STOCK TITAN

[Form 4] Sono-Tek Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Stephen James Bagley, CFO of Sono-Tek Corporation (SOTK), reported an insider acquisition of company options. The Form 4 shows an acquisition dated 08/21/2025 of 12,195 Sono-Tek options with an exercise price of $3.25 each. Those options become exercisable on 08/21/2026 and expire on 08/21/2035. Following the reported transaction, Mr. Bagley beneficially owns 38,700 shares of Sono-Tek common stock. The form is signed by the reporting person on 08/22/2025.

Stephen James Bagley, CFO di Sono-Tek Corporation (SOTK), ha comunicato un acquisto interno di opzioni della società. Il Modulo 4 riporta un'acquisizione in data 21/08/2025 per 12.195 opzioni di Sono-Tek con prezzo di esercizio pari a $3,25 ciascuna. Queste opzioni diventeranno esercitabili il 21/08/2026 e scadranno il 21/08/2035. Dopo l'operazione segnalata, il Sig. Bagley detiene beneficiariamente 38.700 azioni ordinarie di Sono-Tek. Il modulo è firmato dalla persona che ha effettuato la comunicazione il 22/08/2025.

Stephen James Bagley, director financiero (CFO) de Sono-Tek Corporation (SOTK), informó una adquisición interna de opciones de la compañía. El Formulario 4 muestra una adquisición con fecha 21/08/2025 de 12.195 opciones de Sono-Tek con un precio de ejercicio de $3,25 cada una. Esas opciones serán ejercitables el 21/08/2026 y expirarán el 21/08/2035. Tras la operación informada, el Sr. Bagley posee fiduciariamente 38.700 acciones ordinarias de Sono-Tek. El formulario está firmado por la persona informante el 22/08/2025.

소노-텍 코퍼레이션(SOTK)의 최고재무책임자(CFO) 스티븐 제임스 배글리(Stephen James Bagley)가 회사 옵션의 내부 취득을 신고했습니다. Form 4에는 2025년 8월 21일자로 각 $3.25 행사가격의 소노-텍 옵션 12,195주를 취득한 것으로 기재되어 있습니다. 해당 옵션은 2026년 8월 21일에 행사 가능해지며 2035년 8월 21일에 만료됩니다. 신고된 거래 이후 배글리 씨는 소노-텍 보통주 38,700주를 실질적으로 보유하고 있습니다. 해당 서류는 2025년 8월 22일에 신고인이 서명했습니다.

Stephen James Bagley, directeur financier (CFO) de Sono-Tek Corporation (SOTK), a déclaré une acquisition interne d'options de la société. Le formulaire 4 indique une acquisition datée du 21/08/2025 de 12 195 options Sono-Tek à un prix d'exercice de 3,25 $ chacune. Ces options deviendront exerçables le 21/08/2026 et expireront le 21/08/2035. À la suite de la transaction reportée, M. Bagley détient de manière bénéficiaire 38 700 actions ordinaires Sono-Tek. Le formulaire est signé par la personne déclarante le 22/08/2025.

Stephen James Bagley, Finanzvorstand (CFO) der Sono-Tek Corporation (SOTK), meldete einen Insider-Erwerb von Unternehmensoptionen. Das Formular 4 weist einen Erwerb vom 21.08.2025 über 12.195 Sono-Tek-Optionen mit einem Ausübungspreis von jeweils $3,25 aus. Diese Optionen werden am 21.08.2026 ausübbar und verfallen am 21.08.2035. Nach der gemeldeten Transaktion besitzt Herr Bagley wirtschaftlich 38.700 Stammaktien von Sono-Tek. Das Formular wurde vom meldepflichtigen Personen am 22.08.2025 unterschrieben.

Positive
  • Officer acquisition disclosed: Reporting person acquired 12,195 Sono-Tek options at $3.25, indicating increased insider ownership.
  • Clear exercisability and expiration dates: Options exercisable 08/21/2026 and expiring 08/21/2035, providing explicit vesting/term information.
Negative
  • None.

Insights

TL;DR: Company officer acquired 12,195 options, raising direct beneficial ownership to 38,700 shares.

The filing documents a routine insider acquisition: 12,195 stock options at a $3.25 exercise price, exercisable beginning 08/21/2026 and expiring 08/21/2035. The reporting person is identified as an officer (CFO) and the transaction increases his reported direct beneficial ownership to 38,700 shares. The filing contains no additional disclosures about reason for the grant or any cash exchanged beyond the $3.25 strike stated.

TL;DR: Disclosure is standard Form 4 reporting of an option acquisition by an officer; no unusual terms disclosed.

The submission provides required Section 16 reporting details: transaction date, option count, strike price, exercisability date, expiration date, and resulting ownership. There are no amendments or explanatory remarks in the filing text. The signature date is 08/22/2025, confirming timely reporting under Section 16.

Stephen James Bagley, CFO di Sono-Tek Corporation (SOTK), ha comunicato un acquisto interno di opzioni della società. Il Modulo 4 riporta un'acquisizione in data 21/08/2025 per 12.195 opzioni di Sono-Tek con prezzo di esercizio pari a $3,25 ciascuna. Queste opzioni diventeranno esercitabili il 21/08/2026 e scadranno il 21/08/2035. Dopo l'operazione segnalata, il Sig. Bagley detiene beneficiariamente 38.700 azioni ordinarie di Sono-Tek. Il modulo è firmato dalla persona che ha effettuato la comunicazione il 22/08/2025.

Stephen James Bagley, director financiero (CFO) de Sono-Tek Corporation (SOTK), informó una adquisición interna de opciones de la compañía. El Formulario 4 muestra una adquisición con fecha 21/08/2025 de 12.195 opciones de Sono-Tek con un precio de ejercicio de $3,25 cada una. Esas opciones serán ejercitables el 21/08/2026 y expirarán el 21/08/2035. Tras la operación informada, el Sr. Bagley posee fiduciariamente 38.700 acciones ordinarias de Sono-Tek. El formulario está firmado por la persona informante el 22/08/2025.

소노-텍 코퍼레이션(SOTK)의 최고재무책임자(CFO) 스티븐 제임스 배글리(Stephen James Bagley)가 회사 옵션의 내부 취득을 신고했습니다. Form 4에는 2025년 8월 21일자로 각 $3.25 행사가격의 소노-텍 옵션 12,195주를 취득한 것으로 기재되어 있습니다. 해당 옵션은 2026년 8월 21일에 행사 가능해지며 2035년 8월 21일에 만료됩니다. 신고된 거래 이후 배글리 씨는 소노-텍 보통주 38,700주를 실질적으로 보유하고 있습니다. 해당 서류는 2025년 8월 22일에 신고인이 서명했습니다.

Stephen James Bagley, directeur financier (CFO) de Sono-Tek Corporation (SOTK), a déclaré une acquisition interne d'options de la société. Le formulaire 4 indique une acquisition datée du 21/08/2025 de 12 195 options Sono-Tek à un prix d'exercice de 3,25 $ chacune. Ces options deviendront exerçables le 21/08/2026 et expireront le 21/08/2035. À la suite de la transaction reportée, M. Bagley détient de manière bénéficiaire 38 700 actions ordinaires Sono-Tek. Le formulaire est signé par la personne déclarante le 22/08/2025.

Stephen James Bagley, Finanzvorstand (CFO) der Sono-Tek Corporation (SOTK), meldete einen Insider-Erwerb von Unternehmensoptionen. Das Formular 4 weist einen Erwerb vom 21.08.2025 über 12.195 Sono-Tek-Optionen mit einem Ausübungspreis von jeweils $3,25 aus. Diese Optionen werden am 21.08.2026 ausübbar und verfallen am 21.08.2035. Nach der gemeldeten Transaktion besitzt Herr Bagley wirtschaftlich 38.700 Stammaktien von Sono-Tek. Das Formular wurde vom meldepflichtigen Personen am 22.08.2025 unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bagley Stephen James

(Last) (First) (Middle)
SONO-TEK CORPORATION
2012 ROUTE 9W

(Street)
MILTON NY 12547

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Sono-Tek Options $3.25 08/21/2025 A 12,195 08/21/2026 08/21/2035 Sono-Tek Corp Common Stock 12,195 $3.25 38,700 D
Explanation of Responses:
Remarks:
Stephen Bagley 08/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Stephen Bagley report on Form 4 for SOTK?

He reported an acquisition of 12,195 Sono-Tek options with an exercise price of $3.25 each dated 08/21/2025.

When do the reported options become exercisable and when do they expire?

The options are exercisable beginning 08/21/2026 and expire on 08/21/2035.

How many Sono-Tek shares does the reporting person beneficially own after the transaction?

Following the reported transaction, the reporting person beneficially owns 38,700 shares of Sono-Tek common stock.

What is Stephen Bagley’s role at Sono-Tek as indicated on the form?

He is identified as an Officer with the title CFO on the Form 4.

When was the Form 4 signed by the reporting person?

The signature date shown on the form is 08/22/2025.
Sono Tek Corp

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52.69M
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Scientific & Technical Instruments
Special Industry Machinery, Nec
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United States
MILTON