STOCK TITAN

Sono-Tek (SOTK) Form 4: Director Eric Haskell Buys 7,018 Options

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Eric Haskell, a director of Sono-Tek Corporation (SOTK), reported acquiring 7,018 stock options on 08/21/2025 at an exercise price of $3.25 per share. The options become exercisable on 08/21/2026 and expire on 08/21/2035, and they cover 7,018 shares of common stock. Following the reported transaction, Mr. Haskell directly beneficially owns 35,377 shares.

Positive

  • Reporting person acquired 7,018 options at a stated exercise price of $3.25
  • Options have long-term expiration (08/21/2035) and a defined exercisable date (08/21/2026)
  • Filing reports direct beneficial ownership of 35,377 shares following the transaction

Negative

  • None.

Insights

TL;DR: Director acquired 7,018 options, increasing direct ownership to 35,377 shares, a routine insider equity transaction.

The filing shows a single non-derivative/derivative event: acquisition of 7,018 options at a $3.25 strike, exercisable 08/21/2026 and expiring 08/21/2035. As reported, the transaction was executed on 08/21/2025 and increases the director's direct holdings to 35,377 shares. This is a standard disclosure under Section 16 and reflects a director-level equity event recorded on Form 4.

TL;DR: The Form 4 reports an option acquisition by a director; the item is informational and not immediately material to valuation.

The report documents acquisition of 7,018 options with a $3.25 conversion/exercise metric, exercisable starting 08/21/2026 and expiring 08/21/2035. The filing lists direct beneficial ownership of 35,377 shares after the transaction. The disclosure is concise and limited to the transactional facts required by Section 16.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HASKELL ERIC

(Last) (First) (Middle)
518 CANDACE LANE

(Street)
VILLANOVA PA 19085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Sono-Tek Options $3.25 08/21/2025 A 7,018 08/21/2026 08/21/2035 Sono-Tek Corp Common Stock 7,018 $3.25 35,377 D
Explanation of Responses:
Remarks:
Eric Haskell 08/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Eric Haskell report on Form 4 for SOTK?

The Form 4 reports Eric Haskell acquired 7,018 options on 08/21/2025.

What is the exercise price and exercisable date of the options reported?

The options have an exercise price of $3.25, become exercisable on 08/21/2026, and expire on 08/21/2035.

How many shares does Eric Haskell beneficially own after the reported transaction?

Following the reported transaction, he directly beneficially owns 35,377 shares.

What is the reporting person's relationship to Sono-Tek (SOTK)?

The Form 4 identifies the reporting person, Eric Haskell, as a Director of Sono-Tek Corporation.

On what date was the Form 4 signed by the reporting person?

The Form 4 bears the reporting person signature date of 08/22/2025.
Sono Tek Corp

NASDAQ:SOTK

SOTK Rankings

SOTK Latest News

SOTK Latest SEC Filings

SOTK Stock Data

56.55M
13.17M
16.21%
42.1%
0.03%
Scientific & Technical Instruments
Special Industry Machinery, Nec
Link
United States
MILTON