SMTC (NASDAQ: SMTC) files notice to sell 10,000 shares

Rhea-AI Filing Summary

A Form 144 notice shows that a selling security holder plans to sell 10,000 shares of common stock through UBS Financial Services, Inc. on or about 02/09/2026 on the Nasdaq, with an aggregate market value of $920,000.00. The issuer had 92,540,057 shares of common stock outstanding.

The shares to be sold were acquired through multiple RSU vesting events from the issuer between 2018 and 2023. Over the past three months, the Silberstein Family Trust DTD 7-11-2016 has already sold blocks of 10,500, 5,000, and 10,000 common shares, generating gross proceeds of $836,246.15, $415,000.00, and $880,000.00, respectively.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc Eleven Madison Avenue 4th Floor New York NY 10010	10000	920000.00	92540057	02/09/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/24/2018	RSU Vesting	Issuer			2385	02/24/2018	NA
Common	02/23/2018	RSU Vesting	Issuer			1073	02/23/2018	NA
Common	03/03/2023	RSU Vesting	Issuer			3242	03/03/2023	NA
Common	03/09/2023	RSU Vesting	Issuer			2149	03/09/2023	NA
Common	03/08/2023	RSU Vesting	Issuer			1151	03/08/2023	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Silberstein Family Trust DTD 7-11-2016 200 FLYNN ROAD Camarillo CA 93012-8790	Common	12/05/2025	10500	836246.15
Silberstein Family Trust DTD 7-11-2016 200 Flynn Road Camarillo CA 9301-8790	Common	01/22/2026	5000	415000.00
Silberstein Family Trust DTD 7-11-2016 200 FLYNN ROAD Camarillo CA 93012-8790	Common	02/02/2026	10000	880000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many SMTC shares are planned to be sold under this Form 144?

The notice covers a planned sale of 10,000 shares of common stock. These shares are to be sold through UBS Financial Services, Inc. on or about 02/09/2026 on the Nasdaq, with an aggregate market value of $920,000.00.

What is the aggregate market value of the SMTC shares covered by this Form 144?

The planned sale has an aggregate market value of $920,000.00. This value relates to the 10,000 common shares to be sold through UBS Financial Services, Inc. on or about 02/09/2026 on the Nasdaq market.

How many SMTC shares were outstanding at the time referenced in this Form 144?

The issuer had 92,540,057 shares of common stock outstanding. This figure provides context for the planned sale of 10,000 shares covered by the notice and helps show the relative size of the proposed transaction in relation to total shares.

Who has been selling SMTC shares in the past three months and in what amounts?

The Silberstein Family Trust DTD 7-11-2016 sold common shares in three transactions: 10,500 shares on 12/05/2025, 5,000 shares on 01/22/2026, and 10,000 shares on 02/02/2026, generating gross proceeds of $836,246.15, $415,000.00, and $880,000.00.

How were the SMTC shares being sold under this Form 144 originally acquired?

The shares were acquired via RSU vesting from the issuer. Vesting dates include 02/24/2018, 02/23/2018, 03/03/2023, 03/09/2023, and 03/08/2023, with individual acquisitions ranging from just over 1,000 shares to more than 3,000 shares.

Which broker is handling the planned SMTC share sale disclosed in this Form 144?

The planned sale will be executed through UBS Financial Services, Inc., located at Eleven Madison Avenue, 4th Floor, New York, NY 10010. UBS is listed as the broker for the 10,000-share common stock sale on or about 02/09/2026 on the Nasdaq.