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Solstice SVP granted 62 RSUs in equity award

SOLS’s senior vice president received additional time‑vested RSU awards while retaining existing stock options and common share holdings, with no reported stock sales.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solstice Advanced Materials Inc. (SOLS) reported that senior vice president Jeffrey Harrison received 62 Restricted Stock Units (RSUs) on September 10, 2026, each representing one share of common stock. These RSUs consist of several small grants that vest between 2026 and 2029, subject to continued employment, with some tranches vesting in equal installments and others on single future dates. No sales or purchases of common stock were reported, and no Rule 10b5-1 trading plan is indicated. Harrison also directly holds 5,285 common shares and multiple option awards covering tens of thousands of shares at exercise prices between $44.95 and $50.59, with one grant already fully vested and others vesting from 2026 through 2029.

Positive

  • None.

Negative

  • None.
Insider Dormo Jeffrey Harrison
Role SVP, Ref. and App. Solutions
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2, F3 24 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F2, F4 2 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F2, F5 4 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F2, F6 7 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F2, F7 4 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F2, F8 12 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F2, F9 9 $0.00 $0.00
holding Stock Option (Right to buy) F10 -- -- --
holding Stock Option (Right to buy) F11 -- -- --
holding Stock Option (Right to buy) F12 -- -- --
holding Stock Option (Right to buy) F13 -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 50,794 contracts (Direct); Stock Option (Right to buy) — 35,289 contracts (Direct); Common Stock — 5,285 shares (Direct)
Footnotes (13)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.
  2. F2. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same times as the underlying RSUs.
  3. F3. The RSUs will vest in equal installments on each of October 30, 2028 and October 30, 2029, subject to continued employment.
  4. F4. The RSUs will vest on July 29, 2027, subject to continued employment.
  5. F5. The RSUs will vest on March 1, 2027, subject to continued employment.
  6. F6. The RSUs vest in three equal installments on each of May 1, 2026, May 1, 2027 and May 1, 2028, subject to continued employment.
  7. F7. The RSUs will vest on March 3, 2028, subject to continued employment.
  8. F8. The RSUs will vest in equal installments on each of March 17, 2027 and March 17, 2028, subject to continued employment.
  9. F9. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment.
  10. F10. Options are fully vested and exercisable.
  11. F11. Options vest and become exercisable in equal installments on each of February 23, 2026 and February 23, 2027.
  12. F12. Options vest and become exercisable in three equal installments on each of March 1, 2026, March 1, 2027 and March 1, 2028.
  13. F13. Options vest and become exercisable in four equal installments on each of March 3, 2026, March 3, 2027, March 3, 2028 and March 3, 2029.
RSUs granted 62 units Total Restricted Stock Units awarded on September 10, 2026
Direct common shares held 5,285 shares Direct ownership of Solstice Advanced Materials Inc. common stock after reported transactions
Option exercise price $44.95 per share Fully vested option on 2,794 underlying shares expiring February 10, 2032
Option exercise price $46.03 per share Option on 4,812 underlying shares expiring February 22, 2033
Option exercise price $46.79 per share Option on 12,858 underlying shares expiring February 28, 2034
Option exercise price $50.59 per share Option on 14,825 underlying shares expiring March 2, 2035
Derivative transactions reported 7 transactions Number of RSU acquisition entries on September 10, 2026
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent rights financial
"Represents dividend equivalent rights in connection with the Issuer's dividend"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
contingent right financial
"represents a contingent right to receive one share of Solstice Advanced"
exercise price financial
"Options vest and become exercisable in three equal installments on each"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
fully vested and exercisable financial
"Options are fully vested and exercisable."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did the SOLS executive receive in this Form 4?

The reporting executive received 62 Restricted Stock Units (RSUs) on September 10, 2026. Each RSU represents a contingent right to receive one share of Solstice Advanced Materials Inc. common stock, with vesting scheduled between 2026 and 2029, subject to continued employment.

Over what period do the new SOLS RSUs reported on this Form 4 vest?

The RSUs vest between 2026 and 2029. Specific tranches vest on dates including March 1, 2027; May 1, 2026–2028; March 3, 2028; March 17, 2027–2028; February 24, 2027–2029; July 29, 2027; and October 30, 2028–2029, all subject to continued employment.

How many SOLS common shares does the reporting person hold directly after these transactions?

After the reported transactions, the executive directly holds 5,285 shares of Solstice Advanced Materials Inc. common stock. The filing does not report any change in this common share balance from purchases or sales on September 10, 2026.

What stock options on SOLS common stock does the executive have outstanding?

The executive holds options on 2,794 shares at $44.95 (fully vested), 4,812 shares at $46.03, 12,858 shares at $46.79, and 14,825 shares at $50.59, all expiring between 2032 and 2035 and vesting in installments from 2026 through 2029.

Were the SOLS transactions made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates no Rule 10b5-1 trading plan; the document-level checkbox for Rule 10b5-1 is not affirmed, and no footnote states that these awards or holdings are under such a plan.

Do the new SOLS RSUs include dividend equivalent rights?

Yes. The filing states that the reported RSUs include dividend equivalent rights that accrue in RSUs in connection with the issuer’s dividend and vest at the same times as the underlying RSUs.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dormo Jeffrey Harrison

(Last)(First)(Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NEW JERSEY 07950

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Ref. and App. Solutions
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock5,285D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/10/2026A(2)24 (3) (3)Common Stock24$019,786D
Restricted Stock Units(1)09/10/2026A(2)2 (4) (4)Common Stock2$01,700D
Restricted Stock Units(1)09/10/2026A(2)4 (5) (5)Common Stock4$03,414D
Restricted Stock Units(1)09/10/2026A(2)7 (6) (6)Common Stock7$05,448D
Restricted Stock Units(1)09/10/2026A(2)4 (7) (7)Common Stock4$03,093D
Restricted Stock Units(1)09/10/2026A(2)12 (8) (8)Common Stock12$010,216D
Restricted Stock Units(1)09/10/2026A(2)9 (9) (9)Common Stock9$07,137D
Stock Option (Right to buy)$44.95 (10)02/10/2032Common Stock2,7942,794D
Stock Option (Right to buy)$46.03 (11)02/22/2033Common Stock4,8124,812D
Stock Option (Right to buy)$46.79 (12)02/28/2034Common Stock12,85812,858D
Stock Option (Right to buy)$50.59 (13)03/02/2035Common Stock14,82514,825D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.
2. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same times as the underlying RSUs.
3. The RSUs will vest in equal installments on each of October 30, 2028 and October 30, 2029, subject to continued employment.
4. The RSUs will vest on July 29, 2027, subject to continued employment.
5. The RSUs will vest on March 1, 2027, subject to continued employment.
6. The RSUs vest in three equal installments on each of May 1, 2026, May 1, 2027 and May 1, 2028, subject to continued employment.
7. The RSUs will vest on March 3, 2028, subject to continued employment.
8. The RSUs will vest in equal installments on each of March 17, 2027 and March 17, 2028, subject to continued employment.
9. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment.
10. Options are fully vested and exercisable.
11. Options vest and become exercisable in equal installments on each of February 23, 2026 and February 23, 2027.
12. Options vest and become exercisable in three equal installments on each of March 1, 2026, March 1, 2027 and March 1, 2028.
13. Options vest and become exercisable in four equal installments on each of March 3, 2026, March 3, 2027, March 3, 2028 and March 3, 2029.
Remarks:
/s/ Jay Shah for Jeffrey H. Dormo09/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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