SMTC Corp. (NASDAQ: SMTC) files Form 144: multiple dispositions and 2,000-share vesting sale planned

Rhea-AI Filing Summary

SMTC Corp. files a Form 144 reporting proposed and recent sales of common stock by an affiliate. The filing lists proposed sale of 2,000 shares tied to restricted stock vesting on 07/01/2025 and multiple reported dispositions: 2,000 shares on 04/10/2026, 2,000 on 05/01/2026, 2,000 on 06/05/2026, and 9,605 shares on 06/29/2026, with dollar amounts shown for each.

Key Figures

Proposed shares to be sold: 2000 Disposition on 04/10/2026: 2000 Disposition on 05/01/2026: 2000 +2 more

5 metrics

Proposed shares to be sold 2000 Restricted Stock Vesting on 07/01/2025

Disposition on 04/10/2026 2000 Reported sale amount shown as 180220.00

Disposition on 05/01/2026 2000 Reported sale amount shown as 206020.00

Disposition on 06/05/2026 2000 Reported sale amount shown as 324200.00

Disposition on 06/29/2026 9605 Reported sale amount shown as 1465407.82

Key Terms

Form 144, Restricted Stock Vesting, Disposition, Reporting person

4 terms

Form 144 regulatory

"reports proposed and recent sales of common stock by an affiliate"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"listed as the reason for the proposed sale on 07/01/2025"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Disposition financial

"Securities Sold During The Past 3 Months lists multiple dispositions with dates and amounts"

Reporting person regulatory

"Hong Hou named with address in the securities sold table"

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Available on EDGAR 07/10/2026 - 09:45 AM Accepted by SEC EDGAR 07/10/2026 - 09:45 AM Learn about SEC filing dates

FAQ

What does SMTC's Form 144 disclose about planned sales?

SMTC reports a proposed sale of 2,000 common shares tied to restricted stock vesting on 07/01/2025. The filing lists that vesting event as the specified reason for the proposed sale.

Which recent sales of SMTC common stock are reported in the Form 144?

The filing reports dispositions of 2,000 shares on 04/10/2026, 2,000 on 05/01/2026, 2,000 on 06/05/2026, and 9,605 on 06/29/2026. Each row also shows the corresponding dollar amounts for those sales.

Who is the reporting party named on the SMTC Form 144?

The filing names Hong Hou at the Camarillo, California address as the reporting party associated with the reported dispositions listed in the document.

Are dollar values provided for the reported SMTC share sales?

Yes. The filing shows proceeds or values for each reported sale, including 180,220.00, 206,020.00, 324,200.00, and 1,465,407.82 corresponding to the dates listed.

Does the Form 144 indicate the sales are on a particular exchange?

The securities are listed as common stock to be sold on NASDAQ and identify Fidelity Brokerage Services LLC as an intermediary in the securities information section.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2000	266000.00	93151168	07/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2025	Restricted Stock Vesting	Issuer			2000	07/01/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	04/10/2026	2000	180220.00
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	05/01/2026	2000	206020.00
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	06/05/2026	2000	324200.00
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	06/29/2026	9605	1465407.82

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)