Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Super Micro Computer, Inc. director Tally C. Liu exercised restricted stock units into common shares. On June 30, 2026, Liu converted 2,691 restricted stock units into 2,691 shares of common stock, reflecting the vesting of equity granted for continued service in fiscal 2026.
The restricted stock units fully vested on June 30, 2026 and were settled in shares of Super Micro common stock. After this derivative exercise, Liu directly holds 288,738 shares of common stock. The filing does not show any share sales, only the conversion of vested units into stock.
Super Micro Computer, Inc. director Susan Mogensen exercised restricted stock units that vested as part of her fiscal 2026 service compensation. On June 30, 2026, 5,383 restricted stock units converted into 5,383 shares of common stock, with no cash purchase price.
These vested units were granted for continued service and settled in stock rather than cash, so this is a compensation-related equity delivery, not an open-market share purchase. After the settlement, Mogensen directly holds 8,663 shares of Super Micro Computer common stock.
Super Micro Computer, Inc. senior vice president and chief business officer Vikranth Malyala reported compensation-related stock transactions involving restricted stock units (RSUs). On June 17, 2026, 7,500 RSUs converted into an equal number of common shares, and 2,825 of those shares were withheld by the company at $27.78 per share to cover tax obligations, which is not a market sale.
On the same date, Malyala also received a new grant of 15,000 RSUs, each representing a right to one share of SMCI common stock. Subject to his continued service, these RSUs vest in two equal tranches on June 17, 2026 and December 17, 2026. Following the transactions, he directly held 39,535 shares of common stock and maintained RSU awards for future settlement in shares.
Super Micro Computer, Inc. SVP & CFO David E. Weigand reported routine equity compensation activity. He exercised restricted stock units into 5,000 shares of common stock and received a new grant of 10,000 restricted stock units, each representing the right to receive one SMCI share.
To cover tax withholding and remittance obligations on vested units, the company withheld 1,794 shares of common stock at $27.78 per share, which the filing states was not a market transaction. After these transactions, he directly holds 121,125 shares of common stock. The new 10,000-unit award vests in two equal tranches on June 17, 2026 and December 17, 2026, with vested units settled in SMCI shares, subject to his continued service.
Super Micro Computer, Inc. disclosed that a group of affiliated Susquehanna reporting persons beneficially own 40,330,986 shares of Common Stock, representing 6.2% of the class. The filing states there were 646,832,377 shares outstanding as of completion of concurrent offerings per a June 12, 2026 prospectus supplement. The reported holdings include shares issuable on conversion of 7.00% Series A Mandatory Convertible Preferred Stock (via depositary shares) and option positions (including 20,986,600 options reported for Susquehanna Securities, LLC and 34,500 options reported for SIG Brokerage, LP).
Jane Street Group, LLC amended a Schedule 13G/A reporting ownership in Super Micro Computer, Inc. The filing states combined beneficial ownership of 56,635,790 shares, equal to 8.5% of the class using a denominator of 665,014,777 outstanding shares (which reflects 646,832,377 shares outstanding as of June 10, 2026 plus dilution from 18,182,400 shares issuable upon conversion of Depositary Shares into the issuer's 7.00% Series A Mandatory Convertible Preferred Stock). The amendment corrects a signature block error; no other changes were made.
Jane Street Group entities reported collective beneficial ownership of common stock in Super Micro Computer, Inc. The filing states a combined 56,635,790 shares beneficially owned, representing 8.5% of the class based on a 665,014,777 share denominator.
The filing attributes 18,182,400 shares to depositary interests tied to 7.00% Series A Mandatory Convertible Preferred Stock, and the ownership split across Jane Street subsidiaries is shown (Jane Street Global Trading, Jane Street Capital, Jane Street Singapore).
Super Micro Computer, Inc. completed an underwritten public offering of 75,000,000 depositary shares, each representing a 1/20th interest in its 7.00% Series A Mandatory Convertible Preferred Stock. Underwriters have a 30-day option to buy up to 11,250,000 additional depositary shares to cover over-allotments.
The preferred stock carries a 7.00% annual dividend rate on a $1,000 per share liquidation preference, payable when declared on March 1, June 1, September 1 and December 1 from September 1, 2026 through June 1, 2029. The Certificate of Designations, effective June 15, 2026, restricts dividends and repurchases of common and junior or parity stock unless all accumulated preferred dividends are addressed.
Each preferred share will automatically convert after the Final Averaging Period into between 30.3040 and 36.3640 common shares, so each depositary share converts into between 1.5152 and 1.8182 common shares, subject to anti‑dilution adjustments. Holders may also elect early conversion at the minimum conversion rate outside a fundamental change period.
Super Micro Computer, Inc. reported compensation-related equity awards for SVP and Chief Accounting Officer Kenneth Cheung. He received 13,718 restricted stock units and an option for 30,486 shares of common stock with an exercise price of $58.63 per share.
The option expires on July 29, 2035 and vests over time, with one quarter vesting on July 29, 2026 and the remainder quarterly thereafter, subject to continued service. The restricted stock units vest 25% on August 10, 2026 and then quarterly, and each unit represents a contingent right to one share of common stock. After these transactions, Cheung directly held 59,331 shares of common stock. The company noted that this Form 4 was filed late due to an inadvertent administrative error.
Super Micro Computer, Inc. launched large equity and equity-linked financings, including an underwritten public offering of 45,454,545 common shares and 75,000,000 depositary shares tied to 7.0% Series A mandatory convertible preferred stock, plus a $1.25 billion at-the-market program.
The gross proceeds of these offerings, together with potential ATM sales and underwriters’ options, represent a total potential equity raise of $7.0 billion. The company plans to use a portion of the net proceeds, together with ATM proceeds, to help fund components for approximately $39 billion of recent AI server orders from more than 20 customers, and for general corporate purposes. It also amended its credit agreement to allow additional distributions on certain mandatory convertible preferred stock, conditioned on maintaining a fixed charge coverage ratio of at least 2.00:1.00.