STOCK TITAN

Solstice (NASDAQ: SOLS) director receives small RSU grant and updates holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gautam Rajeev reported acquisition or exercise transactions in this Form 4 filing.

Solstice Advanced Materials Inc. director Gautam Rajeev reported a small equity compensation update. He received a grant of 2 restricted stock units, representing dividend-equivalent rights that will vest with his existing RSUs. After these entries, he holds 2,233 common shares and 1,891 RSUs directly.

Positive

  • None.

Negative

  • None.
Insider Gautam Rajeev
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 1,891 shares (Direct, null); Common Stock — 2,233 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
RSUs granted 2 RSUs Dividend-equivalent grant on Solstice common stock
Common shares held 2,233 shares Direct common stock holdings after transactions
RSUs held 1,891 RSUs Total restricted stock units following grant
RSU grant price $0.0000 per unit Equity compensation grant, non-cash award
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent rights financial
"Represents dividend equivalent rights in connection with the Issuer's dividend"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
vest financial
"The RSUs will vest on the earliest of the first anniversary of the grant date"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
contingent right financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gautam Rajeev

(Last)(First)(Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NEW JERSEY 07950

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock2,233D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/10/2026A(2)2 (3) (3)Common Stock2$01,891D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.
2. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.
3. The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
Remarks:
/s/ Jay Shah for Rajeev Gautam06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Solstice Advanced Materials (SOLS) report for Gautam Rajeev?

Solstice Advanced Materials reported that director Gautam Rajeev received a grant of 2 restricted stock units as dividend-equivalent rights. These RSUs are tied to an existing award and represent additional equity-based compensation rather than an open-market share purchase or sale.

How many Solstice Advanced Materials (SOLS) common shares does Gautam Rajeev hold after this Form 4?

After the reported transactions, Gautam Rajeev holds 2,233 shares of Solstice Advanced Materials common stock directly. This figure reflects his position as of the transaction date disclosed, giving a snapshot of his direct equity stake in the company.

How many restricted stock units does Gautam Rajeev hold in Solstice Advanced Materials (SOLS)?

Following the grant, Gautam Rajeev holds 1,891 restricted stock units tied to Solstice Advanced Materials common stock. Each RSU represents a contingent right to receive one share, subject to the vesting conditions described in the filing’s footnotes.

What is the nature of the 2 RSUs granted to Gautam Rajeev by Solstice Advanced Materials (SOLS)?

The 2 RSUs granted are dividend-equivalent rights linked to Solstice Advanced Materials’ dividend. They accrue as additional RSUs that will vest at the same time and under the same schedule as the underlying restricted stock unit award already held by the director.

When will Gautam Rajeev’s new Solstice Advanced Materials (SOLS) RSUs vest?

The RSUs will vest on the earliest of the first anniversary of the grant date or the next annual meeting of Solstice Advanced Materials shareowners. This schedule aligns the vesting with corporate governance events or a one-year service period, whichever occurs first.

Do Gautam Rajeev’s new Solstice Advanced Materials (SOLS) RSUs carry fractional rights?

The filing notes that each RSU represents one share of common stock and that fractional amounts are rounded to the nearest whole number. This means any calculated fractional dividend-equivalent units are adjusted to whole RSUs in the reported totals.