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SOUNDHOUND AI, INC. (SOUN) SEC Filings, Sep 4-17, 2026

SOUN NASDAQ

SoundHound AI, Inc. filings document a Nasdaq-listed AI software company with Class A common stock under SOUN and warrants under SOUNW. Its 8-K reports cover operating and financial results, material agreements, capital-structure matters, acquisition disclosures and executive or governance events tied to the company’s voice, conversational and agentic AI business.

Proxy materials describe annual meeting voting matters, board elections and auditor ratification. Acquisition-related filings document completed transaction reporting, required financial statements and pro forma information, while other disclosures identify registered security classes, exchange listing information and material-event exhibits.

Rhea-AI Summary

SOUNDHOUND AI, INC. (symbol: SOUN) is the issuer of record for a Form 4/A filing submitted to the SEC. Ball Eric R. reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. (SOUN) director Eric R. Ball reported an amended Form 4 for an equity award. On July 30, 2026, he received a grant of 4,000 restricted stock units of Class A Common Stock under the company’s 2022 Incentive Award Plan, vesting in four equal quarterly installments. Following this grant, he directly holds 153,500 shares of Class A Common Stock. The amendment corrects the previously reported grant date from July 31, 2026, to July 30, 2026, and no Rule 10b5-1 trading plan is reported.

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Rhea-AI Summary

SOUNDHOUND AI, INC. (symbol: SOUN) is the issuer of record for a Form 4/A filing submitted to the SEC. SROKA DIANA reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. (SOUN) reports that director Diana Sroka received a grant of 4,000 restricted stock units of Class A Common Stock under the SoundHound AI, Inc. 2022 Incentive Award Plan. This amended report corrects the grant date to July 30, 2026.

The restricted stock units vest in four equal quarterly installments, and following this award Sroka is reported to hold 174,614 shares of Class A Common Stock directly.

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SOUNDHOUND AI, INC. (SOUN) has a director, Diana Sroka, filing a notice of proposed sale of common stock under Rule 144. The notice covers 1,552 shares of common stock to be sold through Morgan Stanley Smith Barney LLC on NASDAQ, with an indicated value of $9,203.36. The shares are tied to Restricted Stock Units and the planned sale date is stated as August 23, 2026. The filing also notes a prior Rule 10b5-1 sale by Diana Lynn Sroka of 1,343 shares of common stock for $9,602.45 on August 27, 2026.

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Rhea-AI Summary

SOUNDHOUND AI, INC. (SOUN) received a Rule 144 notice relating to planned sales of its common stock for the account of Keyvan Mohajer. The notice covers 137,290 shares of common stock, with an aggregate market value of $888,266, with a stated sale date of September 15, 2026 on NASDAQ.

The securities arise from restricted stock units granted to Mohajer on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026, and the filing states the sale was made to satisfy tax withholding obligations upon vesting. The notice is signed by Keyvan Mohajer on September 15, 2026.

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SOUNDHOUND AI, INC. (SOUN) received a notice under Rule 144 that James Ming Hom plans the sale of common stock through Morgan Stanley Smith Barney LLC. The filing covers 38,730 shares of common stock, with an indicated aggregate market value of $250,583 as of September 15, 2026.

The shares relate to restricted stock units granted on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026, and the sale was made to satisfy tax withholding obligations in connection with their vesting. The securities are listed on NASDAQ, and total common shares outstanding are reported as 454,430,604.

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SOUNDHOUND AI, INC. reported that officer Majid Emami filed a Rule 144 notice for a sale of common stock. The filing covers 38,730 shares of SoundHound AI common stock, with an aggregate market value of $250,583, to be sold through Morgan Stanley Smith Barney LLC on September 15, 2026 on Nasdaq.

The shares relate to restricted stock units granted on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026, and the sale was made to satisfy tax withholding obligations in connection with their vesting.

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SOUNDHOUND AI, INC. reported that officer Michael Zagorsek filed a notice of sale under Rule 144 covering 71,113 shares of common stock of SOUN. The shares, with an aggregate market value of about $460,101.00, were sold on September 15, 2026 through Morgan Stanley Smith Barney LLC on NASDAQ.

The filing explains that this sale was made to satisfy tax withholding obligations arising from the vesting of restricted stock units granted to Zagorsek on August 3, 2023, August 1, 2024, July 31, 2025 and July 30, 2026.

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SOUNDHOUND AI, INC. (SOUN) reported that Chief Financial Officer John DeNeen Collins acquired company equity on September 4, 2026. He received 50,573 shares of Class A common stock through conversion of his LivePerson equity in connection with the completed LivePerson merger, and was also granted 1,000,000 restricted stock units that vest in 48 equal monthly installments from the grant date.

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SOUNDHOUND AI, INC. (SOUN) reported an initial statement of beneficial ownership on Form 3 for Collins John DeNeen, who serves as Chief Financial Officer. The filing does not list any equity holdings or report any transactions or derivative positions for him at this time and references an Exhibit 24 Power of Attorney.

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SoundHound AI, Inc. (SOUN) completed its previously announced acquisition of LivePerson, Inc. through a two-step merger, making LivePerson an indirect wholly owned subsidiary. In connection with closing, SoundHound and LivePerson completed note restructuring transactions that exchanged LivePerson secured debt for SoundHound equity and cash.

Under the Notes Restructuring Agreement, the holder of First Lien Convertible Secured Notes received 25,142,335 shares of SoundHound Class A common stock and $2,499,450 in cash, while Second Lien noteholders received 11,752,504 shares and $3,348,550 in cash, in each case in full satisfaction of the respective obligations. SoundHound also entered into a registration rights agreement granting these secured holders resale shelf registration rights for their shares and relied on Section 4(a)(2) for the issuance.

Effective at closing, SoundHound appointed John Collins, formerly a senior executive at LivePerson, as Chief Financial Officer under an employment agreement providing a $465,000 base salary, a target bonus equal to 65% of salary, a $150,000 signing bonus, and sign-on equity split between time-based RSUs and performance stock units. A press release highlights a debt-free combined balance sheet, a customer base including 25 of the Fortune 100, a portfolio of over 750 patents, and an opportunity to target more than $500 million in future revenue from existing customers.

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FAQ

How many SOUNDHOUND AI (SOUN) SEC filings are available on StockTitan?

StockTitan tracks 132 SEC filings for SOUNDHOUND AI (SOUN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SOUNDHOUND AI (SOUN)?

The most recent SEC filing for SOUNDHOUND AI (SOUN) was filed on September 17, 2026.