Every 424B that Smith Micro Software Inc (SMSI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 424B covers the supplement that carries the terms of a priced offering, so if you follow SMSI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SMSI filings page.
Smith Micro Software, Inc. is registering the resale of up to 487,349 shares of common stock issuable upon exercise of outstanding warrants that were issued in a June 2026 warrant inducement transaction. These shares may be sold from time to time by the named selling stockholders.
The company is not selling any shares in this offering and will receive no proceeds from stockholder resales. It may receive up to approximately $1.85 million if all registered warrants are exercised for cash. Shares of common stock outstanding were 5,589,880 as of July 9, 2026, and would be 6,077,229 assuming full warrant exercise; this is a baseline figure, not the amount being offered. The common stock trades on Nasdaq Capital Market under the symbol SMSI, and the last reported price on July 9, 2026 was $2.66 per share.
Smith Micro Software, Inc. is registering 18,224,625 shares of Common Stock for resale by selling stockholders. The registration covers up to 7,190,188 Conversion Shares issuable upon conversion of Convertible Notes and up to 11,034,437 Warrant Shares issuable upon exercise of multiple warrant series, totaling 18,224,625 shares. The prospectus states the company will not receive proceeds from resale by the selling stockholders, although it may receive up to approximately $7.5 million if all Warrants are exercised for cash at current exercise prices. Several warrant anti-dilution adjustments are conditioned on stockholder approval under Nasdaq Listing Rule 5635, and the company disclosed an outstanding Nasdaq minimum bid-price compliance period and related reverse-split risks.
Smith Micro Software, Inc. is registering the resale of 9,109,486 shares of common stock on behalf of existing investors, including 2,236,136 already-issued shares and up to 6,873,350 shares issuable upon exercise of outstanding warrants. The company is not selling shares itself and will not receive proceeds from these resales, but could receive up to approximately $4.71 million if all warrants are exercised for cash.
Shares of common stock outstanding were 25,206,337 as of December 2, 2025, or 32,079,687 assuming full exercise of all registered warrants. The prospectus highlights that investing in the stock involves a high degree of risk, including a Nasdaq notice that the share price has been below the $1.00 minimum bid requirement and an auditor report containing a going concern emphasis. Smith Micro focuses on wireless software solutions such as its SafePath family safety platform and CommSuite voicemail and messaging services, and currently plans to retain earnings rather than pay dividends.
Smith Micro Software, Inc. (SMSI) is offering 1,714,373 shares of common stock at $0.6708 per share in a registered direct offering. The company expects gross proceeds of $1,150,001.41 and estimates net proceeds of approximately $0.9 million after expenses, to be used for general corporate purposes and working capital. Roth Capital Partners is acting as placement agent, with a $45,000 fee. Delivery of shares is expected on or about November 6, 2025.
In a concurrent private placement, the company will issue unregistered Warrants to purchase up to 1,714,373 shares at an exercise price of $0.6708 per share, exercisable after six months and expiring five and one‑half years from issuance; the company agreed to file a resale registration statement for the Warrant Shares. Shares outstanding immediately after this offering are expected to be 23,300,085, assuming no November Private Placement closing and no warrant exercises.