STOCK TITAN

Solstice Advanced Materials (SOLS) CAO vests RSUs and settles taxes in shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solstice Advanced Materials Inc. Chief Accounting Officer John S. Barresi reported routine equity compensation activity involving restricted stock units (RSUs) and common stock on June 16, 2026. He exercised RSUs covering 8,600 units, resulting in 8,599 shares of common stock after fractional-share settlement in cash.

Of the vested shares, 3,244 common shares were withheld to cover tax obligations at a value of $85.79 per share, a non-market, tax-withholding disposition rather than an open-market sale. Following these transactions, Barresi directly holds 5,355 shares of common stock and retains RSUs tied to 3,565 underlying shares of common stock that remain unexercised and subject to future vesting schedules.

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Insider Barresi John S
Role Chief Accounting Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 8,600 $0.00 --
Exercise Common Stock 8,599 $0.00 --
Tax Withholding Common Stock 3,244 $85.79 $278K
holding Restricted Stock Units -- -- --
Holdings After Transaction: Restricted Stock Units — 15,973 shares (Direct, null); Common Stock — 8,599 shares (Direct, null)
Footnotes (1)
  1. Reflects the settlement of fractional shares in cash. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number. Represents shares withheld for taxes upon vesting of RSUs. The RSUs vest 8,583 on June 16, 2026, 8,579 on June 16, 2027 and 7,363 on June 16, 2028 (in each case, not including dividend equivalent rights), subject to continued employment. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment.
RSUs exercised 8,600 units Restricted Stock Units converted on June 16, 2026
Common shares from exercise 8,599 shares Shares received after fractional settlement in cash
Shares withheld for taxes 3,244 shares Tax-withholding disposition at $85.79 per share
Tax withholding price $85.79/share Value used for shares withheld for taxes
Common shares held after transactions 5,355 shares Direct ownership after June 16, 2026 transactions
Remaining RSU underlying shares 3,565 shares Underlying common shares for remaining RSUs, direct ownership
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
vest financial
"The RSUs vest 8,583 on June 16, 2026, 8,579 on June 16, 2027 and 7,363 on June 16, 2028"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
continued employment financial
"subject to continued employment."
Continued employment means that an individual remains in their current job without interruption. For investors, it signals stability and ongoing work that can affect company performance and future prospects. Like a steady heartbeat for a business, sustained employment helps ensure consistent operations and financial health.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barresi John S

(Last)(First)(Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NEW JERSEY 07950

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/16/2026M8,599(1)A(2)8,599D
Common Stock06/16/2026F3,244(3)D$85.795,355D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)06/16/2026M8,600 (4) (4)Common Stock8,600$015,973D
Restricted Stock Units(2) (5) (5)Common Stock3,5653,565D
Explanation of Responses:
1. Reflects the settlement of fractional shares in cash.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.
3. Represents shares withheld for taxes upon vesting of RSUs.
4. The RSUs vest 8,583 on June 16, 2026, 8,579 on June 16, 2027 and 7,363 on June 16, 2028 (in each case, not including dividend equivalent rights), subject to continued employment.
5. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment.
Remarks:
/s/ Jay Shah for John S. Barresi06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did SOLS Chief Accounting Officer report on June 16, 2026?

The Chief Accounting Officer exercised 8,600 restricted stock units into 8,599 common shares and had 3,244 shares withheld for taxes. These actions reflect routine compensation-related vesting and tax settlement rather than open-market buying or selling activity.

How many Solstice Advanced Materials (SOLS) shares were withheld for taxes in this Form 4?

A total of 3,244 Solstice Advanced Materials common shares were withheld to satisfy tax obligations upon vesting of restricted stock units. This tax-withholding disposition is a standard mechanism and does not represent an open-market sale decision by the insider.

How many Solstice Advanced Materials (SOLS) shares does the insider hold after these transactions?

After the reported transactions, the insider directly holds 5,355 shares of Solstice Advanced Materials common stock. He also retains restricted stock units representing 3,565 underlying shares that remain subject to future vesting under the company’s equity compensation arrangements.

What do the RSU vesting schedules disclosed for SOLS indicate?

The filing notes RSUs vesting 8,583 units on June 16, 2026, 8,579 on June 16, 2027, and 7,363 on June 16, 2028, plus another award vesting 33%, 33%, and 34% in 2027, 2028, and 2029. All vestings require the insider’s continued employment.

Was there any open-market buying or selling of SOLS stock in this Form 4?

The transactions reflect RSU exercises and a tax-withholding disposition rather than open-market trades. Shares were acquired through derivative exercise and a portion withheld for taxes, so no open-market purchase or sale decision is reported in this filing.