[Form 4] Spok Holdings, Inc Insider Trading Activity

Q: What insider activity did Spok (SPOK) report in this Form 4?

The filing shows equity award activity for President & CEO Vincent D. Kelly , held indirectly through a revocable trust. On January 5, 2026 , the trust acquired and disposed of Spok common stock and recorded vesting of multiple blocks of restricted stock units (RSUs).

Q: How many Spok common shares were acquired and disposed of in the reported transactions?

The revocable trust acquired 37,430 shares of Spok common stock at $13.19 per share in a transaction coded “M,” and disposed of 17,539 shares at $13.19 per share in a transaction coded “F.” After these transactions, the trust held 122,708 common shares indirectly.

Q: What restricted stock units (RSUs) vested for Spok CEO Vincent D. Kelly?

On January 5, 2026 , three RSU grants vested: 10,766 RSUs , 10,384 RSUs , and 16,280 RSUs . Each RSU represents a contingent right to receive one share of Spok common stock, with all RSUs held indirectly through the revocable trust.

Q: What future RSU vesting is scheduled for Spok (SPOK) in this filing?

The filing notes that 10,767 RSUs are scheduled to vest on December 31, 2026 . An additional 20,768 RSUs are scheduled to vest on December 31, 2026 and December 31, 2027 , in what is described as “three equal annual installments.”

Q: How are the Spok shares in this Form 4 held for Vincent D. Kelly?

All reported common stock and RSUs are shown as held indirectly , with the ownership form marked “I.” The nature of ownership is listed as Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust .

Q: What roles does Vincent D. Kelly hold at Spok (SPOK)?

According to the filing, Vincent D. Kelly is a Director and serves as President & CEO of Spok Holdings, Inc. He is not identified as a 10% owner in this Form 4.

Filing Impact

(Very High)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

Spok Holdings, Inc. President & CEO Vincent D. Kelly reported equity award activity on January 5, 2026, all held indirectly as trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust. The trust acquired 37,430 shares of common stock at $13.19 per share in a transaction coded “M,” then disposed of 17,539 shares at $13.19 in a transaction coded “F,” leaving 122,708 common shares held indirectly.

Three blocks of restricted stock units vested on the same date. Vested amounts were 10,766 RSUs, 10,384 RSUs, and 16,280 RSUs, each representing the right to receive one share of common stock. Following these events, 10,767 RSUs are scheduled to vest on December 31, 2026, and 20,768 RSUs are scheduled to vest on December 31, 2026 and December 31, 2027.

Insider Trade Summary

37,430 shares exercised/converted

Mixed 5 txns

Insider KELLY VINCENT D

Role President & CEO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	10,766	$0.00	--
Exercise	Restricted Stock Units	10,384	$0.00	--
Exercise	Restricted Stock Unit	16,280	$0.00	--
Exercise	Common Stock	37,430	$13.19	$494K
Tax Withholding	Common Stock	17,539	$13.19	$231K

Holdings After Transaction: Restricted Stock Units — 10,767 shares (Indirect, Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust); Restricted Stock Unit — 0 shares (Indirect, Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust); Common Stock — 140,247 shares (Indirect, Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust)

Footnotes (1)

Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. On January 5, 2026, 10,766 RSUs vested. The remaining 10,767 RSUs will vest on December 31, 2026 (e.g. "three equal annual installments"). On January 5, 2026, 10,384 RSUs vested. The remaining 20,768 RSUs will vest on December 31, 2026 and December 31, 2027 (e.g. "three equal annual installments"). On January 5, 2026, 16,280 RSUs vested.

Form 4 Insider Transactions: What Each Field Means →

01/07/2026 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KELLY VINCENT D

(Last)

(First)

(Middle)

C/O SPOK HOLDINGS, INC.

3000 TECHNOLOGY DRIVE, STE 400

(Street)

PLANO

75074

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Spok Holdings, Inc [ SPOK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	01/05/2026		M		37,430	A	$13.19	140,247	I	Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust
Common Stock	01/05/2026		F		17,539	D	$13.19	122,708	I	Vincent DePaull Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	01/05/2026		M			10,766	⁽²⁾	⁽²⁾	Common Stock	10,766	$0.00	10,767	I	Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust
Restricted Stock Units	⁽¹⁾	01/05/2026		M			10,384	⁽³⁾	⁽³⁾	Common Stock	10,384	$0.00	20,768	I	Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust
Restricted Stock Unit	⁽¹⁾	01/05/2026		M			16,280	⁽⁴⁾	⁽⁴⁾	Common Stock	16,280	$0.00	0	I	Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Explanation of Responses:

1. Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

2. On January 5, 2026, 10,766 RSUs vested. The remaining 10,767 RSUs will vest on December 31, 2026 (e.g. "three equal annual installments").

3. On January 5, 2026, 10,384 RSUs vested. The remaining 20,768 RSUs will vest on December 31, 2026 and December 31, 2027 (e.g. "three equal annual installments").

4. On January 5, 2026, 16,280 RSUs vested.

	/Vincent D. Kelly/	01/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Spok (SPOK) report in this Form 4?

The filing shows equity award activity for President & CEO Vincent D. Kelly, held indirectly through a revocable trust. On January 5, 2026, the trust acquired and disposed of Spok common stock and recorded vesting of multiple blocks of restricted stock units (RSUs).

How many Spok common shares were acquired and disposed of in the reported transactions?

The revocable trust acquired 37,430 shares of Spok common stock at $13.19 per share in a transaction coded “M,” and disposed of 17,539 shares at $13.19 per share in a transaction coded “F.” After these transactions, the trust held 122,708 common shares indirectly.

What restricted stock units (RSUs) vested for Spok CEO Vincent D. Kelly?

On January 5, 2026, three RSU grants vested: 10,766 RSUs, 10,384 RSUs, and 16,280 RSUs. Each RSU represents a contingent right to receive one share of Spok common stock, with all RSUs held indirectly through the revocable trust.

What future RSU vesting is scheduled for Spok (SPOK) in this filing?

The filing notes that 10,767 RSUs are scheduled to vest on December 31, 2026. An additional 20,768 RSUs are scheduled to vest on December 31, 2026 and December 31, 2027, in what is described as “three equal annual installments.”

How are the Spok shares in this Form 4 held for Vincent D. Kelly?

All reported common stock and RSUs are shown as held indirectly, with the ownership form marked “I.” The nature of ownership is listed as Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust.

What roles does Vincent D. Kelly hold at Spok (SPOK)?

According to the filing, Vincent D. Kelly is a Director and serves as President & CEO of Spok Holdings, Inc. He is not identified as a 10% owner in this Form 4.