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Solstice director Lee Rose granted 2 RSUs

Director Lee Rose received a small RSU dividend-equivalent grant that increases direct RSU and common share holdings in SOLS.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solstice Advanced Materials Inc. (SOLS) reported that director Lee Rose received a grant of 2 Restricted Stock Units (RSUs) on September 10, 2026 as a grant or award acquisition. Each RSU represents a contingent right to receive one share of Solstice Advanced Materials Inc. common stock.

The filing states these RSUs represent dividend equivalent rights that accrue in RSUs and will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners. Following this grant, Rose holds 1,893 RSUs and 4,628 shares of common stock directly, and no Rule 10b5‑1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Lee Rose
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2, F3 2 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 1,893 contracts (Direct); Common Stock — 4,628 shares (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.
  2. F2. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.
  3. F3. The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
RSUs granted 2 units Restricted Stock Units granted to Lee Rose on September 10, 2026
RSUs following transaction 1,893 units Total RSUs directly held by Lee Rose after the grant
Common stock holdings 4,628 shares Directly held Solstice Advanced Materials Inc. common shares after reported transactions
RSU grant price $0.00 per unit Stated transaction price per Restricted Stock Unit in the grant
RSU-to-share ratio 1.0 Each RSU represents a contingent right to receive one share of common stock
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent rights financial
"Represents dividend equivalent rights in connection with the Issuer's dividend"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
vest financial
"The RSUs will vest on the earliest of the first anniversary of the grant date"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
annual meeting of shareowners financial
"and the next annual meeting of shareowners of the Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SOLS report for director Lee Rose?

The company reported a grant of 2 Restricted Stock Units (RSUs) to director Lee Rose on September 10, 2026, treated as a grant or award acquisition at a stated price of $0.00 per RSU.

How many Solstice Advanced Materials Inc. (SOLS) RSUs does Lee Rose hold after this filing?

After the reported RSU grant, Lee Rose holds 1,893 Restricted Stock Units, each representing a contingent right to receive one share of Solstice Advanced Materials Inc. common stock, subject to the vesting conditions described.

How many SOLS common shares does Lee Rose own following the reported transactions?

Following the reported transactions, Lee Rose directly holds 4,628 shares of Solstice Advanced Materials Inc. common stock, as disclosed in the holding entry dated September 10, 2026.

What are the vesting terms of Lee Rose’s new RSUs in SOLS?

The RSUs granted to Lee Rose will vest on the earliest of the first anniversary of the September 10, 2026 grant date and the next annual meeting of shareowners of Solstice Advanced Materials Inc.

What do the dividend equivalent RSUs mean in the SOLS Form 4?

The filing explains that the 2 RSUs represent dividend equivalent rights that accrue to Lee Rose in RSUs in connection with the issuer’s dividend and vest at the same time as the underlying RSUs.

Were Lee Rose’s SOLS transactions made under a Rule 10b5-1 trading plan?

No. The document-level Rule 10b5‑1 checkbox is unchecked, and there is no footnote indicating that the RSU grant or holdings were made pursuant to a Rule 10b5‑1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Rose

(Last)(First)(Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NEW JERSEY 07950

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock4,628D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/10/2026A(2)2 (3) (3)Common Stock2$01,893D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.
2. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.
3. The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
Remarks:
/s/ Jay Shah for Rose Lee09/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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