[144] SOUNDHOUND AI, INC. SEC Filing

Rhea-AI Filing Summary

SoundHound AI, Inc. (SOUNW) filed a Form 144 reporting a proposed sale of 138,523 shares of common stock through Morgan Stanley Smith Barney LLC on the NASDAQ with an aggregate market value of $2,250,998.75. The shares represent approximately 0.036% of the reported 384,713,179 outstanding shares. The shares were acquired as RSUs and dated 09/22/2025, with the approximate sale date also listed as 09/22/2025. The filer reports no sales of the issuer's securities in the past three months and includes the standard representation that no undisclosed material adverse information is known.

Positive

• Compliant disclosure: Form 144 filed and broker identified, indicating adherence to Rule 144 procedures
• Minimal dilution risk: Proposed sale (~0.036% of outstanding shares) is immaterial to total share count

Negative

• Insider selling signal: Even small sales can be perceived negatively by some investors without contextual explanation
• No trading plan disclosed: The filing does not state a 10b5-1 plan adoption date, limiting clarity on pre-arranged trading intent

Insights

Securities Analyst

Routine insider sale filing; size is immaterial versus outstanding shares.

The Form 144 shows an insider intends to sell 138,523 RSU-derived shares valued at about $2.25 million. Against 384.7 million shares outstanding this is a de minimis amount (~0.036%), so it is unlikely to move the market or materially affect capitalization. The filing indicates compliance with Rule 144 and use of a major broker, reducing execution risk. No prior three-month sales were reported, which limits disclosure of a broader selling pattern.

Corporate Governance Expert

Disclosure is timely and follows required certifications; the sale likely reflects personal liquidity from RSUs.

The document states the securities were acquired as RSUs and the sale is routed through Morgan Stanley Smith Barney, consistent with standard post-vesting dispositions. The filing includes the required attestation that no undisclosed material adverse information exists. From a governance perspective, the notice fulfills regulatory transparency but provides no context on any trading plan adoption or executive role, leaving limited insight into the filer’s intent beyond the transaction itself.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney LLC 1 New York Plaza 8th Floor New York NY 10017	138523	2250998.75	384713179	09/22/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/22/2025	RSU	Issuer			138523	09/22/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did SoundHound AI (SOUNW) report in the Form 144?

The Form 144 reports a proposed sale of 138,523 common shares through Morgan Stanley Smith Barney with an aggregate market value of $2,250,998.75.

When were the shares acquired and what was the acquisition type?

The shares were acquired on 09/22/2025 as RSUs (restricted stock units).

How large is the proposed sale relative to outstanding shares?

The company lists 384,713,179 shares outstanding; the proposed sale equals about 0.036% of that total.

Did the filer report any other sales in the past three months?

No. The filing states Nothing to Report for securities sold during the past three months.

Which broker will execute the sale and where will the shares trade?

The broker listed is Morgan Stanley Smith Barney LLC and the securities exchange indicated is NASDAQ.