0% voting or dispositive power as of the filing; it is signed by the Head of Global Fund Administration on March 27, 2026.
Super Micro Computer, Inc. reported that the U.S. Attorney’s Office for the Southern District of New York unsealed an indictment of three individuals associated with the company in connection with an alleged conspiracy to commit export-control violations. The company itself is not named as a defendant and states it has been cooperating fully with the investigation.
The individuals are Senior Vice President and director Yih-Shyan “Wally” Liaw, sales manager Ruei-Tsang “Steven” Chang, and contractor Ting-Wei “Willy” Sun. The two employees have been placed on administrative leave and the contractor relationship was terminated, all effective immediately.
The company also disclosed that Mr. Liaw resigned from the Board of Directors, effective March 20, 2026, noting his resignation was not due to a disagreement with the company. Supermicro appointed DeAnna Luna as acting Chief Compliance Officer, highlighting her extensive background in global trade and sanctions compliance.
Super Micro Computer, Inc. senior executive Xiao Jin filed an amended Form 4 to correct previously reported holdings. The amendment adds indirect ownership of 53 shares of common stock held by the reporting person's spouse, which were inadvertently omitted from the original filing. This update reflects a change in reported ownership only, not a new stock transaction.
Super Micro Computer, Inc. President and CEO Charles Liang reported that a spouse account exercised employee stock options to acquire 20,980 shares of common stock on February 27, 2026 at $4.235 per share. After these indirect transactions, the spouse-held account owned 630,780 shares of common stock.
Super Micro Computer, Inc. director and ten percent owner Liu Liang Chiu-Chu Sara exercised employee stock options into 20,980 shares of common stock on February 27, 2026. The options converted at an exercise price of $4.235 per share, increasing her directly held common stock to 630,780 shares. Additional indirect holdings include 40,426,120 shares held by her spouse and 25,672,520 shares held through a joint account with her spouse. Footnotes note that the option grant, originally issued on April 27, 2021, was fully vested and had been adjusted for a ten-for-one forward stock split effective September 30, 2024.
Super Micro Computer, Inc. is asking stockholders to vote at a virtual annual meeting on April 15, 2026. Investors of record on February 17, 2026 can elect three Class I directors, approve a non-binding say‑on‑pay vote, ratify BDO USA as auditor for fiscal 2026, and approve further amendments to the 2020 Equity and Incentive Compensation Plan. The proxy describes a nine‑member classified board, with six independent directors and a lead independent director. It highlights heavy performance‑based pay for the CEO, whose salary is $1 and whose compensation centers on two large option awards tied to multi‑year stock price and revenue goals, including a 2023 award for up to 5,000,000 shares at a $45 exercise price. All five revenue milestones under that 2023 award, up to $21.0 billion over four consecutive quarters, have been met and four of five stock price goals have vested tranches. The filing also details ownership, with founders Charles Liang and Sara Liu beneficially owning 13.4% of shares and major institutional holders like The Vanguard Group and BlackRock disclosed.