StoneX chairman granted 1,101 restricted shares

RADZIWILL JOHN reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 03/12/2026 - 08:24 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

RADZIWILL JOHN reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. director and chairman John Radziwill received a grant of 1,101 restricted shares of common stock as part of the company’s annual compensation for non-executive directors. These shares were awarded under the Restricted Stock Plan at no cash cost and will fully vest on the first anniversary of the grant date. Following this grant, he holds 102,849 shares directly and 955,158 shares indirectly through Basic Management Company Inc.

Insider Trade Summary

Grant/Award: 1,101 shares

Grant/Award 1 txn

Insider RADZIWILL JOHN

Role Chairman of the Board

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	1,101	$0.00	$0.00
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Shares of Common Stock — 102,849 shares (Direct); Common Stock — 955,158 shares (Indirect, Through Basic Management Company Inc.)

Holdings Before and After: Restricted Shares of Common Stock, 101,748 to 102,849 shares (Direct)

Footnotes (1)

1. F1. Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did StoneX (SNEX) report for John Radziwill?

StoneX reported that chairman and director John Radziwill received 1,101 restricted shares of common stock as part of his annual non-executive director compensation. The grant was made under the company’s Restricted Stock Plan and did not involve an open-market purchase or sale.

How many StoneX (SNEX) shares were granted to John Radziwill and when do they vest?

John Radziwill was granted 1,101 restricted shares of StoneX common stock. According to the disclosure, these shares were awarded as annual compensation and will vest in full on the first anniversary of the grant date, assuming the standard vesting conditions are satisfied.

Is John Radziwill’s StoneX (SNEX) Form 4 grant a market buy or sell?

The Form 4 shows a grant of restricted stock, not a market buy or sell. The 1,101 shares were awarded as compensation under the company’s Restricted Stock Plan at a stated price of zero, so no open-market trading activity occurred in this transaction.

What are John Radziwill’s total StoneX (SNEX) share holdings after this transaction?

After the restricted stock grant, John Radziwill directly holds 102,849 StoneX shares. He also has an indirect holding of 955,158 shares through Basic Management Company Inc., giving him substantial overall exposure as reflected in the reported direct and indirect ownership positions.

How is the indirect ownership of StoneX (SNEX) shares reported for John Radziwill?

The filing reports 955,158 StoneX common shares as indirectly owned through Basic Management Company Inc. This entry is categorized as indirect ownership and reflects shares held via that entity, rather than through a new transaction like a purchase or sale on the reporting date.

What plan governs John Radziwill’s restricted stock grant at StoneX (SNEX)?

The 1,101 restricted shares granted to John Radziwill were acquired through StoneX’s Restricted Stock Plan. The filing notes this grant is part of the annual compensation for non-executive directors, as described in the company’s proxy statement dated January 26, 2026, with full vesting after one year.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RADZIWILL JOHN

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10169

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman of the Board

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	03/10/2026		A		1,101	A	$0	102,849	D
Common Stock								955,158	I	Through Basic Management Company Inc.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Remarks:

	John Radziwill	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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