SOPH (NASDAQ: SOPH) insider Zhenyu Xu plans Form 144 share sale

Rhea-AI Filing Summary

Zhenyu Xu has filed a Form 144 to sell 4,608 shares of SOPH common stock. The planned sale is to be executed through Morgan Stanley Smith Barney LLC on the NASDAQ exchange, with an aggregate market value of $25,113.60 and an approximate sale date of 01/20/2026.

The shares to be sold include stock acquired as restricted stock units on 01/18/2026 (608 shares) and founders shares acquired on 06/20/2012 (4,000 shares. In the past three months, Xu has already completed multiple Rule 10b5-1 sales of SOPH common stock, including 4,000 shares on 01/13/2026 for $20,682.40, along with several smaller transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4608	25113.60	67847058	01/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/18/2026	Restricted Stock Units	Issuer			608	01/18/2026	N/A
Common	06/20/2012	Founders Shares	Issuer			4000	06/20/2012	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ZHENYU XU La Piece 12 ch-1180 Rolle V8 00000	Common	01/13/2026	4000	20682.40
10b5-1 Sales for ZHENYU XU La Piece 12 ch-1180 Rolle V8 00000	Common	01/06/2026	3000	14296.20
10b5-1 Sales for ZHENYU XU La Piece 12 ch-1180 Rolle V8 00000	Common	01/05/2026	2006	9245.65
10b5-1 Sales for ZHENYU XU La Piece 12 ch-1180 Rolle V8 00000	Common	12/19/2025	608	2817.29
10b5-1 Sales for ZHENYU XU La Piece 12 ch-1180 Rolle V8 00000	Common	11/19/2025	609	2450.74

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SOPH's Form 144 filed by Zhenyu Xu disclose?

The Form 144 discloses that Zhenyu Xu intends to sell 4,608 shares of SOPH common stock through Morgan Stanley Smith Barney LLC on the NASDAQ, with an aggregate market value of $25,113.60 and an approximate sale date of 01/20/2026.

How many SOPH shares are planned to be sold and at what value?

The notice covers a planned sale of 4,608 common shares of SOPH with an aggregate market value of $25,113.60 as listed in the securities information section.

How and when did Zhenyu Xu acquire the SOPH shares being sold?

The securities to be sold consist of 608 common shares acquired on 01/18/2026 as restricted stock units from the issuer and 4,000 common shares acquired on 06/20/2012 as founders shares from the issuer, with payment dates matching the acquisition dates.

What recent 10b5-1 sales of SOPH shares has Zhenyu Xu made?

Over the past three months, Rule 10b5-1 sales for Zhenyu Xu include multiple transactions in SOPH common stock, such as 4,000 shares sold on 01/13/2026 for $20,682.40, 3,000 shares on 01/06/2026 for $14,296.20, 2,006 shares on 01/05/2026 for $9,245.65, 608 shares on 12/19/2025 for $2,817.29, and 609 shares on 11/19/2025 for $2,450.74.

Through which broker and exchange will the SOPH shares be sold?

The planned sale of 4,608 SOPH common shares is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, with trading on the NASDAQ exchange.

How many SOPH shares are outstanding according to this Form 144?

The filing states that the number of SOPH common shares outstanding is 67,847,058 at the time referenced in the securities information table.

What representation does the seller make about information on the issuer?

By signing the notice, the seller represents that they do not know any material adverse information about the issuer's current or prospective operations that has not been publicly disclosed, as required under the Form 144 instructions.