StoneX President Receives 13,400 Restricted SNEX Shares as Equity Grant

StoneX Group Inc. reported an insider equity award for President Charles M. Lyon.

Accepted by SEC EDGAR 12/17/2025 - 04:27 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. reported an insider equity award for President Charles M. Lyon. On 12/15/2025, he received 13,400 restricted shares of common stock at a stated price of $0, reflecting a grant under the company’s Executive Performance Plan rather than an open-market purchase. After this award, he beneficially owned 135,330 shares directly. The filing notes that these shares were issued pursuant to the Executive Performance Plan and will vest in equal installments on each anniversary over three years, aligning compensation with continued service and performance milestones.

Insider Trade Summary

Grant/Award: 13,400 shares

Grant/Award 1 txn

Insider Lyon Charles M

Role President

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	13,400	$0.00	$0.00

Holdings After Transaction: Restricted Shares of Common Stock — 135,330 shares (Direct)

Holdings Before and After: Restricted Shares of Common Stock, 121,930 to 135,330 shares (Direct)

Footnotes (1)

1. F1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did StoneX Group Inc. (SNEX) report for Charles M. Lyon?

The company reported that President Charles M. Lyon received an award of 13,400 restricted shares of common stock on 12/15/2025 under its Executive Performance Plan.

Is the StoneX Group Inc. (SNEX) insider transaction an open-market purchase or an equity award?

The transaction is an equity award of restricted shares issued under the company’s Executive Performance Plan, not an open-market stock purchase.

How many StoneX Group Inc. (SNEX) shares does Charles M. Lyon own after this transaction?

Following the reported grant, Charles M. Lyon beneficially owned 135,330 shares of StoneX Group Inc. common stock directly.

What are the vesting terms for the restricted shares granted by StoneX Group Inc. (SNEX)?

The filing states that the 13,400 restricted shares were issued under the Executive Performance Plan and will vest equally on each anniversary in years one, two, and three.

What is Charles M. Lyon’s role at StoneX Group Inc. (SNEX)?

Charles M. Lyon is listed as an officer of StoneX Group Inc., holding the title of President.

Was there a cash cost associated with the StoneX Group Inc. (SNEX) restricted share grant?

The transaction table reports a price of $0 for the 13,400 restricted shares, indicating a compensatory stock grant rather than a purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lyon Charles M

(Last) (First) (Middle)

329 PARK AVENUE NORTH

SUITE 350

(Street)

WINTER PARK FL 32789

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	12/15/2025		A		13,400	A	$0	135,330	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Remarks:

	Charles M. Lyon	12/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.