[144] Spok Holdings, Inc SEC Filing

Rhea-AI Filing Summary

Spok Holdings, Inc. Form 144 notice: The filer reported a proposed sale of 25,000 shares of common stock through Merrill (Vienna, VA) with an aggregate market value of $442,167.15, scheduled approximately for 08/21/2025. The company has 20,590,924 shares outstanding, so the proposed sale represents roughly 0.12% of outstanding shares. The 25,000 shares were acquired across four transactions between 03/06/2020 and 12/31/2021 via stock bonuses and open-market purchases, and the filer certified no material nonpublic information is known. The notice also discloses a prior sale on 08/04/2025 of 30,000 shares for $554,594.46.

Positive

• Full disclosure of acquisition dates and methods showing shares were acquired via stock bonuses and open-market purchases
• Broker and transaction details provided, including aggregate market value and approximate sale date, supporting regulatory transparency
• Seller certified no material nonpublic information, complying with Form 144 attestation requirements

Negative

• None.

Insights

Securities Analyst

TL;DR: Insiders disclosed routine sales totaling small percentages of float; not likely market-moving but increases public liquidity.

The filing shows a proposed sale of 25,000 shares valued at $442,167.15 against an outstanding base of 20,590,924 shares, and a recent prior sale of 30,000 shares for $554,594.46. The shares to be sold were acquired via compensation and open-market purchases between 2020 and 2021, indicating these are not newly issued shares. Given the size relative to outstanding shares (~0.12% and ~0.15% respectively), the transactions appear routine and unlikely to materially affect valuation or trading dynamics, though they increase available supply from the selling holder.

Corporate Governance Expert

TL;DR: Filing meets disclosure standards and includes the seller's certification about material nonpublic information.

The Form 144 provides required details: broker identity, acquisition method, dates, and amounts, plus the seller's representation that no undisclosed material information exists. Acquisition sources include stock awards and open-market purchases, which is important for assessing whether sales are related to compensation liquidity needs. The disclosure supports governance transparency but does not reveal the seller's identity in the provided excerpt, limiting deeper governance assessment.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	MERRILL 8075 LEESBURG PIKE STE 600 VIENNA VA 22182	25000	442167.15	20590924	08/21/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	12/31/2021	STOCK BONUS	N/A			2118	12/31/2021	STOCK AWARD PART OF COMPENSATION
COMMON	11/19/2020	OPEN MARKET	N/A			5000	11/19/2020	CASH
COMMON	11/18/2020	OPEN MARKET	N/A			5000	11/18/2020	CASH
COMMON	03/06/2020	STOCK BONUS	N/A			12882	03/06/2020	STOCK AWARD PART OF COMPENSATION

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MERRILL 8075 LEESBURG PIKE STE 600 VIENNA VA 22182	COMMON	08/04/2025	30000	554594.46

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Spok Holdings (SPOK) report in this Form 144?

The filer proposes to sell 25,000 common shares on or about 08/21/2025 with aggregate market value of $442,167.15 through Merrill.

How large is the proposed sale versus SPOK's outstanding shares?

The company has 20,590,924 shares outstanding; the proposed 25,000 share sale represents about 0.12% of outstanding shares.

What were the acquisition sources and dates for the shares to be sold?

Shares were acquired between 03/06/2020 and 12/31/2021 via stock bonuses and open-market purchases, totaling 25,000 shares.

Did the filer recently sell other SPOK shares?

Yes, the filing discloses a sale on 08/04/2025 of 30,000 common shares for $554,594.46.

Does the filing indicate any undisclosed material information about SPOK?

The filer represents by signature that they do not know any material adverse nonpublic information regarding the issuer.