StoneX president gifts 500 shares of stock

StoneX Group Inc.’s president transferred 500 common shares as a bona fide gift, leaving him with 324,242 directly held shares.

Rhea-AI Filing Summary

StoneX Group Inc. (SNEX) reports that President Charles M. Lyon made a bona fide gift of 500 shares of common stock on September 10, 2026. The gift involved no cash consideration. After this disposition, he directly holds 324,242 shares of StoneX Group Inc. common stock, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

500 shares gifted

Gift 1 txn

Insider Lyon Charles M

Role President

Type	Security	Shares	Price	Value
Gift	Common Stock	500	$0.00	$0.00

Holdings After Transaction: Common Stock — 324,242 shares (Direct)

Key Figures

Shares gifted: 500 shares Post-transaction holdings: 324,242 shares Gift price per share: $0.00 per share +2 more

5 metrics

Shares gifted 500 shares Bona fide gift of common stock on September 10, 2026 by President Charles M. Lyon

Post-transaction holdings 324,242 shares Directly held StoneX Group Inc. common shares after the gift

Gift price per share $0.00 per share Indicates no cash consideration for the 500-share bona fide gift

Number of gift transactions 1 transaction Single bona fide gift reported for September 10, 2026

Gifted shares total 500 shares Aggregate shares reported as gifted in this Form 4

Key Terms

bona fide gift, Rule 10b5-1, direct ownership

3 terms

bona fide gift financial

"The transaction code description identifies the transfer as a bona fide gift"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

Rule 10b5-1 regulatory

"The document-level indicator shows the Rule 10b5-1 box as unchecked"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

direct ownership financial

"The ownership type for the reported position is listed as direct"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SNEX report for President Charles M. Lyon?

StoneX Group Inc. reported that President Charles M. Lyon made a bona fide gift of 500 shares of common stock on September 10, 2026, a transfer with no cash consideration received.

How many SNEX shares does Charles M. Lyon hold after the reported gift?

After the reported gift, President Charles M. Lyon directly holds 324,242 shares of StoneX Group Inc. common stock, as stated in the filing’s post-transaction holdings figure.

Was the September 10, 2026 SNEX insider transaction a sale or a gift?

The September 10, 2026 insider transaction by President Charles M. Lyon was reported as a bona fide gift of 500 shares of StoneX Group Inc. common stock, not a market sale.

Did StoneX Group Inc.’s president receive any proceeds from the 500-share SNEX transfer?

No. The 500-share transfer by President Charles M. Lyon was reported as a bona fide gift with a per-share price of $0.00, indicating no proceeds were received for this disposition.

Was the SNEX insider gift by Charles M. Lyon made under a Rule 10b5-1 plan?

No Rule 10b5-1 trading plan is reported for this transaction. The document-level indicator shows the Rule 10b5-1 box as unchecked for President Charles M. Lyon’s reported gift of 500 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/11/2026 - 07:59 AM Accepted by SEC EDGAR 09/11/2026 - 07:59 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lyon Charles M

(Last) (First) (Middle)

329 PARK AVENUE NORTH

SUITE 350

(Street)

WINTER PARK FLORIDA 32789

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/10/2026		G		500	D	$0	324,242	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Charles M. Lyon	09/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)