[144] SOUNDHOUND AI, INC. SEC Filing

Rhea-AI Filing Summary

SoundHound AI, Inc. notice reports a proposed sale of 42,119 shares of common stock by a person whose shares were acquired as RSUs on 09/22/2025. The sale is to be executed through Morgan Stanley Smith Barney LLC with an approximate aggregate market value of $684,433.75 and an indicated number of outstanding shares of 384,713,179. The filing states the approximate sale date as 09/22/2025 and shows no securities sold in the past three months. The filer affirms they are not aware of undisclosed material adverse information about the issuer.

Positive

• Clear disclosure of securities class, broker, share count (42,119), and aggregate market value ($684,433.75)
• Sale proceeds originate from RSU vesting with acquisition and sale dates matching (09/22/2025), indicating vested shares

Negative

• Filer identity and contact fields are not present in the provided extract, limiting verification from this text
• No supporting detail in the extract about signature or plan adoption date if a 10b5-1 plan applies

Insights

Securities Analyst

TL;DR: Routine insider sale of vested RSUs; amount is small relative to outstanding shares, so limited market impact.

The notice documents a single proposed sale of 42,119 shares valued at $684,433.75 arising from RSU vesting on the same date. With 384,713,179 shares outstanding, this represents a de minimis portion of the equity base. The use of a major broker suggests a standard liquidation channel. No prior sales in the last three months are reported, and the filer attests to no undisclosed material information.

Compliance/Risk Analyst

TL;DR: Form 144 is properly used to notify a proposed sale; documentation indicates compliance intent but lacks filer identity details.

The filing lists the broker, class, share count, acquisition via RSU, and sale date, aligning with Rule 144 disclosure practices for restricted or control securities. The signature/identity fields in provided content are not filled in the extract, so the public record should be checked for the complete filing to confirm signatures and contact information. The representation about material adverse information is included as required.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney LLC 1 New York Plaza 8th Floor New York NY 10017	42119	684433.75	384713179	09/22/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/22/2025	RSU	Issuer			42119	09/22/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SoundHound AI (SOUNW) Form 144 disclose about the proposed sale?

The Form 144 discloses a proposed sale of 42,119 common shares valued at $684,433.75 through Morgan Stanley Smith Barney LLC with an approximate sale date of 09/22/2025.

Were the shares to be sold acquired by purchase or other means in the SOUNW filing?

The shares were acquired as RSUs with an acquisition date of 09/22/2025, and the payment/date of acquisition is listed as 09/22/2025.

Does the filing show any securities sold by the person in the past three months?

The filing states "Nothing to Report" for securities sold during the past three months.

What broker is handling the proposed sale in the Form 144?

The proposed sale is to be handled by Morgan Stanley Smith Barney LLC located at 1 New York Plaza, 8th Floor, New York, NY 10017.

How large is the proposed sale relative to outstanding shares?

The filing shows 42,119 shares against 384,713,179 shares outstanding as reported in the form.