Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
SMCI notice: a Form 144/A records a proposed sale of 10,000 shares of Common Stock via a stock option exercise on 05/11/2026. The filing lists Morgan Stanley Smith Barney LLC as the broker, an aggregate amount of $355,500.00, and Cash as the consideration method.
Yih-Shyan W Liaw reported an intended sale of 10,000 shares of Common Stock of SMCI via a stock option exercise to be effected on 05/13/2026. The filing also records a prior sale of 10,000 shares on 05/11/2026 for $355,500.00.
Super Micro Computer, Inc. SVP and CFO David E. Weigand reported equity compensation activity and related tax withholding. He exercised previously granted restricted stock units into common shares and had a portion of those shares withheld by the company to cover tax obligations at a price of $35.37 per share, which is not an open-market sale.
Weigand also received new grants of 13,780 restricted stock units and 30,622 employee stock options with a $35.37 exercise price. Following these transactions, he directly holds 116,964 shares of common stock, reflecting a substantial ongoing ownership stake aligned with long-term service-based vesting schedules.
Super Micro Computer SVP Don W. Clegg reported compensation-related equity activity. On May 8, 2026, he received grants of 5,598 Restricted Stock Units and 12,440 employee stock options with a $35.37 exercise price, each vesting over time subject to continued service. On May 10, 2026, he exercised previously granted RSUs into 2,310 common shares, and 829 shares were withheld by the company to cover tax obligations, which the footnotes state are not market transactions.
Super Micro Computer, Inc. senior corporate VP of engineering Xiao Jin reported routine equity compensation activity involving restricted stock units and related tax withholding. On May 10, 2026, Jin exercised restricted stock units that delivered 4,098 and 1,970 shares of common stock, classified as derivative exercises. In connection with the net settlement of vested units, the company withheld 1,471 and 707 shares at $35.37 per share to satisfy tax obligations; the filing states these are not market transactions and are exempt under Rule 16b-3(e). After these transactions, Jin directly held 187,476 shares of common stock and indirectly held 53 shares through a spouse, and continued to hold restricted stock units that vest over time, subject to continued service.
Super Micro Computer, Inc. director and 10% owner Liu Liang Chiu-Chu Sara reported routine equity award activity involving restricted stock units (RSUs) on Common Stock. On May 10, 2026, she exercised RSUs to acquire 4,098 and 2,120 shares of Common Stock, for a total of 6,218 shares.
To cover tax obligations on vested RSUs, 2,211 and 1,144 shares of Common Stock were withheld at a price of $35.37 per share, which the footnotes state is not a market transaction and is exempt under Rule 16b-3(e). After these transactions, she directly held 632,900 shares of Common Stock.
The filing also reports substantial indirect holdings, including 25,672,520 shares held by a joint account with her spouse and 40,426,120 shares held by her spouse, in addition to the direct position.
Super Micro Computer, Inc. President and CEO Charles Liang reported routine equity compensation activity and updated holdings. On May 10, 2026, his spouse’s restricted stock units converted into 6,218 shares of common stock, and 3,355 shares were withheld at $35.37 per share to cover tax obligations, which the company notes was not a market transaction.
Following these events, Liang reports 40,426,120 shares of common stock held directly and 25,672,520 shares held through a joint account with his spouse. Indirect holdings through his spouse also include several hundred thousand shares of common stock and remaining restricted stock units that continue to vest over time.
Super Micro Computer, Inc. senior vice president and chief accounting officer Kenneth Cheung reported routine equity compensation activity involving restricted stock units (RSUs). On 2026-05-10, RSUs representing 1,250 shares of common stock were converted into common stock, reflecting a derivative exercise. In connection with this net settlement, 449 shares of common stock were withheld by the company at $35.37 per share solely to satisfy tax withholding and remittance obligations, and the filing states this was not a market transaction.
Following these transactions, Cheung directly holds 59,780 shares of SMCI common stock and 6,250 RSUs. According to the vesting schedule, these RSUs vest at 25% of the total units on August 10, 2024 and 1/16 of the total at the end of each successive calendar quarter thereafter, with vested units settled in shares of common stock, subject to his continued service.
Super Micro Computer, Inc. reported very strong growth for the quarter ended March 31, 2026. Net sales jumped to $10.24 billion from $4.60 billion a year earlier, driven largely by U.S. customers, which represented 68.7% of total revenue. Quarterly net income rose to $483.4 million from $108.8 million, with diluted EPS increasing to $0.72.
For the first nine months of fiscal 2026, net sales reached $27.94 billion versus $16.22 billion, and net income grew to $1.05 billion from $853.7 million. The company is investing heavily in growth, with inventories rising to $11.10 billion and accounts receivable to $8.41 billion, contributing to $7.56 billion of net cash used in operating activities over nine months.
To support this expansion, Super Micro significantly increased borrowings, ending the quarter with $4.11 billion in lines of credit and term loans and $4.66 billion in convertible notes, while cash and cash equivalents declined to $1.29 billion. The company also entered into a $1.79 billion receivables purchase program and added large new revolving credit facilities, indicating an aggressive balance of rapid growth and higher leverage.