[144] SOUNDHOUND AI, INC. SEC Filing

Rhea-AI Filing Summary

Form 144 filed for SoundHound AI, Inc. (SOUNW) notifies a proposed sale of 42,119 shares of common stock through Morgan Stanley Smith Barney with an aggregate market value of $684,433.75, to be sold on 09/22/2025 on Nasdaq. The filing shows those shares were acquired as RSUs on 09/22/2025 and payment was recorded the same day. The filer also reported a prior 10b5-1 sale by Seyed Majid Emami of 60,295 shares on 06/24/2025 generating $4,776,570.00 in gross proceeds. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: Insider plans to sell RSU shares via broker; prior 10b5-1 sale generated meaningful proceeds.

This Form 144 documents a proposed block sale of 42,119 common shares through Morgan Stanley Smith Barney with an indicated market value of $684,434. The filing shows these shares were received as RSUs and tied to the same date listed for the proposed sale, and it discloses a prior 10b5-1 sale by Seyed Majid Emami of 60,295 shares yielding $4.78 million in gross proceeds. For investors, this is a routine insider liquidity event rather than an operational disclosure; the filing provides transaction sizes and counterparties but no new company performance data.

Corporate Governance Expert

TL;DR: Disclosure aligns with Rule 144 and 10b5-1 reporting; no governance red flags in the notice itself.

The notice includes the required attestation regarding non‑possession of undisclosed material information and identifies brokerage execution through Morgan Stanley Smith Barney. The presence of a prior 10b5-1 sale indicates the insider has previously used a prearranged trading plan for liquidity. The form does not disclose any departures, related‑party transfers, or changes to insider status, and therefore raises no immediate governance concerns based solely on this filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney LLC 1 New York Plaza 8th Floor New York NY 10017	42119	684433.75	384713179	09/22/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/22/2025	RSU	Issuer			42119	09/22/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SEYED MAJID EMAMI (10b5-1 Sale) 5400 Betsy Ross Drive Santa Clara CA 95054	Common Stock	06/24/2025	60295	4776570.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for SOUNW report?

It reports a proposed sale of 42,119 common shares through Morgan Stanley Smith Barney valued at $684,433.75, to be sold on 09/22/2025 on Nasdaq.

Who previously sold shares according to the filing?

The filing discloses a prior 10b5-1 sale by Seyed Majid Emami of 60,295 shares on 06/24/2025 with gross proceeds of $4,776,570.00.

How were the 42,119 shares acquired?

The table states the shares were acquired as RSUs on 09/22/2025 and the amount listed equals 42,119 shares.

Which broker is handling the proposed sale?

The broker named is Morgan Stanley Smith Barney LLC located at 1 New York Plaza, 8th Floor, New York, NY 10017.

Does the filer attest to possession of material nonpublic information?

Yes; the notice includes the standard representation that the person signing does not know of any undisclosed material adverse information about the issuer.