Shareholder plans Rule 144 sale in SOPH (NASDAQ: SOPH)

Rhea-AI Filing Summary

A shareholder filed a Rule 144 notice to sell 760 shares of common stock with an aggregate market value of $4,142.00 through Morgan Stanley Smith Barney LLC on NASDAQ.

The shares to be sold were acquired as restricted stock units from the issuer on 01/18/2026, with 760 securities recorded as acquired. The filing notes total common shares outstanding of 67,847,058, providing context for the planned sale.

Over the prior three months, 10b5-1 sales for Ross J. Muken included multiple common stock transactions, such as 4,200 shares sold on 01/06/2026 for gross proceeds of $20,013.84, along with several smaller sales in late 2025.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	760	4142.00	67847058	01/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/18/2026	Restricted Stock Units	Issuer			760	01/18/2016	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ROSS J MUKEN La Piece 12 ch-1180 Rolle V8 00000	Common	01/06/2026	4200	20013.84
10b5-1 Sales for ROSS J MUKEN La Piece 12 ch-1180 Rolle V8 00000	Common	01/05/2026	2021	9319.64
10b5-1 Sales for ROSS J MUKEN La Piece 12 ch-1180 Rolle V8 00000	Common	12/26/2025	1689	7880.71
10b5-1 Sales for ROSS J MUKEN La Piece 12 ch-1180 Rolle V8 00000	Common	12/19/2025	761	3523.13
10b5-1 Sales for ROSS J MUKEN La Piece 12 ch-1180 Rolle V8 00000	Common	11/19/2025	761	3063.56

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many SOPH common shares are planned to be sold under this Rule 144 notice?

The notice covers the proposed sale of 760 shares of common stock, with an aggregate market value listed as $4,142.00, to be executed through Morgan Stanley Smith Barney LLC on NASDAQ.

What is the context of the 760 SOPH shares being sold?

The 760 shares planned for sale were acquired as restricted stock units from the issuer on 01/18/2026, with the same date shown for payment and the nature of payment described as N/A.

How many SOPH shares are reported as outstanding in this filing?

The Rule 144 notice lists a number of shares or other units outstanding of 67,847,058 common shares, providing a baseline figure relative to the 760 shares planned for sale.

Which broker and exchange are involved in this SOPH Rule 144 sale?

The filing identifies Morgan Stanley Smith Barney LLC Executive Financial Services as the broker for the transaction, with the common stock to be sold on the NASDAQ exchange.

What recent 10b5-1 sales by Ross J. Muken are disclosed for SOPH?

The document lists several 10b5-1 sales of common stock for Ross J. Muken, including 4,200 shares sold on 01/06/2026 for $20,013.84, 2,021 shares on 01/05/2026 for $9,319.64, and additional sales on 12/26/2025, 12/19/2025, and 11/19/2025.

What representation does the selling person make in this SOPH Rule 144 notice?

By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.