Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Super Micro Computer, Inc. (NASDAQ: SMCI) provides access to the company’s official U.S. Securities and Exchange Commission disclosures. These documents offer detailed information on financial results, financing activities, and material agreements that shape the company’s position as a Total IT Solution Provider for AI, cloud, storage, and 5G/edge infrastructure.
Recent Form 8-K filings from Supermicro include announcements of quarterly and annual financial results, business updates, and capital markets transactions. Examples include reports on financial results for specific fiscal quarters and years, a proposed offering of convertible senior notes, a receivables purchase agreement for certain accounts receivable, and a revolving credit facility with a syndicate of lenders. These filings outline key terms, purposes, and conditions of such arrangements.
On this page, you can also track how SMCI’s common stock, with a par value of $0.001 per share, is registered on the NASDAQ Global Select Market under the symbol SMCI, as disclosed in its SEC documents. Over time, additional filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and further 8-K current reports provide insight into Supermicro’s financial condition, risk factors, and operational updates.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents, helping users quickly understand items like earnings releases, new credit facilities, or securities offerings. Real-time updates from EDGAR, combined with structured access to forms such as 10-K, 10-Q, and 8-K, allow investors and analysts to review Supermicro’s regulatory history and ongoing disclosure record in a single location.
Super Micro Computer (SMCI) reported an insider transaction on a Form 4. A director and 10% owner had restricted stock units vest on 11/10/2025, resulting in the acquisition of 2,110 shares via code M. To cover taxes, 1,137 shares were withheld by the company at $40.19 per share under code F.
After these transactions, the reporting person beneficially owns 607,399 shares (direct), plus 40,426,120 shares (by spouse) and 25,677,520 shares (by joint account with spouse). The person also holds 12,680 RSUs as derivative securities. The RSUs vest at 25% on May 10, 2024 and 1/16 each quarter thereafter, with vested units settled in SMCI common stock.
Super Micro Computer (SMCI) insider filed a Form 4 reflecting equity settlements tied to previously granted awards. On 11/10/2025, the reporting person’s spouse had 2,110 restricted stock units convert to common shares (code M). To cover taxes, 1,137 shares were withheld at $40.19 per share (code F), described as a tax withholding and not a market sale.
Following these transactions, the spouse holds 607,399 SMCI shares indirectly. The reporting person also shows 40,426,120 shares held directly and 25,677,520 shares held indirectly via a joint account with spouse. The RSUs vest 25% on May 10, 2024 and 1/16 each quarter thereafter, subject to continued service.
Super Micro Computer (SMCI) reported Q1 FY2026 results with net sales of $5,017.8 million, down from $5,937.3 million a year ago. Gross profit was $467.4 million versus $775.6 million, and net income was $168.3 million compared with $424.3 million. Diluted EPS was $0.26, down from $0.67.
Operating cash flow was $(917.5) million as inventories rose to $5,730.0 million from $4,680.4 million, while cash and equivalents ended at $4,199.3 million. Current deferred revenue increased to $597.3 million from $368.7 million, with non‑current deferred revenue at $430.7 million. Interest expense rose to $24.9 million, partly reflecting three series of convertible notes with a combined carrying value of $4,649.9 million.
Sales mix shifted geographically: the United States contributed 36.6% of revenue, while Malaysia and Indonesia accounted for 22.2% and 11.5%, respectively. The company recorded $36.2 million in excess and obsolete inventory write‑downs and a $12.0 million impairment on non‑marketable securities. SMCI also established an uncommitted $1,790.0 million Receivables Purchase Agreement; no receivables had been sold as of September 30, 2025.
Super Micro Computer (SMCI) furnished a press release announcing financial results for the quarter ended September 30, 2025. The press release, titled “Supermicro Announces First Quarter Fiscal Year 2026 Financial Results,” is dated November 4, 2025 and is attached as Exhibit 99.1.
The information was furnished and is not deemed filed under the Exchange Act, and it is not incorporated by reference unless expressly stated.
Super Micro Computer, Inc. (SMCI) reported insider activity by SVP & Chief Financial Officer David E. Weigand. On 10/30/2025, 13,000 shares of common stock were acquired upon the vesting and settlement of restricted stock units (transaction code M). To cover taxes, 6,602 shares were withheld at $50.37 per share (code F), which the filing notes was not a market transaction. After these transactions, Weigand directly beneficially owned 106,586 shares. The filing states the RSUs fully vested on October 30, 2025 and were settled in shares.
Super Micro Computer (SMCI) insider reported equity settlement activity. On October 30, 2025, 6,000 restricted stock units vested and were settled into an equal number of common shares (Code M). To cover taxes, 3,231 shares were withheld by the company at $50.37 per share (Code F), which the filing notes is not a market transaction. Following these transactions, the reporting person held 606,426 shares directly, plus 40,426,120 shares indirectly by spouse and 25,677,520 indirectly by joint account with spouse.
Super Micro Computer (SMCI) executive reported routine equity settlement activity. On 10/30/2025, the SVP, Worldwide Sales acquired 6,000 shares of common stock upon vesting of restricted stock units, then had 3,047 shares withheld by the company to cover taxes at $50.37 per share, which the filing notes was not a market transaction and is exempt under Rule 16b-3(e). Following these transactions, the reporting person directly holds 45,532 shares.
Super Micro Computer (SMCI) insider activity: On 10/30/2025, the company’s SVP, Operations reported the vesting and settlement of restricted stock units and related tax withholding. The executive acquired 5,000 shares of common stock via RSU settlement (code M), then 2,540 shares were withheld by the company to satisfy taxes at a price of $50.37 per share (code F), which the filing notes was not a market transaction. Following these transactions, the executive directly owned 24,280 shares. The RSUs represented a right to one share each and fully vested on October 30, 2025; after settlement, zero derivative (RSU) units remained.
Super Micro Computer (SMCI) director Wally Yih‑Shyan Liaw reported equity transactions. On 10/30/2025, 5,000 restricted stock units were settled into common shares, and 2,540 shares were withheld at $50.37 to cover taxes, which is not a market transaction under Rule 16b‑3(e). Following these transactions, he held 80,423 shares directly. Indirect holdings were reported as 193,770 shares by spouse and 14,990,450 shares by the Liaw Family Trust.
Super Micro Computer, Inc. (SMCI) reported insider equity activity involving its President and CEO, who is also a Director and 10% Owner. On 10/30/2025, 6,000 shares of common stock were acquired indirectly via the spouse upon settlement of restricted stock units.
Also on 10/30/2025, 3,231 shares were withheld at $50.37 per share to satisfy tax obligations related to the RSU vesting; this was described as not a market transaction and was exempt under Rule 16b-3(e). The RSUs represented a right to receive one share each and fully vested on October 30, 2025, subject to the spouse’s continued service.