Welcome to our dedicated page for Sumitomo Mitsui Finl Group SEC filings (Ticker: SMFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sumitomo Mitsui Financial Group, Inc. (SMFG) files as a foreign private issuer with the U.S. Securities and Exchange Commission, using Form 20‑F as its primary annual reporting framework and furnishing interim information on Form 6‑K. This page provides access to SMFG’s SEC filings, which offer detailed insight into the group’s global commercial banking, securities, leasing, and consumer finance activities.
SMFG’s 6‑K reports often include interim consolidated financial statements under IFRS, interim consolidated financial statements under Japanese GAAP, and supplementary data on income analysis, interest spreads, securities portfolios, non‑performing loans, credit costs, capital ratios, and earnings targets. Certain 6‑K filings are explicitly incorporated by reference into SMFG’s Form F‑3 shelf registration statement, linking these disclosures to the company’s debt and capital markets issuance programs.
Filings also document capital management actions such as resolutions to repurchase common stock under the Companies Act of Japan, periodic progress reports on share repurchases, and plans to cancel repurchased shares. Other reports describe decisions on interim dividends, revisions to dividend forecasts, and the rationale for changes based on updated earnings forecasts. Debt‑related filings may include forms of senior notes, including floating rate and fixed‑to‑floating rate instruments with various maturities, along with associated legal and tax opinions.
Through this page, users can review SMFG’s interim and annual disclosures, capital transactions, and regulatory communications as they appear on EDGAR. Stock Titan’s AI tools can help summarize lengthy 6‑K packages, highlight key figures from IFRS and Japanese GAAP statements, and surface important items such as share repurchase resolutions, dividend announcements, and note issuance terms, allowing investors to navigate SMFG’s complex filing history more efficiently.
Sumitomo Mitsui Financial Group (SMFG) has submitted a notice to the SEC regarding disclosures made in their Annual Report on Form 20-F for the fiscal year ended March 31, 2025. The filing is specifically related to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Securities Exchange Act of 1934.
This notice, signed by Kazuyuki Anchi, Senior Managing Corporate Executive Officer and Group CFO, indicates that SMFG has included required disclosures regarding Iran-related activities in their annual report. The filing suggests potential business activities or transactions related to Iran that require disclosure under U.S. sanctions legislation.
Investors should note that such disclosures are required when companies engage in certain transactions with Iran or Iranian entities, and may indicate potential regulatory or compliance risks that warrant further examination in the full Form 20-F filing.
Sumitomo Mitsui Financial Group (NYSE:SMFG) filed its FY-2025 Form 20-F.
- 3-for-1 stock split effective 1 Oct 2024; all per-share data retroactively adjusted.
- New line item: “Net gains (losses) from derecognition of financial assets at amortized cost.”
- Interest on Bank of Japan deposits reclassified; prior years restated.
- Losses stemmed from sales of low-profit loans in Europe & the Middle East to boost capital efficiency.
- Deferred-tax assets recognized nationally but not locally: ¥304.3 bn (2025) vs ¥221.5 bn (2024); current statutory tax rate 30.6%, slated to change from FY-2027.
- Housing-loan portfolio edged up to ¥11.12 tn (+1%).
No headline earnings were included in the excerpt; investors should review the full filing for profitability and capital metrics.
Sumitomo Mitsui Financial Group held its 23rd Ordinary General Meeting of Shareholders on June 27, 2025, where several key matters were reported and resolved. The company reported on its Business Report and Financial Statements for FY2024-2025.
Key resolutions included:
- Approval of a dividend of ¥62 per share of Common Stock (¥122 annualized after 3-for-1 stock split from October 1, 2024)
- Election of thirteen Directors, including seven Outside Directors: Sonosuke Kadonaga, Jun Sawada, Yoriko Goto, Isao Teshirogi, Norimitsu Takashima, Charles D. Lake II, and Jenifer Rogers
Three shareholder proposals were rejected, including:
- Disclosure of financial risk audit by the Audit Committee
- Disclosure of assessment of clients' climate change transition plans
- Alternative appropriation of surplus
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