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[Form 4] Spok Holdings, Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Spok Holdings director Brett A. Shockley purchased 1,449 shares of Spok Holdings, Inc. (SPOK) on 10/01/2025 at $17.25 per share, increasing his direct holdings to 34,049 shares. The filing is a standard Section 16 Form 4 reporting this insider purchase and shows no derivative transactions or amendments.

Positive

  • Insider acquisition reported: Brett A. Shockley acquired 1,449 shares at $17.25 on 10/01/2025.
  • Updated holdings disclosed: Reporting person now directly owns 34,049 shares.

Negative

  • None.

Insights

TL;DR: Director purchase of 1,449 shares reported; transaction is factual but not large enough here to be materially impactful.

The Form 4 discloses a straightforward open-market acquisition: 1,449 common shares at $17.25 on 10/01/2025, leaving the reporting person with 34,049 shares directly. There are no options, derivatives, dispositions, or additional filings attached. For most investors this is a routine insider transaction that provides a clear, verifiable update to insider ownership.

TL;DR: Filing correctly reports an insider purchase and is properly executed and signed on 10/01/2025.

The Form 4 is complete for the reported class of securities: it lists the reporting person, relationship (director), transaction date, type (acquisition), number of shares, price, and post-transaction holdings. No amendments, joint filings, or indirect ownership notes are included. This meets Section 16(a) disclosure requirements as presented.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SHOCKLEY BRETT A

(Last) (First) (Middle)
C/O SPOK HOLDINGS, INC.
3000 TECHNOLOGY DRIVE, STE 400

(Street)
PLANO TX 75074

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Spok Holdings, Inc [ SPOK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 A 1,449 A $17.25 34,049 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/Brett Shockley/ 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Brett A. Shockley report on Form 4 for SPOK?

The Form 4 reports an acquisition of 1,449 common shares of Spok Holdings at $17.25 per share on 10/01/2025.

How many shares does the reporting person own after the transaction?

After the reported purchase, Brett A. Shockley directly owns 34,049 shares of SPOK.

Were any derivative securities reported in this Form 4?

No. The filing contains only a non-derivative common stock acquisition and lists no options, warrants, or other derivatives.

What is the reporting person’s relationship to Spok Holdings?

The Form 4 lists Brett A. Shockley as a Director of Spok Holdings, Inc.

Was this Form 4 filed jointly or by one reporting person?

The filing indicates it was filed by one reporting person (individual filing).
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