Sony (NYSE: SONY) executive reports ADR, RSU and option stake
Rhea-AI Filing Summary
Sony Group Corp executive Robert Adrian Stringer filed an initial Form 3 reporting his equity interests. He directly holds 545,547 American Depositary Receipts, each convertible into one share of common stock with no expiration date. He also holds restricted stock units covering 261,957 shares that vest on August 2, 2027 and 161,366 shares that vest on August 1, 2028, plus multiple employee stock options over common stock with exercise prices ranging from $8.32 to $28.88 per share and expiration dates between 2027 and 2035. The disclosure lists these as existing positions rather than new purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Footnotes (1)
- Represents 545,547 American Depository Receipts, which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock. The RSUs vest on August 2, 2027. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs vest on August 1, 2028. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. The allocation agreement provides that the option to acquire American Depositary Receipts became exercisable on April 1, 2020. The option was granted on November 21, 2017. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts became exercisable on April 1, 2021. The option was granted on November 20, 2018. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts became exercisable on April 1, 2022. The option was granted on November 20, 2019. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts became exercisable on April 1, 2023. The option was granted on November 18, 2020. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts became exercisable on April 1, 2024. The option was granted on November 18, 2021. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts became exercisable on April 1, 2025. The option was granted on November 16, 2022. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts becomes exercisable on April 1, 2026. The option was granted on November 27, 2023. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts becomes exercisable on April 1, 2027. The option was granted on November 25, 2024. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts becomes exercisable on April 1, 2028. The option was granted on November 25, 2025. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date.
FAQ
What does the Sony (SONY) Form 3 filing for Robert Adrian Stringer show?
The Form 3 shows Robert Adrian Stringer’s existing equity interests in Sony Group Corp, including common stock, restricted stock units, and stock options. It is an initial ownership report, not a record of new share purchases or sales.
How many Sony American Depositary Receipts does Robert Adrian Stringer hold?
Robert Adrian Stringer holds 545,547 American Depositary Receipts, each convertible into one share of Sony common stock. These ADRs have no expiration date, providing ongoing exposure to Sony’s equity unless sold or otherwise transferred in future transactions.
What restricted stock units are reported in the Sony (SONY) Form 3?
The filing reports two blocks of restricted stock units: 261,957 units vesting on August 2, 2027 and 161,366 units vesting on August 1, 2028. Each RSU represents a contingent right to receive one share of Sony common stock at vesting.
What Sony stock options does Robert Adrian Stringer hold according to the Form 3?
Stringer holds several employee stock option grants over Sony common stock, with exercise prices between $8.32 and $28.88 and expiration dates from 2027 through 2035. These options give him the right to buy ADRs representing Sony shares at set prices.