SmartRent CEO amends Form 4 to fix RSU grant error

Martell Frank reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Martell Frank reported acquisition or exercise transactions in this Form 4 filing.

SmartRent, Inc. Chief Executive Officer Frank Martell filed an amended insider report to correct a prior error. A Form 4 filed earlier had reported a grant of 131,578 Restricted Stock Units, each tied to one share of Class A Common Stock, but this amendment clarifies that those RSUs were not granted to him. As a result, the filing reflects no actual RSU grant, no share issuance, and no change in his reported holdings.

Insider Trade Summary

Grant/Award: 0 shares

Grant/Award 1 txn

Insider Martell Frank

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	0	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct)

Footnotes (1)

1. F1. The Form 4 filed May 13, 2026 erroneously reported a grant on May 12, 2026 of 131,578 Restricted Stock Units ("RSUs"), each representing a contingent right to receive one share of the issuer's Class A Common Stock. Such RSUs were not granted to the Reporting Person.

Key Figures

Erroneously reported RSU grant: 131,578 RSUs Reported RSU transaction shares: 0 shares Shares following transaction: 0 derivative shares

3 metrics

Erroneously reported RSU grant 131,578 RSUs Previously reported but not actually granted to CEO

Reported RSU transaction shares 0 shares Amended Form 4 entry for RSU grant

Shares following transaction 0 derivative shares Total RSU position shown in this amendment

Key Terms

Restricted Stock Units, Form 4, Class A Common Stock

3 terms

Restricted Stock Units financial

"erroneously reported a grant on May 12, 2026 of 131,578 Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 4 regulatory

"The Form 4 filed May 13, 2026 erroneously reported a grant"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Class A Common Stock financial

"each representing a contingent right to receive one share of the issuer's Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SmartRent (SMRT) CEO Frank Martell change in this Form 4/A filing?

The amended Form 4/A corrects a prior report that mistakenly showed a grant of 131,578 Restricted Stock Units to CEO Frank Martell. The amendment states these RSUs were never actually granted, so no new equity was issued and his holdings did not increase.

Were 131,578 RSUs actually granted to SmartRent (SMRT) CEO Frank Martell?

No, 131,578 Restricted Stock Units were not granted to Frank Martell. The amendment explains that an earlier Form 4 erroneously reported this award. By filing Form 4/A, the company’s CEO is formally clarifying that he did not receive those RSUs.

Does this SmartRent (SMRT) Form 4/A indicate any insider buying or selling?

The Form 4/A does not show insider buying or selling. It simply corrects an earlier report of an RSU grant that did not occur. The transaction line reflects zero shares, confirming there was no actual equity transaction or change in ownership.

How does the SmartRent (SMRT) Form 4/A affect Frank Martell’s reported share ownership?

The amendment leaves Frank Martell’s reported ownership unchanged. Because the previously reported 131,578 RSU grant never occurred, this filing removes that award from the records. It confirms no additional Class A Common Stock became issuable to him from that mistaken grant.

What type of security was involved in the erroneous SmartRent (SMRT) RSU grant?

The erroneous grant involved Restricted Stock Units linked to SmartRent’s Class A Common Stock. Each RSU represented a contingent right to receive one Class A share. The Form 4/A clarifies that this RSU award was incorrectly reported and was never actually issued.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/20/2026 - 04:49 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Martell Frank

(Last) (First) (Middle)

6811 E MAYO BLVD

SUITE 400

(Street)

PHOENIX ARIZONA 85054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SmartRent, Inc. [ SMRT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
05/13/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	05/12/2026		A		0		(1)	(1)	Class A Common Stock	0	$0.00	0	D

Explanation of Responses:

1. The Form 4 filed May 13, 2026 erroneously reported a grant on May 12, 2026 of 131,578 Restricted Stock Units ("RSUs"), each representing a contingent right to receive one share of the issuer's Class A Common Stock. Such RSUs were not granted to the Reporting Person.

	/s/ Frank Martell	05/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)