StoneX CEO exercises options and sells 45,000 shares

StoneX Group Inc. Chief Executive Officer and director Philip Andrew Smith reported a same-day option exercise and sale on July 22, 2026.

Rhea-AI Filing Summary

StoneX Group Inc. Chief Executive Officer and director Philip Andrew Smith reported a same-day option exercise and sale on July 22, 2026. He exercised stock options covering 45,000 shares of common stock at $8.90 per share and then sold 45,000 common shares at an average price of $74.3218 in a sale described as open market or private. These transactions were made pursuant to a Rule 10b5-1 trading plan, and he continues to hold 916,875 stock options expiring on December 5, 2026.

Insider Trade Summary 10b5-1

Exercise and Sale: 45,000 shares ($2.94M approx. pre-tax spread)

Exercise and Sale 3 txns

Insider Smith Philip Andrew

Role Chief Executive Officer

Sold 45,000 shs ($3.34M)

Approx. gross sale proceeds $3.34M

Approx. exercise cost $401K

Approx. pre-tax spread $2.94M

Type	Security	Shares	Price	Value
Exercise	Stock Options	45,000	$0.00	$0.00
Exercise	Common Stock	45,000	$8.90	$401K
Sale	Common Stock F1	45,000	$74.3218	$3.34M

Holdings After Transaction: Stock Options — 916,875 contracts (Direct); Common Stock — 738,216 shares (Direct)

Footnotes (1)

1. F1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Key Figures

Options exercised: 45,000 shares Shares sold: 45,000 shares Option exercise price: $8.90 per share +1 more

4 metrics

Options exercised 45,000 shares Stock options exercised into common stock on 2026-07-22 at $8.90 per share

Shares sold 45,000 shares Common stock sold on 2026-07-22 at an average price of $74.3218 per share

Option exercise price $8.90 per share Conversion or exercise price of stock options exercised by the CEO

Options remaining 916,875 options Stock options held after the transaction, expiring 2026-12-05

Key Terms

Rule 10b5-1 trading plan, Exercise or conversion of derivative security, derivative security, average price

4 terms

Rule 10b5-1 trading plan regulatory

"Transactions were made pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Exercise or conversion of derivative security financial

"Transaction code description: Exercise or conversion of derivative security"

derivative security financial

"Stock options are reported as a derivative security in the filing"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

average price financial

"The price reported represents an average price, with full details available"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did StoneX Group (SNEX) CEO Philip Andrew Smith report?

Philip Andrew Smith reported exercising stock options for 45,000 shares of StoneX Group common stock and selling 45,000 shares on July 22, 2026. The filing describes a derivative option exercise followed by a same-day sale of the resulting common shares.

How many StoneX Group (SNEX) shares did the CEO sell, and at what price?

The CEO sold 45,000 common shares of StoneX Group at an average price of $74.3218 per share. The price is a weighted average, and detailed breakdowns of individual trade prices are available upon request, as noted in the filing footnote.

What stock options did the StoneX Group (SNEX) CEO exercise in this Form 4?

He exercised 45,000 stock options, acquiring an equal number of StoneX Group common shares at an exercise price of $8.90 per share. These options were originally exercisable through December 5, 2026, and the exercise was reported as a derivative security conversion.

Does this StoneX Group (SNEX) Form 4 involve a Rule 10b5-1 trading plan?

Yes. The Form 4 indicates that the reported transactions were effected under a Rule 10b5-1 trading plan. This means the timing and mechanics of the option exercise and stock sale were pre-arranged under a written trading plan before execution.

How many StoneX Group (SNEX) stock options does the CEO hold after this transaction?

After the reported option exercise, the CEO continues to hold 916,875 stock options in StoneX Group. These remaining options are tied to an exercise price of $8.90 per share and have an expiration date of December 5, 2026, as disclosed.

What is the overall direction of the StoneX Group (SNEX) CEO’s reported trading activity?

The sequence reflects an option exercise followed by a net sale of 45,000 shares of common stock. While he acquired 45,000 shares via option exercise, he sold the same number of shares the same day, leaving a net reduction in directly held common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/23/2026 - 08:30 PM Accepted by SEC EDGAR 07/23/2026 - 08:29 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Philip Andrew

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/22/2026		M		45,000	A	$8.9	783,216	D
Common Stock	07/22/2026		S		45,000	D	$74.3218(1)	738,216	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$8.9	07/22/2026		M			45,000	12/05/2021	12/05/2026	Common Stock	45,000	$0	916,875	D

Explanation of Responses:

1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Remarks:

	Philip Andrew Smith	07/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)