Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Super Micro Computer, Inc. announced that its Board of Directors has declared an initial cash dividend on its 7.00% Series A Mandatory Convertible Preferred Stock of $14.7778 per share, equivalent to $0.73889 per depositary share.
Each depositary share represents a 1/20th fractional interest in a share of this preferred stock and trades on the Nasdaq Global Select Market under the symbol SMCIP. The dividend is payable on September 1, 2026 to holders of record as of the close of business on August 15, 2026.
Vanguard Portfolio Management LLC reported beneficial ownership of 32,934,329 shares of Super Micro Computer Inc common stock on a Schedule 13G. This represents 5.09% of the outstanding class as of June 30, 2026.
Vanguard reports sole voting power over 69,684 shares and sole dispositive power over 32,934,329 shares, with no shared voting or dispositive power. The position reflects securities held by Vanguard funds and other managed accounts over which Vanguard Portfolio Management LLC or specified affiliates exercise dispositive and/or voting power. Vanguard notes that, although multiple underlying funds and accounts may benefit from this ownership, no single other person’s interest in the reported securities exceeds 5% of the class.
Super Micro Computer director and 10% owner Liu Liang Chiu-Chu Sara reported routine equity compensation activity. On July 1, 2026, she exercised restricted stock units that delivered a total of 1,613 shares of common stock and had 872 shares withheld at $27.65 per share to cover tax obligations, which the company notes is not a market transaction.
Following these transactions, she held 634,259 common shares directly, along with large indirect holdings of 25,332,520 shares through a joint account with her spouse and 40,426,120 shares held by her spouse.
Super Micro Computer, Inc. SVP and CFO David E. Weigand reported routine equity compensation activity involving restricted stock units (RSUs). On July 1, 2026, he exercised RSU awards into 19,725 shares of common stock, reflected as derivative exercises coded "M".
To cover tax withholding and remittance obligations on these vested RSUs, the company withheld 10,038 shares of common stock, coded "F" at $27.65 per share, as explained in the footnotes. These dispositions are described as not being market transactions and are exempt under Rule 16b-3(e). After the transactions, Weigand directly holds 125,732 shares of SMCI common stock.
Super Micro Computer, Inc. President and CEO Charles Liang reported routine equity compensation activity tied to his spouse’s awards. On July 1, 2026, restricted stock units held by his spouse converted into a total of 1,613 shares of SMCI common stock through derivative exercises.
To cover tax obligations on these vested units, 872 SMCI shares were withheld by the company at a price of $27.65 per share, which the footnotes describe as a non-market transaction exempt from Section 16(b) under Rule 16b-3(e). Following these transactions, Liang reports 634,025 SMCI shares held indirectly through his spouse, 25,332,520 shares held through a joint account with his spouse, and 40,426,120 shares held directly in his own name.
Super Micro Computer SVP and Chief Business Officer Vikranth Malyala exercised restricted stock units and had shares withheld to pay taxes. On 2026-07-01, he converted a total of 7,740 restricted stock units into common shares, while 3,939 shares were withheld at $27.65 per share to satisfy tax obligations, which the company notes were not market transactions.
Super Micro Computer, Inc. director Robert L. Blair exercised restricted stock units into common shares as part of his 2026 compensation. On June 30, 2026, 5,383 restricted stock units fully vested and were settled into 5,383 shares of common stock at a conversion price of $0.00 per unit. Following this non-cash derivative exercise, Blair directly holds 6,963 shares of SMCI common stock. The footnotes explain that each restricted stock unit was granted for continued service in fiscal 2026 and represented a contingent right to receive one share of common stock upon vesting.
Super Micro Computer, Inc. director Angel Scott exercised restricted stock units that vested based on continued service in fiscal 2026. On June 30, 2026, 5,383 restricted stock units converted into 5,383 shares of common stock at no cash exercise price. Following the settlement of these vested units into shares, Scott directly holds 7,055 shares of common stock.
Super Micro Computer, Inc. director Judy L. Lin increased her direct equity stake through RSU vesting and conversion. On June 30, 2026, 5,383 restricted stock units fully vested and were settled into 5,383 shares of common stock. Following this exercise and conversion, she directly holds 60,323 shares of common stock. The footnotes explain that each restricted stock unit represents a contingent right to one share, granted for her continued service to the company in fiscal 2026.