SOLS director exercises RSUs, gets new RSU grant

Solstice Advanced Materials Inc. director Pat Ward reported equity compensation activity involving common stock and restricted stock units (RSUs).

Rhea-AI Filing Summary

Solstice Advanced Materials Inc. director Pat Ward reported equity compensation activity involving common stock and restricted stock units (RSUs). Ward acquired 1,785 shares of common stock through the exercise of RSUs at a price of $0.00 per share, with a related footnote noting fractional shares were settled in cash. A prior batch of RSUs vested on May 22, 2026, and Ward also received a new grant of 1,889 RSUs, each representing a contingent right to one share of common stock, scheduled to vest on the earlier of the first anniversary of the grant date or the next annual meeting of shareowners. In addition, small indirect holdings of common stock are reported for three irrevocable trusts, where Ward serves as trustee and disclaims beneficial ownership except for any pecuniary interest.

Insider Trade Summary

1,786 shares exercised/converted

Exercise 6 txns

Insider Ward Pat

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,786	$0.00	$0.00
Grant/Award	Restricted Stock Units	1,889	$0.00	$0.00
Exercise	Common Stock	1,785	$0.00	$0.00
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 1,889 contracts (Direct); Common Stock — 1,785 shares (Direct); Common Stock — 24 shares (Indirect, By Trust)

Footnotes (7)

1. F1. Reflects the settlement of fractional shares in cash.
2. F2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.
3. F3. These securities are held by the Diane Ward Irrevocable Trust, of which Mr. Ward serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
4. F4. These securities are held by the Caitlin Ward Irrevocable Trust, of which Mr. Ward serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
5. F5. These securities are held by the Daniel Ward Irrevocable Trust, of which Mr. Ward serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
6. F6. The RSUs vested on May 22, 2026.
7. F7. The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.

Key Figures

Common shares acquired via RSU exercise: 1,785 shares RSUs exercised into common stock: 1,786 units New RSU grant: 1,889 units +3 more

6 metrics

Common shares acquired via RSU exercise 1,785 shares Total common stock held directly after transaction on May 22, 2026

RSUs exercised into common stock 1,786 units Derivative RSUs converted to common stock with fractional share settled in cash

New RSU grant 1,889 units RSUs granted on May 22, 2026, each for one common share

Indirect trust holding – Diane Ward Irrevocable Trust 9 shares Common stock held indirectly by trust where Ward is trustee

Indirect trust holding – Caitlin Ward Irrevocable Trust 9 shares Common stock held indirectly by trust where Ward is trustee

Indirect trust holding – Daniel Ward Irrevocable Trust 6 shares Common stock held indirectly by trust where Ward is trustee

Key Terms

Restricted Stock Units, derivative security, irrevocable trust, pecuniary interest

4 terms

Restricted Stock Units financial

"The RSUs vested on May 22, 2026."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

irrevocable trust financial

"These securities are held by the Diane Ward Irrevocable Trust"

An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.

pecuniary interest financial

"disclaims beneficial ownership of these securities except to the extent of his pecuniary interest"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Pat Ward report for SOLS on May 22, 2026?

Pat Ward reported acquiring 1,785 shares of Solstice Advanced Materials common stock via restricted stock unit (RSU) exercise at $0.00 per share, along with related RSU vesting and a new RSU grant recorded on May 22, 2026.

How many Solstice Advanced Materials RSUs were granted to Pat Ward?

Pat Ward received a grant of 1,889 restricted stock units (RSUs), each representing a contingent right to one share of Solstice Advanced Materials common stock, with vesting tied to the earlier of the first grant anniversary or the next annual shareowner meeting.

When do Pat Ward’s new SOLS restricted stock units vest?

The new Solstice Advanced Materials RSUs granted to Pat Ward will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners, aligning vesting with either time-based or meeting-based milestones, whichever occurs first.

What indirect SOLS holdings are reported for trusts associated with Pat Ward?

Three irrevocable trusts associated with Pat Ward report small indirect holdings of Solstice Advanced Materials common stock, with 9 shares, 9 shares, and 6 shares respectively. Ward serves as trustee and disclaims beneficial ownership except to the extent of any pecuniary interest.

How many Solstice Advanced Materials shares does Pat Ward hold directly after the RSU exercise?

Following the RSU exercise, Pat Ward directly holds 1,785 shares of Solstice Advanced Materials common stock. This reflects shares received at $0.00 per share upon conversion of vested RSUs, excluding any fractional share settled in cash per the filing footnote.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/27/2026 - 04:46 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ward Pat

(Last) (First) (Middle)

C/O SOLSTICE ADVANCED MATERIALS INC.

115 TABOR ROAD

(Street)

MORRIS PLAINS NEW JERSEY 07950

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/22/2026		M		1,785(1)	A	(2)	1,785	D
Common Stock								6	I	By Trust(3)
Common Stock								9	I	By Trust(4)
Common Stock								9	I	By Trust(5)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	05/22/2026		M			1,786	(6)	(6)	Common Stock	1,786	$0	0	D
Restricted Stock Units	(2)	05/22/2026		A		1,889		(7)	(7)	Common Stock	1,889	$0	1,889	D

Explanation of Responses:

1. Reflects the settlement of fractional shares in cash.

2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.

3. These securities are held by the Diane Ward Irrevocable Trust, of which Mr. Ward serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

4. These securities are held by the Caitlin Ward Irrevocable Trust, of which Mr. Ward serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

5. These securities are held by the Daniel Ward Irrevocable Trust, of which Mr. Ward serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

6. The RSUs vested on May 22, 2026.

7. The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.

Remarks:

	/s/ Jay Shah for Pat Ward	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)