[144] SOUNDHOUND AI, INC. SEC Filing

Rhea-AI Filing Summary

SoundHound AI, Inc. (SOUNW) reported a Rule 144 notice to sell 66,220 shares of common stock through Morgan Stanley Smith Barney LLC on 09/22/2025. The filing lists an aggregate market value of $1,076,075.00 based on outstanding shares of 384,713,179. The securities were acquired as restricted stock units (RSUs) and both acquisition and intended sale are dated 09/22/2025. No other sales by the filer in the past three months are reported. The notice includes the filer’s representation that they are not aware of undisclosed material adverse information about the issuer.

Positive

• Transaction size is modest relative to outstanding shares, indicating limited market impact
• Securities were acquired as RSUs, a routine compensation-related event

Negative

• Immediate sale on same date as acquisition could be perceived as near-term insider liquidity
• No additional context provided on the filer’s role or the reason for sale within the form content

Insights

Securities Analyst

TL;DR: Insider plans to sell a modest block of RSU-derived shares worth about $1.08M on 09/22/2025 via Morgan Stanley.

The filing indicates a securities sale under Rule 144 for 66,220 shares originating from RSUs vested/acquired on the same date as the planned sale. The transaction size represents a small fraction of the issuer's listed outstanding shares, suggesting limited direct dilution or market impact. The use of a broker-dealer for execution is routine. The filer certifies no undisclosed material adverse information, which is a standard attestation on Form 144.

Corporate Governance Expert

TL;DR: This is a routine Rule 144 sale of vested RSUs with standard disclosures and no reported recent sales.

The notice shows that the securities were acquired as RSUs from the issuer and are being sold immediately, consistent with routine executive or employee liquidity events. The absence of other sales in the prior three months reduces the likelihood of an ongoing disposal program disclosed here. The signature attestation about material information is present, aligning with regulatory requirements for officers or affiliates filing Form 144.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney LLC 1 New York Plaza 8th Floor New York NY 10017	66220	1076075.00	384713179	09/22/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/22/2025	RSU	Issuer			66220	09/22/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SoundHound AI's (SOUNW) Form 144 report?

The Form 144 notifies a proposed sale of 66,220 common shares valued at $1,076,075.00 to be executed on 09/22/2025 via Morgan Stanley Smith Barney LLC.

How were the shares being sold acquired according to the filing?

The shares were acquired as restricted stock units (RSUs) with the acquisition and sale dates both listed as 09/22/2025.

Does the filing report other sales in the last three months?

No. The section for securities sold during the past three months states Nothing to Report.

What broker-dealer will handle the sale for SOUNW shares?

The sale is to be handled by Morgan Stanley Smith Barney LLC at the address provided in the form.

What representation does the filer make about material information?

The filer represents they do not know of any material adverse information about the issuer that has not been publicly disclosed.