Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Super Micro Computer, Inc. (SMCI) director and ten-percent owner Liang Chiu-Chu Sara Liu reported an RSU vesting and related share movements. On August 17, 2026, 3,650 Restricted Stock Units were exercised and converted into 3,650 shares of common stock, exhausting this RSU award. Of these, 1,970 shares of SMCI common stock were withheld at $38.28 per share to satisfy tax withholding and remittance obligations, which the footnote states was not a market transaction and is exempt under Rule 16b-3(e). Following these transactions, indirect holdings reported include 40,426,120 shares held by spouse and 25,332,520 shares held by a joint account with spouse.
Super Micro Computer, Inc. (SMCI) reported that officer Kenneth Cheung, SVP and Chief Accounting Officer, had 2,250 restricted stock units vest and convert into an equal number of shares of common stock on August 17, 2026. The related RSU derivative position is now reported as 0. Of the vested shares, 808 shares of common stock were withheld by SMCI at $38.28 per share to satisfy tax withholding and remittance obligations in a net settlement, which is described as not being a market transaction and is exempt from Section 16(b) under Rule 16b-3(e). The filing does not state Cheung’s resulting common stock holdings after these transactions.
Super Micro Computer, Inc. (SMCI) reported that Chief Revenue Officer Matthew Thauberger received equity awards on August 14, 2026. He was granted 9,872 Restricted Stock Units, each representing one share of SMCI common stock, and 21,938 employee stock options with an exercise price of $39.84 per share expiring on August 14, 2036. The RSUs vest 25% on August 10, 2027 and 1/16 every three months thereafter, while the options vest 1/4 on August 14, 2027 and 1/16 every three months thereafter, in each case subject to continued service. Following these grants, he holds 5,382 shares of common stock directly and 39,938 options in total.
Super Micro Computer, Inc. (SMCI) reported equity compensation awards to director Tally C. Liu. Liu received a grant of 3,941 Restricted Stock Units, each representing a contingent right to one share of SMCI common stock. These RSUs were granted for service in fiscal 2027 and are scheduled to fully vest on June 30, 2027, with pro rata vesting if service ends earlier; vested RSUs are settled in SMCI common shares.
Liu also received a grant of 5,062 stock options with an exercise price of $39.84 per share, also for fiscal 2027 service. These options are scheduled to fully vest and become exercisable on June 30, 2027, subject to the same pro rata vesting provision. Following these awards, Liu directly holds 288,738 shares of SMCI common stock.
Super Micro Computer, Inc. (SMCI) director Tuan Sherman received a grant of 10,125 stock options on August 14, 2026, with an exercise price of $39.84 per share and expiration on August 14, 2036. These options relate to service in fiscal 2027 and will fully vest and become exercisable on June 30, 2027, subject to pro rata vesting if service ends earlier. Following this grant, Sherman directly holds 207,156 shares of SMCI common stock.
Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
A group of affiliated investment entities led by Capital Ventures International and several Susquehanna entities filed an amended Schedule 13G reporting beneficial ownership of 33,379,848 Shares of Super Micro Computer, Inc. common stock. This represents 5.1% of the company’s outstanding Shares. The ownership includes common stock, options to buy additional Shares, and Shares issuable upon conversion of the company’s 7.00% Series A Mandatory Convertible Preferred Stock represented by depositary shares. The group reports both sole and shared voting and dispositive power over various portions of these holdings and states that each reporting person disclaims beneficial ownership of Shares owned directly by another reporting person. The percentage interest is based on 646,832,377 Shares outstanding as disclosed in a recent prospectus supplement.