SOTK Form 4: Officer Adds 12,195 Options; Ownership Rises to 38,700

Rhea-AI Filing Summary

Stephen James Bagley, CFO of Sono-Tek Corporation (SOTK), reported an insider acquisition of company options. The Form 4 shows an acquisition dated 08/21/2025 of 12,195 Sono-Tek options with an exercise price of $3.25 each. Those options become exercisable on 08/21/2026 and expire on 08/21/2035. Following the reported transaction, Mr. Bagley beneficially owns 38,700 shares of Sono-Tek common stock. The form is signed by the reporting person on 08/22/2025.

Positive

• Officer acquisition disclosed: Reporting person acquired 12,195 Sono-Tek options at $3.25, indicating increased insider ownership.
• Clear exercisability and expiration dates: Options exercisable 08/21/2026 and expiring 08/21/2035, providing explicit vesting/term information.

Negative

• None.

Insights

Securities Analyst

TL;DR: Company officer acquired 12,195 options, raising direct beneficial ownership to 38,700 shares.

The filing documents a routine insider acquisition: 12,195 stock options at a $3.25 exercise price, exercisable beginning 08/21/2026 and expiring 08/21/2035. The reporting person is identified as an officer (CFO) and the transaction increases his reported direct beneficial ownership to 38,700 shares. The filing contains no additional disclosures about reason for the grant or any cash exchanged beyond the $3.25 strike stated.

Corporate Governance Expert

TL;DR: Disclosure is standard Form 4 reporting of an option acquisition by an officer; no unusual terms disclosed.

The submission provides required Section 16 reporting details: transaction date, option count, strike price, exercisability date, expiration date, and resulting ownership. There are no amendments or explanatory remarks in the filing text. The signature date is 08/22/2025, confirming timely reporting under Section 16.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bagley Stephen James

(Last) (First) (Middle)

SONO-TEK CORPORATION

2012 ROUTE 9W

(Street)

MILTON NY 12547

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Sono-Tek Options	$3.25	08/21/2025		A		12,195		08/21/2026	08/21/2035	Sono-Tek Corp Common Stock	12,195	$3.25	38,700	D

Explanation of Responses:

Remarks:

	Stephen Bagley	08/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Stephen Bagley report on Form 4 for SOTK?

He reported an acquisition of 12,195 Sono-Tek options with an exercise price of $3.25 each dated 08/21/2025.

When do the reported options become exercisable and when do they expire?

The options are exercisable beginning 08/21/2026 and expire on 08/21/2035.

How many Sono-Tek shares does the reporting person beneficially own after the transaction?

Following the reported transaction, the reporting person beneficially owns 38,700 shares of Sono-Tek common stock.

What is Stephen Bagley’s role at Sono-Tek as indicated on the form?

He is identified as an Officer with the title CFO on the Form 4.

When was the Form 4 signed by the reporting person?

The signature date shown on the form is 08/22/2025.