Director at SoundHound AI (SOUN) sells 1,343 shares in plan trade

Rhea-AI Filing Summary

SoundHound AI, Inc. director Diana Sroka reported an open-market sale of 1,343 shares of Class A common stock. The shares were sold on March 23, 2026 at a weighted-average price of $6.7709 per share under a Rule 10b5-1 trading plan adopted in August 2025.

After this transaction, Sroka directly holds 149,920 shares of SoundHound AI, Inc. The sale was executed in multiple trades during the day at prices ranging from $6.66 to $6.91 per share.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SROKA DIANA

(Last) (First) (Middle)

C/O SOUNDHOUND AI, INC.

5400 BETSY ROSS DRIVE

(Street)

SANTA CLARA CALIFORNIA 95054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/23/2026		S(1)		1,343	D	$6.7709(2)	149,920	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2025.

2. This transaction was executed in multiple trades during the day at prices ranging from $6.66 to $6.91. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Remarks:

	/s /Warren Heit, attorney-in-fact for SROKA DIANA	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SoundHound AI (SOUN) report for Diana Sroka?

SoundHound AI reported that director Diana Sroka sold 1,343 shares of Class A common stock in an open-market transaction on March 23, 2026, at a weighted-average price of $6.7709 per share, executed across multiple trades during the trading day.

At what prices did Diana Sroka sell SoundHound AI (SOUN) shares?

Diana Sroka’s sale was executed in multiple trades at prices ranging from $6.66 to $6.91 per share. The Form 4 reports a weighted-average sale price of $6.7709 per share for the 1,343 Class A common shares sold.

How many SoundHound AI (SOUN) shares does Diana Sroka hold after the sale?

Following the reported transaction, director Diana Sroka directly holds 149,920 shares of SoundHound AI Class A common stock. This post-transaction holding reflects her remaining direct ownership after selling 1,343 shares in the March 23, 2026 open-market trade.

Was the SoundHound AI (SOUN) insider sale under a Rule 10b5-1 plan?

Yes. The filing states the transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Diana Sroka in August 2025, indicating the sale was pre-arranged rather than initiated spontaneously based on short-term market conditions.

What type of security did Diana Sroka sell in SoundHound AI (SOUN)?

Diana Sroka sold shares of SoundHound AI’s Class A common stock. The Form 4 discloses one non-derivative transaction involving 1,343 Class A common shares sold in the open market on March 23, 2026 at a weighted-average price of $6.7709.

How large was Diana Sroka’s SoundHound AI (SOUN) sale in share terms?

The reported insider transaction involved the sale of 1,343 shares of SoundHound AI Class A common stock. After completing this open-market sale, the Form 4 shows that Diana Sroka directly owns 149,920 shares of the company’s Class A common stock.