[144] SOUNDHOUND AI, INC. SEC Filing

Rhea-AI Filing Summary

SoundHound AI insider plans a scheduled sale of 41,167 common shares, representing currently listed securities with an aggregate market value of $749,239.40. The filer reports the shares were acquired as Performance Stock Units on 06/20/2025 and intends an approximate sale date of 10/08/2025 on NASDAQ. The filing shows 375,150,890 shares outstanding, which provides context for the relative size of the proposed sale.

The notice also discloses two reported sales by the same account in September: 36,185 shares on 09/24/2025 for $646,261.21 and 42,119 shares on 09/22/2025 for $673,971.39, totaling $1,320,232.60 in gross proceeds. The filer attests there is no undisclosed material adverse information and references possible reliance on a Rule 10b5-1 plan.

Positive

• Shares were acquired as Performance Stock Units on 06/20/2025, indicating compensation-related origin
• Proposed sale size is small versus total outstanding shares (41,167 vs 375,150,890)

Negative

• Recent insider sales in September totaled 78,304 shares for $1,320,232.60, showing ongoing dispositions
• Filing indicates a planned sale on 10/08/2025, which may add supply to the market on that date

Insights

Equity Capital Markets Analyst

Insider sale is small relative to the float but worth monitoring for execution timing.

The proposed sale of 41,167 shares valued at $749,239.40 is a routine Rule 144 notice tied to securities acquired as Performance Stock Units on 06/20/2025. Against 375,150,890 shares outstanding, this sale represents a de minimis percentage of total equity.

Recent September disposals totaling $1,320,232.60 show the account has been liquidating holdings; if further scheduled sales follow a 10b5-1 plan, market impact should be limited. Investors should note the approximate sale date 10/08/2025 and monitor aggregated insider activity over the next quarter.

Corporate Governance Specialist

Disclosure aligns with Rule 144 and includes a representation about material non-public information.

The notice explicitly states the securities were acquired from the issuer and the signer represents no undisclosed material adverse information as of any adopted 10b5-1 plan date. That attestation is standard and required to rely on safe-harbor trading plans.

Material governance considerations are limited: confirm whether the sales follow a documented 10b5-1 plan and check future Form 4/Form 144 filings for cumulative insider dispositions over rolling 3- to 12-month windows.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	41167	749239.40	375150890	10/08/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/20/2025	Performance Stock Units	Issuer			41167	06/20/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for SEYED MAJID EMAMI 5400 Betsy Ross Drive Santa Clara CA 95054	Common	09/24/2025	36185	646261.21
SEYED MAJID EMAMI 5400 Betsy Ross Drive Santa Clara CA 95054	Common	09/22/2025	42119	673971.39

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for SOUN disclose about the planned sale?

The filing shows a proposed sale of 41,167 common shares with an aggregate market value of $749,239.40, with an approximate sale date of 10/08/2025 on NASDAQ.

When and how were the shares proposed for sale acquired?

The shares were acquired as Performance Stock Units on 06/20/2025, with the acquisition recorded from the issuer.

Has the seller recently sold other SoundHound AI shares?

Yes. The filing lists sales of 36,185 shares on 09/24/2025 for $646,261.21 and 42,119 shares on 09/22/2025 for $673,971.39, totaling $1,320,232.60.

How large is the proposed sale relative to outstanding shares?

The proposed 41,167 shares compare to 375,150,890 shares outstanding, representing a very small fraction of total equity.

Does the filer claim to rely on a 10b5-1 trading plan?

The notice includes space to indicate a 10b5-1 plan date and states the signer makes the standard representation; the filing mentions possible reliance but does not list a specific plan adoption date.