Every Form 4 that Smith Micro Software Inc (SMSI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SMSI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SMSI filings page.
SMITH MICRO SOFTWARE, INC. (SMSI) reported that President and CEO, and director, Timothy C. Huffmyer had 100 shares of common stock withheld on September 15, 2026 to satisfy income tax obligations upon vesting at an average price of $2.90 per share.
After this tax-withholding disposition, Huffmyer holds 36,279 shares of SMSI common stock directly. No Rule 10b5-1 trading plan is indicated for this transaction.
SMITH MICRO SOFTWARE, INC. (SMSI) reported that Executive Chairman and ten percent owner William W. Smith Jr. had 456 shares of common stock withheld on September 15, 2026 to pay income taxes related to vesting, at an average price of $2.90 per share. Following this tax-withholding event, he held 57,285 shares directly and 1,103,535 shares indirectly through the Smith Living Trust.
SMITH MICRO SOFTWARE, INC. (SMSI) reported an insider tax-withholding transaction by Bethany M. Braund, VP, CFO and Treasurer. On August 19, 2026, 2 shares of common stock were withheld at an average vesting price of $2.86 per share to pay income taxes. After this transaction, she directly held 6,193 shares. The filing notes that, effective at 11:59pm ET on June 4, 2026, a 1:5 reverse stock split was effected and the reported holdings reflect that split.
SMITH MICRO SOFTWARE, INC. (SMSI) reported that President and CEO Timothy C. Huffmyer had 300 shares of common stock withheld on August 19, 2026 to pay income taxes, at an average vesting price of $2.87 per share. Following this tax-withholding disposition, he directly holds 36,379 shares, which reflect the company’s 1:5 reverse stock split effective at 11:59 p.m. ET on June 4, 2026.
SMITH MICRO SOFTWARE, INC. (SMSI) reported that Executive Chairman and 10% owner William W. Smith Jr. had 963 shares of common stock withheld on 2026-08-19 at an average vesting price of $2.87 per share for the payment of income taxes. After this tax-withholding disposition, he holds 57,741 shares directly and 1,103,535 shares indirectly through the Smith Living Trust. The company effected a 1:5 reverse stock split effective at 11:59 p.m. ET on June 4, 2026, and all reported shareholdings reflect this reverse split.
SMITH MICRO SOFTWARE, INC. director and Executive Chairman William W. Smith Jr. reported routine changes in his share holdings. The filing shows 1,618 shares of common stock were withheld at an average vesting price of $0.8685 per share to cover income taxes, which is a non‑market tax-withholding disposition rather than an open‑market sale. After this event he holds 293,520 shares directly and 5,517,674 shares indirectly through the Smith Living Trust.
SMITH MICRO SOFTWARE, INC. President and CEO Timothy C. Huffmyer reported a small tax-related share disposition. On the vesting date, 588 shares of common stock were withheld at an average vesting price of $0.8685 per share to cover income taxes. After this tax-withholding transaction, he directly holds 183,391 shares of common stock.
SMITH MICRO SOFTWARE, INC. VP, CFO and Treasurer Bethany M. Braund reported a Form 4 transaction involving company common stock. The company withheld 1,850 shares at an average vesting price of $0.8685 per share to cover her income tax obligations on vesting, a routine tax-withholding disposition rather than an open-market trade. After this withholding, she directly holds 30,974 shares of common stock.
SMITH MICRO SOFTWARE, INC. Executive Chairman and 10% owner William W. Smith Jr. reported routine share updates. A total of 1,618 shares of common stock were withheld at an average vesting price of $0.70 per share to cover income taxes on vested equity.
After this tax-withholding disposition, he directly holds 295,138 shares of common stock. In addition, 5,517,674 shares are held indirectly through the Smith Living Trust, reflecting his larger overall ownership position in the company.
Smith Micro Software VP, CFO and Treasurer Bethany M. Braund reported a routine tax-related share disposition. On the transaction date, 6,761 shares of common stock were withheld at an average vesting price of $0.72 per share to cover income tax obligations on vested equity. This was not an open-market sale. After the withholding, Braund directly owned 32,824 shares of common stock, reflecting her remaining equity stake in the company.
SMITH MICRO SOFTWARE, INC. President and CEO Timothy C. Huffmyer reported a routine tax-withholding disposition of company stock. On April 27, 2026, 588 shares of common stock were withheld at an average vesting price of $0.70 per share to cover income taxes related to equity compensation. After this non-market transaction, Huffmyer directly owns 183,979 shares of SMITH MICRO SOFTWARE common stock, indicating only a very small change in his overall holdings.
Braund Bethany M reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE, INC. reported that VP, CFO and Treasurer Bethany M. Braund received a grant of 20,000 shares of common stock on March 31, 2026. The shares were an unrestricted stock award under the company’s Amended and Restated Omnibus Equity Incentive Plan and carried a stated price of $0.00 per share, reflecting compensation rather than a market purchase. After this award, Braund directly holds a total of 39,585 shares of Smith Micro common stock.
Smith Micro Software President and CEO William W. Smith Jr. reported a routine tax-related share withholding. On March 13, 2026, 4,943 shares of common stock were withheld at an average vesting price of $0.846 per share to cover income taxes. After this disposition, he directly holds 296,756 common shares, and indirectly holds 5,517,674 common shares through the Smith Living Trust.
SMITH MICRO SOFTWARE executive Timothy C. Huffmyer, who serves as VP, COO, CFO and Treasurer, reported a routine tax-related share disposition. On this Form 4, 1,788 shares of common stock were withheld at an average vesting price of $0.846 per share to cover income taxes on vested equity. After this withholding, Huffmyer directly holds 184,567 shares of common stock, so the transaction represents a small, non‑market adjustment to his position rather than an open‑market sale.
SMITH MICRO SOFTWARE director Chetan Sharma received a grant of stock options as compensation. He was awarded options to buy 12,500 shares of common stock at an exercise price of $0.6862 per share, exercisable beginning on March 9, 2027 and expiring on March 9, 2036. Following this grant, he holds 12,500 derivative securities directly.
SZABO GREGORY J reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE director Gregory J. Szabo received a grant of 12,500 shares of common stock. The shares were awarded at a stated price of $0.00 per share as an unrestricted stock award under the Company’s Amended and Restated Omnibus Equity Incentive Plan. Following this equity grant, Szabo directly holds 73,493 shares of SMITH MICRO SOFTWARE common stock.
Keddy Asha reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE, INC. director Asha Keddy received an award of 12,500 shares of common stock as compensation. The filing describes this as an unrestricted stock award granted under the company’s Amended and Restated Omnibus Equity Incentive Plan. Following the grant, Keddy directly holds 54,629 shares of common stock.
gulko samuel reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE, INC. director Samuel Gulko received a grant of 12,500 shares of common stock on March 9, 2026. The award was issued at no cash cost as unrestricted stock under the Company’s Amended and Restated Omnibus Equity Incentive Plan, bringing his direct holdings to 70,274 shares.
Elfman Steven Lawrence reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE, INC. director Steven Lawrence Elfman reported receiving a grant of 12,500 shares of common stock on March 9, 2026. The award was an unrestricted stock grant made under the company's Amended and Restated Omnibus Equity Incentive Plan, with a reported grant price of $0.00 per share.
After this equity award, Elfman directly holds 69,087 shares of Smith Micro common stock. This is a compensation-related stock grant rather than an open-market purchase, so it does not reflect a discretionary buy of shares in the market.
SMITH MICRO SOFTWARE director Thomas G. Campbell received 12,500 shares of common stock as an unrestricted stock award. The shares were granted under the company's Amended and Restated Omnibus Equity Incentive Plan at no purchase price. Following this equity award, Campbell directly holds 49,706 shares of SMITH MICRO SOFTWARE common stock. This is a compensation-related acquisition rather than an open-market purchase.
Arno Andrew reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE director Andrew Arno reported receiving an unrestricted stock award of 12,500 shares of Common Stock at $0.00 per share. The grant was made under the company’s Amended and Restated Omnibus Equity Incentive Plan and increased his direct holdings to 88,007 shares.
The filing also shows indirect holdings of 1,875 shares in a spouse IRA and 1,875 shares each held by MJA Investment and JBA Investment, entities for which Arno makes investment decisions. He disclaims beneficial ownership of the MJA and JBA Investment shares.
SMITH MICRO SOFTWARE, INC. President and CEO William W. Smith Jr., through the Smith Living Trust, reported acquiring derivative securities tied to the company’s common stock. The trust received a common stock purchase warrant covering 8,818,254 shares at a conversion price of $0.6800 per share, exercisable from September 10, 2026 until September 10, 2031. It also acquired a secured convertible note, convertible at $0.6800 per share into 6,743,371 common shares, with an expiration date of March 31, 2029. According to the securities purchase agreement, the trust agreed to purchase the note and warrant for an aggregate price of $4,585,491.93, and the securities were issued on March 10, 2026. These are acquisitions, with no shares sold in this filing.
SMITH MICRO SOFTWARE, INC. executive Timothy C. Huffmyer, the VP, COO, CFO and Treasurer, acquired a secured convertible note and a common stock purchase warrant on March 6, 2026 for an aggregate purchase price of $90,970.45.
The warrant is exercisable into 174,944 shares of common stock at $0.68 per share and expires on September 6, 2031. The secured convertible note is convertible, assuming full original principal conversion, into 133,781 shares of common stock at the same $0.68 conversion price and expires on March 31, 2029. These derivative positions were acquired directly and there are no remaining derivative holdings disclosed beyond these grants.
SMITH MICRO SOFTWARE, INC. executive Timothy C. Huffmyer reported a disposition of company shares under a restricted stock arrangement. On March 4, 2026, 5,261 shares of common stock were forfeited to the issuer at a stated price of $0.00 per share in accordance with the terms of the grant.
After this forfeiture, Huffmyer directly held 186,355 shares of SMITH MICRO SOFTWARE, INC. common stock.
Smith Micro Software President and CEO William W. Smith Jr. reported two dispositions of common stock that did not involve open-market selling. On February 27, 43,366 shares were withheld at an average vesting price of $0.523 per share to cover income taxes on vesting restricted stock, and on March 4, 12,626 shares of restricted stock were forfeited under the grant terms.
After these direct dispositions to the issuer and for tax withholding, he directly owned 301,669 shares of common stock. A separate indirect line shows 5,517,674 shares held through the Smith Living Trust following the February 27 date.
Smith Micro Software executive Timothy C. Huffmyer reported a tax-related share disposition. On this Form 4, 27,010 shares of common stock were withheld at an average vesting price of $0.512 per share to cover income taxes, leaving him with 191,616 directly owned shares.
Smith Micro Software executive Timothy C. Huffmyer reported a forfeiture of 7,280 shares of common stock to the company under the terms of a restricted stock grant. After this disposition to the issuer, he directly holds 218,626 shares of Smith Micro Software common stock.
Smith Micro Software President and CEO William W. Smith Jr. reported the forfeiture of 9,706 shares of restricted common stock to the company in an issuer disposition. The shares were forfeited at a price of $0.00 per share in accordance with the grant terms.
After this forfeiture, he directly holds 357,691 shares of common stock. In addition, 5,517,674 shares are held indirectly through the Smith Living Trust, reflecting his remaining reported ownership position.
Smith Micro Software’s Form 4 shows that Smith Living Trust, a trust associated with President and CEO William W. Smith Jr., acquired a common stock purchase warrant from the company. The warrant covers 1,480,165 shares of common stock at an exercise price of $0.68 per share.
The warrant becomes exercisable on 08/03/2026 and expires on 08/03/2031. It was purchased together with a promissory note for aggregate consideration of approximately $1,000,000. The warrant is reported as indirectly owned through the Smith Living Trust, where Smith serves as co‑trustee.
Smith Micro Software insider reports routine tax-related share withholding. A company officer serving as VP, COO, CFO and Treasurer reported a Form 4 transaction dated 12/17/2025. The filing shows 254 shares of common stock withheld at an average vesting price of $0.6225 per share, identified in the explanation as shares withheld for the payment of income taxes upon vesting. After this transaction, the officer beneficially owns 225,906 shares of Smith Micro Software common stock directly.
Smith Micro Software insider tax withholding transaction reported
Smith Micro Software, Inc.'s President and CEO, who is also a director and 10% owner, reported a Form 4 transaction dated 12/17/2025. The filing shows that 1,000 shares of common stock were disposed of at an average price of $0.6225 per share under transaction code "F," which means shares were withheld to cover income taxes on a vesting event. After this withholding, the insider beneficially owns 367,397 shares directly and 5,517,674 shares indirectly through the Smith Living Trust.
Smith Micro Software executive Timothy C. Huffmyer, the company’s VP, COO, CFO and Treasurer, received a grant of 75,398 shares of common stock on 12/09/2025. The award was granted at a price of $0, indicating a restricted stock grant rather than an open-market purchase. These shares are subject to performance-based vesting and will vest in installments only if performance criteria for the fourth quarter of 2025 are satisfied. Following this grant, Huffmyer beneficially owns 226,160 shares of Smith Micro Software common stock, held directly.
Smith Micro Software (SMSI) reported insider equity activity by VP, COO, CFO and Treasurer Timothy C. Huffmyer on a Form 4. The filing shows routine share movements tied to vesting and grant terms.
On 11/11/2025, 294 shares of common stock were withheld at an average vesting price of $0.7752 for tax withholding, and 9,676 shares of restricted stock were disposed at $0 due to forfeiture under the grant’s terms. On 11/12/2025, 19,143 shares were withheld at an average vesting price of $0.6845 for tax withholding. Following these transactions, directly held shares moved from 179,581 to 169,905 and then to 150,762.
Smith Micro Software (SMSI) President and CEO William W. Smith, Jr. filed a Form 4 reporting routine equity award events. On 11/11/2025 and 11/12/2025, a total of 31,813 common shares were withheld to cover taxes upon vesting at average prices of $0.7752 and $0.6995, respectively. On 11/11/2025, 12,901 restricted shares were forfeited in accordance with the grant terms.
Following these transactions, he beneficially owned 249,348 shares directly. He also reported 5,592,968 shares held indirectly through the Smith Living Trust.
Smith Micro Software (SMSI) reported an insider purchase by President, CEO, Director, and 10% Owner William W. Smith Jr. (via Smith Living Trust). The trust acquired 2,236,136 shares of common stock at $0.6708 per share on 11/07/2025 and received a warrant to purchase an equal number of shares.
The warrant becomes exercisable upon the date it is approved by the company’s stockholders in accordance with applicable Nasdaq rules and will expire five years after that approval date. Following the transaction, beneficial holdings were 5,592,968 shares indirect (Smith Living Trust) and 294,062 shares direct, with 2,236,136 warrants indirect.
Smith Micro Software (SMSI) reported a director equity award on Form 4. Director Gregory J. Szabo received 7,993 shares of common stock on 10/09/2025 as an unrestricted stock award in lieu of fourth quarter 2025 cash compensation for non-employee director service. The shares were granted at a reported price of $0. Following this transaction, Szabo beneficially owns 60,993 shares, held directly.
Smith Micro Software (SMSI) director Asha Keddy acquired 7,993 shares of common stock on 10/09/2025. The shares were granted at $0 as an unrestricted stock award in lieu of fourth quarter 2025 cash compensation for service as a non-employee director.
Following the award, Keddy beneficially owns 42,129 shares, held directly.
Smith Micro Software (SMSI) director Samuel Gulko reported an equity grant on a Form 4. On 10/09/2025, he acquired 7,993 shares of common stock at $0 as an unrestricted stock award granted in lieu of fourth quarter 2025 cash compensation for service as a non-employee director.
Following this transaction, his directly held position totals 57,774 shares. The filing indicates this was a single-person filing and confirms his role as a director.
Smith Micro Software (SMSI) reported a routine insider transaction. Director Steven L. Elfman acquired 7,993 shares of common stock on 10/09/2025 at $0 per share. Following the grant, he beneficially owns 56,587 shares, held directly.
The filing notes this was an unrestricted stock award granted in lieu of fourth quarter 2025 cash compensation for service as a non-employee director.
Smith Micro Software (SMSI) director Thomas G. Campbell reported acquiring 7,993 shares of common stock at $0 on 10/09/2025.
The filing states this was an unrestricted stock award granted in lieu of fourth quarter 2025 cash compensation for service as a non-employee director. After the award, Campbell beneficially owns 37,206 shares, held directly.
Smith Micro Software (SMSI) reported an insider transaction by a director. On 10/09/2025, the director acquired 7,993 shares of common stock as an unrestricted stock award, granted in lieu of fourth quarter 2025 cash compensation for service as a non-employee director.
Following this award, the reporting person beneficially owns 75,507 shares directly. The filing also lists 1,875 shares held via a spouse’s IRA and 1,875 shares each held by MJA Investment and JBA Investment.