Sony Group (NYSE: SONY) officer details RSU, option and ADR stakes
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Sony Group Corp officer Ravi Ahuja filed a Form 3 reporting his existing equity interests in the company. The filing lists direct holdings of 95,612 shares of common stock in the form of American Depositary Receipts and 10,229 additional common shares. It also reports restricted stock units covering 120,429 and 54,899 shares of SONY common stock, plus multiple employee stock options on 125,000, 83,000, 125,000 and 150,000 underlying shares with exercise prices between $16.27 and $28.88 per share and expirations from November 2021-grant options out to 2035. The RSUs vest on specified dates through August 2028 and are subject to forfeiture and potential accelerated vesting under their terms.
Positive
- None.
Negative
- None.
Insider Trade Summary
8 transactions reported
Mixed
8 txns
Insider
Ahuja Ravi
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Employee Stock Option (right to buy) | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 120,429 shares (Direct);
Employee Stock Option (right to buy) — 125,000 shares (Direct);
Common Stock — 95,612 shares (Direct)
Footnotes (1)
- Represents 95,612 American Depository Receipts, which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock. The RSUs vest on August 1, 2028. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs have vested or will vest in three equal amounts on each of August 1, 2025, August 3, 2026, and August 2, 2027. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. The allocation agreement provides that the option to acquire American Depositary Receipts became exercisable in three equal installments beginning on the first anniversary of the option's grant date. The option was granted on November 18, 2021. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts becomes exercisable in three equal installments beginning on the first anniversary of the option's grant date. The option was granted on November 27, 2023. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts becomes exercisable in three equal installments beginning on the first anniversary of the option's grant date. The option was granted on November 25, 2024. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date. The allocation agreement provides that the option to acquire American Depositary Receipts becomes exercisable in three equal installments beginning on the first anniversary of the option's grant date. The option was granted on November 25, 2025. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date.
FAQ
What does Sony Group (SONY) Form 3 for Ravi Ahuja show?
The Form 3 shows Ravi Ahuja’s existing equity holdings in Sony Group Corp, including common stock, restricted stock units, and employee stock options, establishing his initial reported ownership position as a company officer.
What restricted stock units are reported for Sony (SONY) officer Ravi Ahuja?
The filing lists two blocks of restricted stock units covering 120,429 and 54,899 Sony common shares. These RSUs vest in scheduled installments through August 2028 and are subject to forfeiture and potential accelerated vesting under their grant terms.
What stock options does Ravi Ahuja have in Sony Group (SONY)?
Ravi Ahuja holds several employee stock options on 125,000, 83,000, 125,000 and 150,000 underlying Sony shares, with exercise prices from $16.27 to $28.88 and expiration dates running out to 2035.
Do Sony (SONY) American Depositary Receipts held by Ravi Ahuja have an expiration date?
The footnotes state that each American Depositary Receipt is convertible at any time into one Sony common share and that these ADRs have no expiration date, providing ongoing flexibility for conversion.