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Solstice Advanced Materials (SOLS) director reports RSU grant and updated share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lee Rose reported acquisition or exercise transactions in this Form 4 filing.

Solstice Advanced Materials Inc. director Lee Rose reported updated equity holdings, including a small compensation-related grant. Rose received 2 restricted stock units (RSUs), each representing a contingent right to receive one share of Solstice Advanced Materials common stock, along with related dividend equivalent rights that accrue in RSUs.

Following these transactions, Rose directly holds 4,628 shares of common stock and 1,891 RSUs. The newly granted RSUs will vest on the earlier of the first anniversary of the grant date or the company’s next annual meeting of shareowners.

Positive

  • None.

Negative

  • None.
Insider Lee Rose
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 1,891 shares (Direct, null); Common Stock — 4,628 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
Common shares held after transaction 4,628 shares Direct ownership following reported Form 4 transactions
RSUs granted 2 units New restricted stock unit grant to director Lee Rose
RSUs held after transaction 1,891 units Total restricted stock units outstanding after grant
RSU exercise price $0.00 per unit Conversion or exercise price for the RSUs
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent rights financial
"Represents dividend equivalent rights in connection with the Issuer's dividend that accrue"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
vest financial
"The RSUs will vest on the earliest of the first anniversary of the grant date"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Rose

(Last)(First)(Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NEW JERSEY 07950

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock4,628D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/10/2026A(2)2 (3) (3)Common Stock2$01,891D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.
2. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.
3. The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
Remarks:
/s/ Jay Shah for Rose Lee06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Lee Rose report in the latest SOLS Form 4 filing?

Lee Rose reported a small equity compensation update, including 2 new restricted stock units and updated holdings of 4,628 Solstice Advanced Materials common shares and 1,891 RSUs, all held directly after the reported transactions.

How many Solstice Advanced Materials (SOLS) shares does Lee Rose hold after the filing?

After the reported transactions, Lee Rose directly holds 4,628 shares of Solstice Advanced Materials common stock. In addition, Rose holds 1,891 restricted stock units, which represent rights to receive an equivalent number of Solstice common shares upon vesting.

What restricted stock units did Lee Rose receive in this SOLS Form 4?

Lee Rose received a grant of 2 restricted stock units, each representing a contingent right to one Solstice Advanced Materials common share. These RSUs relate to dividend equivalent rights that accrue and vest at the same time as the underlying RSUs described in the filing.

When will Lee Rose’s new RSUs in Solstice Advanced Materials vest?

The new restricted stock units will vest on the earliest of two dates: the first anniversary of the grant date or the next annual meeting of shareowners of Solstice Advanced Materials, aligning vesting with the company’s compensation and governance calendar.

What are dividend equivalent rights mentioned in the SOLS Form 4 filing?

Dividend equivalent rights are additional RSUs that accrue based on Solstice Advanced Materials’ dividends. For Lee Rose, these rights accumulate as RSUs and will vest at the same time as the underlying RSUs, effectively mirroring the economic value of cash dividends in stock form.