Form 4: SOTK CFO Stephen Bagley Discloses August 2025 Stock Sales

Rhea-AI Filing Summary

Stephen J. Bagley, CFO of Sono-Tek Corporation (SOTK), reported multiple open-market sales of common stock on August 18-19, 2025. The filings show four dispositions at prices between $3.34 and $3.36 per share, reducing his direct holdings stepwise to 34,254 shares. The Form 4 is signed and filed to disclose these changes in beneficial ownership.

Positive

• Form 4 filed and signed, indicating compliance with Section 16 disclosure requirements
• Transaction details disclosed with dates and per-share prices ($3.34–$3.36), providing transparency

Negative

• Officer sold common stock in multiple transactions on 08/18/2025 and 08/19/2025, reducing direct holdings to 34,254 shares

Insights

Financial Analyst

TL;DR: Routine insider sales disclosed; small absolute size relative to many public-company officer holdings.

The Form 4 documents four open-market sales by Sono-Tek CFO Stephen J. Bagley on August 18-19, 2025, at prices of $3.34–$3.36 per share, with reported post-transaction direct ownership of 34,254 shares. The disclosure meets Section 16 reporting obligations and provides clear timestamps and prices for the transactions. There is no additional financial or operational information in the filing to indicate firm-level impact; the transactions simply update beneficial ownership records.

Corporate Governance Expert

TL;DR: Proper Section 16 disclosure filed; transactions appear documented and signed.

The Form 4 is properly completed with the reporting person identified as an officer (CFO) and the issuer noted as Sono-Tek Corporation (SOTK). The form lists four disposition transactions with exact prices and resulting direct ownership. The signature and date are present, indicating compliance with filing requirements. The filing contains no notes on plans, exemptions, or derivative holdings, and does not suggest governance issues on its face.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bagley Stephen James

(Last) (First) (Middle)

SONO-TEK CORPORATION

2012 ROUTE 9W

(Street)

MILTON NY 12547

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

3. Date of Earliest Transaction (Month/Day/Year)
08/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Sono-Tek Common Stock	08/18/2025		S		998	D	$3.36	35,149	D
Sono-tek Corp Common Stock	08/18/2025		S		301	D	$3.34	34,848	D
Sono-Tek Common Stock	08/18/2025		S		295	D	$3.35	34,553	D
Sono-Tek Common Stock	08/19/2025		S		299	D	$3.34	34,254	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Stephen J. Bagley	08/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did SOTK CFO Stephen J. Bagley report?

He reported four dispositions of Sono-Tek common stock on 08/18/2025 and 08/19/2025 with per-share prices of $3.34–$3.36 and post-transaction direct ownership of 34,254 shares.

Were the Form 4 filings for SOTK signed and dated?

Yes. The Form 4 includes the reporting person's signature block showing Stephen J. Bagley signed on 08/20/2025.

Does the Form 4 show any derivative securities or option exercises for SOTK?

No. Table II (derivative securities) contains no reported transactions or holdings in this filing.

What was the reporting person’s role at Sono-Tek as listed on the Form 4?

The report identifies the reporting person as an Officer with the title CFO and also marks the director box.

How many separate sales transactions are listed on the Form 4?

The Form 4 lists four separate disposition transactions with reported quantities reflected indirectly by the stepwise ownership totals.