Welcome to our dedicated page for Sumitomo Mitsui Finl Group SEC filings (Ticker: SMFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sumitomo Mitsui Financial Group, Inc. (SMFG) files as a foreign private issuer with the U.S. Securities and Exchange Commission, using Form 20‑F as its primary annual reporting framework and furnishing interim information on Form 6‑K. This page provides access to SMFG’s SEC filings, which offer detailed insight into the group’s global commercial banking, securities, leasing, and consumer finance activities.
SMFG’s 6‑K reports often include interim consolidated financial statements under IFRS, interim consolidated financial statements under Japanese GAAP, and supplementary data on income analysis, interest spreads, securities portfolios, non‑performing loans, credit costs, capital ratios, and earnings targets. Certain 6‑K filings are explicitly incorporated by reference into SMFG’s Form F‑3 shelf registration statement, linking these disclosures to the company’s debt and capital markets issuance programs.
Filings also document capital management actions such as resolutions to repurchase common stock under the Companies Act of Japan, periodic progress reports on share repurchases, and plans to cancel repurchased shares. Other reports describe decisions on interim dividends, revisions to dividend forecasts, and the rationale for changes based on updated earnings forecasts. Debt‑related filings may include forms of senior notes, including floating rate and fixed‑to‑floating rate instruments with various maturities, along with associated legal and tax opinions.
Through this page, users can review SMFG’s interim and annual disclosures, capital transactions, and regulatory communications as they appear on EDGAR. Stock Titan’s AI tools can help summarize lengthy 6‑K packages, highlight key figures from IFRS and Japanese GAAP statements, and surface important items such as share repurchase resolutions, dividend announcements, and note issuance terms, allowing investors to navigate SMFG’s complex filing history more efficiently.
Sumitomo Mitsui Financial Group (SMFG)
The company revised its dividend plan to ¥78 for the second quarter and now forecasts ¥79 for the fourth quarter, for an annual total of ¥157. The earnings forecast was revised; for the fiscal year ending March 31, 2026, profit attributable to owners of parent is projected at ¥1,500,000 million (up 27.3%), with forecast EPS of ¥390.39. The Board resolved to acquire treasury stock on November 14, 2025, and the forecast EPS reflects that resolution in the share count basis.
Total assets were ¥305,905,915 million and total net assets ¥15,304,259 million as of September 30, 2025. The net assets ratio improved to 5.0% from 4.8% at March 31, 2025.
Sumitomo Mitsui Financial Group (SMFG) filed a Form 13F combination report, indicating part of its U.S. equity holdings are reported here and part by other managers. The filing lists 183 reportable positions with an aggregate Form 13F Information Table Value Total of $5,704,024,110.
The report notes 4 Other Included Managers and identifies additional reporting managers, including Sumitomo Mitsui DS Asset Management Company, Ltd and TT International Asset Management LTD. This filing provides a snapshot of SMFG’s institutional U.S. equity exposures and reporting structure.
Sumitomo Mitsui Financial Group reported capital ratios as of June 30, 2025 showing stable capital positions across the group. On a consolidated basis the total capital ratio was 15.39%, up 0.21 percentage points from March 31, 2025, with total capital of A514,479.0 billion, risk-weighted assets of A594,057.1 billion, and a leverage ratio of 5.25% (up 0.24 points).
Sumitomo Mitsui Banking Corporation results: on a consolidated basis total capital ratio was 17.00% and common equity Tier 1 was 12.49%; on a non-consolidated basis total capital ratio was 15.51% with total capital of A511,387.6 billion and a leverage ratio of 4.72%. Additional capital structure details are available on the company website.
Sumitomo Mitsui Financial Group, Inc. filed a Form 13F combination report covering the quarter ended 06-30-2025. The filing discloses 239 reported information-table entries with an aggregate market value of $6,139,756,771. The report lists four other included managers and was signed by Osahiro Yamamoto, General Manager, Planning Dept., Global Markets Business Unit.
Sumitomo Mitsui Financial Group (SMFG) has completed the board-authorized share repurchase program announced 14 May 2025 and detailed its upcoming share cancellation.
- Buyback progress (July only): 10,034,900 common shares acquired for JPY 36.58 bn via market purchases.
- Total program outcome: 27,551,100 shares (≈1.0 % of shares issued, excl. treasury) purchased for JPY 99.999 bn, essentially reaching the JPY 100 bn cap.
- Cancellation plan: All 27,551,100 repurchased shares—equal to 0.7 % of pre-cancellation shares outstanding—will be retired on 20 Aug 2025 under Article 178 of the Companies Act.
- Treasury stock position (30 Jun 2025): 27,644,900 shares held; post-cancellation treasury shares will drop materially, shrinking equity base and marginally increasing EPS/ROE.
The program signals SMFG’s commitment to shareholder returns by deploying nearly the full JPY 100 bn authorization within the two-and-a-half-month window. The permanent retirement of shares should provide a modest, but immediate, accretion to per-share metrics without affecting capital ratios materially given the group’s large 3.86 bn share count.