Sony Group (NYSE: SONY) officer details RSU, option and ADR stakes

Rhea-AI Filing Summary

Sony Group Corp officer Ravi Ahuja filed a Form 3 reporting his existing equity interests in the company. The filing lists direct holdings of 95,612 shares of common stock in the form of American Depositary Receipts and 10,229 additional common shares. It also reports restricted stock units covering 120,429 and 54,899 shares of SONY common stock, plus multiple employee stock options on 125,000, 83,000, 125,000 and 150,000 underlying shares with exercise prices between $16.27 and $28.88 per share and expirations from November 2021-grant options out to 2035. The RSUs vest on specified dates through August 2028 and are subject to forfeiture and potential accelerated vesting under their terms.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Ahuja Ravi

(Last) (First) (Middle)

1-7-1 KONAN, MINATO-KU

(Street)

TOKYO 108-0075

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Sony Group Corp [ SONY ]

3a. Foreign Trading Symbol
[6,758]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	95,612(1)	D
Common Stock	10,229	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	(2)	Common Stock	120,429	(2)	D
Restricted Stock Units	(3)	(3)	Common Stock	54,899	(3)	D
Employee Stock Option (right to buy)	(4)	11/17/2031	Common Stock	125,000	$24.15	D
Employee Stock Option (right to buy)	(5)	11/26/2033	Common Stock	83,000	$16.27	D
Employee Stock Option (right to buy)	(6)	11/24/2034	Common Stock	125,000	$18.1	D
Employee Stock Option (right to buy)	(7)	11/24/2035	Common Stock	150,000	$28.88	D

Explanation of Responses:

1. Represents 95,612 American Depository Receipts, which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date.

2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock. The RSUs vest on August 1, 2028. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

3. Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs have vested or will vest in three equal amounts on each of August 1, 2025, August 3, 2026, and August 2, 2027. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

4. The allocation agreement provides that the option to acquire American Depositary Receipts became exercisable in three equal installments beginning on the first anniversary of the option's grant date. The option was granted on November 18, 2021. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date.

5. The allocation agreement provides that the option to acquire American Depositary Receipts becomes exercisable in three equal installments beginning on the first anniversary of the option's grant date. The option was granted on November 27, 2023. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date.

6. The allocation agreement provides that the option to acquire American Depositary Receipts becomes exercisable in three equal installments beginning on the first anniversary of the option's grant date. The option was granted on November 25, 2024. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date.

7. The allocation agreement provides that the option to acquire American Depositary Receipts becomes exercisable in three equal installments beginning on the first anniversary of the option's grant date. The option was granted on November 25, 2025. Each American Depository Receipt is convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date.

Remarks:

Business CEO in charge of Pictures Business. Exhibit List: Exhibit 24 - Power of Attorney

	/s/ Peter Kim, Attorney-in-Fact for Ravi Ahuja	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Sony Group (SONY) Form 3 for Ravi Ahuja show?

The Form 3 shows Ravi Ahuja’s existing equity holdings in Sony Group Corp, including common stock, restricted stock units, and employee stock options, establishing his initial reported ownership position as a company officer.

How many Sony (SONY) shares does Ravi Ahuja hold directly?

Ravi Ahuja holds 95,612 American Depositary Receipts, each convertible into one Sony common share, and 10,229 additional common shares, all reported as directly owned equity in Sony Group Corp.

What restricted stock units are reported for Sony (SONY) officer Ravi Ahuja?

The filing lists two blocks of restricted stock units covering 120,429 and 54,899 Sony common shares. These RSUs vest in scheduled installments through August 2028 and are subject to forfeiture and potential accelerated vesting under their grant terms.

What stock options does Ravi Ahuja have in Sony Group (SONY)?

Ravi Ahuja holds several employee stock options on 125,000, 83,000, 125,000 and 150,000 underlying Sony shares, with exercise prices from $16.27 to $28.88 and expiration dates running out to 2035.

Do Sony (SONY) American Depositary Receipts held by Ravi Ahuja have an expiration date?

The footnotes state that each American Depositary Receipt is convertible at any time into one Sony common share and that these ADRs have no expiration date, providing ongoing flexibility for conversion.