StoneX Group (SNEX) amends 13F; restates 587 holdings valued $687M
Filing Impact
Filing Sentiment
Form Type
13F-HR/A
Rhea-AI Filing Summary
StoneX Group Inc. amends its Form 13F to restate quarterly holdings after an internal review. The amendment cites under-reporting from Q4 2021 through Q1 2025 caused by excluded market‑making accounts, an Excel XLOOKUP/SUMIF error, failure to apply an SEC rounding rule, and Excel scientific‑notation CUSIP conversions. The filing lists 587 table entries with a total reported value of $687,193,008. The amendment was signed by John Calvano on 08-13-2025.
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FAQ
What did StoneX (SNEX) amend in its Form 13F?
StoneX amended its Form 13F to restate holdings after an internal review. The firm corrected under-reported securities, shares, and market values for prior quarters caused by data and Excel errors affecting multiple reporting managers.
How large are the holdings reported in the StoneX 13F amendment?
The Form 13F amendment reports 587 information-table entries with a total value of $687,193,008, rounded to the nearest dollar as shown on the summary page.
Which periods and managers were affected by the StoneX reporting errors?
The filing states under-reporting occurred from Q4 2021 through Q1 2025 and involved Other Reporting Managers: StoneX Advisors Inc., StoneX Financial Inc., and Trust Advisory Group, Ltd..
What specific causes did StoneX identify for the 13F errors?
StoneX identified four causes: excluded market‑making accounts, using XLOOKUP instead of SUMIF in Excel, not rounding dollar values per SEC Rule, and Excel converting CUSIPs with an "E" into scientific notation.
Who signed the Form 13F amendment for StoneX and when?
The amendment was signed by John Calvano, listed as CCO of StoneX Advisors Inc. & Trust Advisory Group Ltd., with a signature place of Birmingham, AL and a signing date of 08-13-2025.