Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Super Micro Computer, Inc. (NASDAQ: SMCI) provides access to the company’s official U.S. Securities and Exchange Commission disclosures. These documents offer detailed information on financial results, financing activities, and material agreements that shape the company’s position as a Total IT Solution Provider for AI, cloud, storage, and 5G/edge infrastructure.
Recent Form 8-K filings from Supermicro include announcements of quarterly and annual financial results, business updates, and capital markets transactions. Examples include reports on financial results for specific fiscal quarters and years, a proposed offering of convertible senior notes, a receivables purchase agreement for certain accounts receivable, and a revolving credit facility with a syndicate of lenders. These filings outline key terms, purposes, and conditions of such arrangements.
On this page, you can also track how SMCI’s common stock, with a par value of $0.001 per share, is registered on the NASDAQ Global Select Market under the symbol SMCI, as disclosed in its SEC documents. Over time, additional filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and further 8-K current reports provide insight into Supermicro’s financial condition, risk factors, and operational updates.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents, helping users quickly understand items like earnings releases, new credit facilities, or securities offerings. Real-time updates from EDGAR, combined with structured access to forms such as 10-K, 10-Q, and 8-K, allow investors and analysts to review Supermicro’s regulatory history and ongoing disclosure record in a single location.
Super Micro Computer, Inc. disclosed that its Taiwan subsidiary entered into a new Credit Agreement providing two revolving credit facilities totaling $710,000,000 (Facility A1 of $350,000,000 and Facility A2 of $360,000,000), with an option to increase total commitments up to $2,000,000,000. The loans are primarily for procuring components and raw materials, with detailed utilization rules tied to underlying invoices and purchase orders.
The Company guarantees the facilities and provides collateral including a second lien on its Bade District facility in Taiwan, a security interest in all receivables, and pledged term deposits up to $2,400,000,000. Interest is based on TAIFX3 or Term SOFR plus a margin for USD loans, or TAIBOR plus a margin for NTD loans, with additional commitment and prepayment fees. The facilities have an initial one-year maturity from first use, with up to two one-year extensions. The Company also scheduled its next virtual Annual Meeting of Stockholders for April 15, 2026, with a record date of February 17, 2026 and a stockholder proposal and nomination deadline of February 5, 2026.
Super Micro Computer, Inc. senior executive Jin Xiao filed an initial ownership report showing equity holdings in the company. As of this filing, Xiao beneficially owns 182,589 shares of Super Micro common stock directly and 53 shares indirectly through a spouse. The filing also lists several employee stock options and restricted stock units covering additional shares of common stock, with option exercise prices of
Super Micro Computer, Inc. (SMCI)November 24, 2025, the officer exercised employee stock options to acquire 48,750 shares of common stock at an exercise price of $7.663 per share and another 8,154 shares at an exercise price of $24.52 per share. On the same day, the officer sold 56,904 shares of common stock at a weighted average price of $32.8311 per share, with individual sale prices ranging from $32.830 to $32.845. Following these transactions, the officer directly beneficially owned 134,691 shares of common stock, along with 16,250 and 24,475 remaining employee stock options with expiration dates in 2032 and 2034, subject to the vesting schedules described.
Super Micro Computer, Inc. (SMCI) reported a Form 4 for its SVP, Operations, showing the exercise of employee stock options and an increase in directly owned shares. On 11/13/2025, the officer exercised stock options for 15,600, 12,100, and 80,000 shares of common stock at exercise prices of
Super Micro Computer (SMCI) executive Kenneth Cheung, SVP and Chief Accounting Officer, reported routine equity transactions. On 11/10/2025, 1,250 shares of common stock were issued upon settlement of restricted stock units (RSUs). In the same event, 635 shares were withheld to satisfy tax obligations at $40.19 per share. Following these transactions, Cheung directly beneficially owned 56,472 shares. The related RSU grant vests 25% on August 10, 2024 and 1/16 each successive calendar quarter thereafter.
Super Micro Computer (SMCI) reported insider activity by its SVP, Operations on 11/10/2025. The executive settled restricted stock units into 1,840 and 3,670 shares of common stock (coded “M”). To cover withholding taxes, the issuer withheld 935 and 1,864 shares at $40.19 each (coded “F”), which the filing states were not market transactions and were exempt under Rule 16b-3(e). Following these transactions, the executive beneficially owned 26,991 shares directly.
The filing notes each RSU represents one share, with vesting schedules tied to continued service and settlement in SMCI common stock.
Super Micro Computer (SMCI) reported an insider transaction on a Form 4. A director and 10% owner had restricted stock units vest on 11/10/2025, resulting in the acquisition of 2,110 shares via code M. To cover taxes, 1,137 shares were withheld by the company at $40.19 per share under code F.
After these transactions, the reporting person beneficially owns 607,399 shares (direct), plus 40,426,120 shares (by spouse) and 25,677,520 shares (by joint account with spouse). The person also holds 12,680 RSUs as derivative securities. The RSUs vest at 25% on May 10, 2024 and 1/16 each quarter thereafter, with vested units settled in SMCI common stock.
Super Micro Computer (SMCI) insider filed a Form 4 reflecting equity settlements tied to previously granted awards. On 11/10/2025, the reporting person’s spouse had 2,110 restricted stock units convert to common shares (code M). To cover taxes, 1,137 shares were withheld at $40.19 per share (code F), described as a tax withholding and not a market sale.
Following these transactions, the spouse holds 607,399 SMCI shares indirectly. The reporting person also shows 40,426,120 shares held directly and 25,677,520 shares held indirectly via a joint account with spouse. The RSUs vest 25% on May 10, 2024 and 1/16 each quarter thereafter, subject to continued service.
Super Micro Computer (SMCI) reported Q1 FY2026 results with net sales of $5,017.8 million, down from $5,937.3 million a year ago. Gross profit was $467.4 million versus $775.6 million, and net income was $168.3 million compared with $424.3 million. Diluted EPS was $0.26, down from $0.67.
Operating cash flow was $(917.5) million as inventories rose to $5,730.0 million from $4,680.4 million, while cash and equivalents ended at $4,199.3 million. Current deferred revenue increased to $597.3 million from $368.7 million, with non‑current deferred revenue at $430.7 million. Interest expense rose to $24.9 million, partly reflecting three series of convertible notes with a combined carrying value of $4,649.9 million.
Sales mix shifted geographically: the United States contributed 36.6% of revenue, while Malaysia and Indonesia accounted for 22.2% and 11.5%, respectively. The company recorded $36.2 million in excess and obsolete inventory write‑downs and a $12.0 million impairment on non‑marketable securities. SMCI also established an uncommitted $1,790.0 million Receivables Purchase Agreement; no receivables had been sold as of September 30, 2025.
Super Micro Computer (SMCI) furnished a press release announcing financial results for the quarter ended September 30, 2025. The press release, titled “Supermicro Announces First Quarter Fiscal Year 2026 Financial Results,” is dated November 4, 2025 and is attached as Exhibit 99.1.
The information was furnished and is not deemed filed under the Exchange Act, and it is not incorporated by reference unless expressly stated.