Welcome to our dedicated page for SUMITOMO MITSUI FINANCIAL GROUP SEC filings (Ticker: SMFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sumitomo Mitsui Financial Group, Inc. filings document its status as a Japanese foreign private issuer, Form 20-F filer, and NYSE-listed ADR issuer. Its Form 6-K reports furnish consolidated financial results, capital ratio disclosures, share repurchase and cancellation notices, group strategy updates, and governance changes involving representative executive officers.
Registration-related filings and incorporated 6-K exhibits also describe SMFG debt securities, including senior and subordinated notes issued under its Form F-3 registration statement, related indentures, and legal and tax opinions. The disclosures frame capital structure, regulatory capital, funding activity, and shareholder-capital actions for the banking group.
TESHIROGI ISAO reported acquisition or exercise transactions in this Form 4 filing.
SUMITOMO MITSUI FINANCIAL GROUP, INC. director Isao Teshirogi reported receiving 305 shares of Common Stock on July 24, 2026 through the company’s stock compensation plans. According to the disclosure, he made no out-of-pocket cash payment for these shares and now directly owns 305 shares.
Goto Yoriko reported acquisition or exercise transactions in this Form 4 filing.
Sumitomo Mitsui Financial Group director Yoriko Goto reported receiving a grant of 305 shares of Common Stock on July 24, 2026 under the company’s stock compensation plans. The filing states she made no out-of-pocket cash payment for these shares and now directly holds 305 shares.
Kadonaga Sonosuke, a director of Sumitomo Mitsui Financial Group, acquired 305 shares of common stock on July 24, 2026 as a grant under the company's stock compensation plans. The grant required no out-of-pocket cash payment and results in direct ownership of 305 shares.
Sawada Jun reported acquisition or exercise transactions in this Form 4 filing.
SUMITOMO MITSUI FINANCIAL GROUP, INC. director Jun Sawada received a grant of 305 shares of Common Stock on July 24, 2026 under the company’s stock compensation plans, with no out-of-pocket cash payment. Following this award, Sawada directly holds 505 shares of the company’s stock.
Sumitomo Mitsui Financial Group director Honami Matsugasaki received equity compensation and related share transactions. On July 24, 2026, Matsugasaki acquired 305 shares of common stock under stock compensation plans with no out-of-pocket cash payment. On July 27, 2026, an additional 8,372 shares were acquired when performance conditions were certified, also without cash payment, and 4,100 shares were disposed of to the issuer at $43.99 per share. A footnote states that a portion of the July 27 shares was automatically sold the same day under a pre-arranged trading plan, with the price converted from Japanese yen at an exchange rate of ¥1.00 = $0.0061091.
Sumitomo Mitsui Financial Group director Mikami Takeshi received stock awards of 1,644 and 20,748 common shares on July 24 and July 27, 2026 under stock compensation plans, with no out-of-pocket cash payments. On July 27, 3,500 shares were disposed of to the issuer at $43.99 per share under a pre-arranged trading plan, with the price translated from yen at Japanese Yen 1.00 = U.S. dollar 0.0061091.
Sumitomo Mitsui Financial Group director and Sr. Mg. Corp. EO & Group CFO Kazuyuki Anchi reported stock compensation activity. On July 24, 2026 he acquired 1,197 common shares, and on July 27 he acquired 15,249 shares with no out-of-pocket cash payments, then automatically sold 2,600 shares back to the issuer at $43.99 per share under a pre-arranged trading plan.
SUMITOMO MITSUI FINANCIAL GROUP, INC. director and Deputy President Kudo Teiko received stock compensation of 1,353 common shares on July 24, 2026 and 22,098 shares on July 27, 2026 under the issuer's stock compensation plans, with no out-of-pocket payment. On July 27, 3,800 shares were automatically disposed to the issuer at $43.99 per share under a pre-arranged trading plan funded in Japanese yen and converted to U.S. dollars using a ¥1.00 = $0.0061091 exchange rate.
Sumitomo Mitsui Financial Group President and Group CEO Toru Nakashima reported equity compensation and related transactions in the company’s common stock. On July 24, 2026 he received 3,507 shares, and on July 27, 2026 a performance-based award of 51,399 shares, both under stock compensation plans with no out-of-pocket cash payment. Also on July 27, a portion of these compensation shares, totaling 8,900 shares, was automatically disposed of back to the issuer at $43.99 per share under a pre-arranged trading plan, with the price converted from Japanese yen at JPY 1.00 = USD 0.0061091.
SUMITOMO MITSUI FINANCIAL GROUP director Takashima Makoto reported equity compensation and a related share disposition. He acquired 2,279 shares on July 24, 2026 and a performance-based award of 41,166 shares on July 27, 2026 under stock compensation plans, with no out-of-pocket cash payment. On July 27, 7,100 shares were disposed of at $43.99 per share; a footnote states these shares were automatically sold the same day under a pre-arranged trading plan, with the price originally in Japanese yen and converted to U.S. dollars at JPY 1.00 = USD 0.0061091.